CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CBOT |
Implementation of the Federal Fund Options Globex Market Maker Program |
05/16/2017 |
Certified |
05/31/2017 |
|
1 |
CBOT |
Weekly Notification of Rule Amendments (Week of December 17, 2018) |
12/27/2018 |
Notified |
12/27/2018 |
|
1 |
ICE US |
The amendments relieve Exchange Clearing Members of the obligation to determine if their customers are block trade eligible and add language clarifying what information may be disclosed in a block trade negotiation. |
01/07/2020 |
Certified |
01/22/2020 |
|
1 |
CME |
Modifications to the Retail Broker Incentive Program |
04/16/2020 |
Certified |
04/30/2020 |
|
1 |
USFE |
Amends Rules 312 and 404 to establish a new market model: USFE will designate a number of competing MMs who will be entitled to priority execution of a certain percentage of their orders in exchange for undertaking specified MM obligations. |
08/08/2007 |
Certified |
08/20/2007 |
|
1 |
NYMEX |
Notifies the CFTC of New Transaction Types/Venues for the Automated Trandfer of Money (ATOM) System. NYMEX #08.06 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
MGE |
Provides a Resolution to revert to normal trading hours from the holiday trading schedule for all futures and options contracts for the trade day of November 26. |
11/20/2008 |
Certified |
11/20/2008 |
|
1 |
NYMEX |
Eliminates the explicit record retention requirement for all electronically conveyed trading floor messages including instant messages and emails but retains the general record-keeping requirements. NYMEX #08.119R(2) |
01/27/2009 |
Certified |
03/09/2009 |
|
1 |
CBOT |
Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 |
08/03/2009 |
Certified |
08/28/2009 |
|
1 |
NYLIFFE |
Issues NYSE Liffe US Notice 33/2009, announcing the extension of the Futures Incentive Program thruogh June 30, 2010. #2009-123 |
12/29/2009 |
Certified |
06/08/2010 |
|
1 |
NYLIFFE |
Notice 12/2010 announces the Designated Market Maker Program in MSCI Mini Index Futures for the period from September 1, 2010 through June 30, 2011. NYSE Liffe #2010-107 |
08/31/2010 |
Certified |
01/19/2011 |
|
1 |
CME |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
NYMEX |
Amendment to Rule 588.G - removing reference to "E-mini MSCI Emerging Markets" due to the delisting of this product. CME/CBOT/NYMEX #11-238 |
06/16/2011 |
Certified |
06/16/2011 |
|
1 |
ICE US |
Amendments to Exchange Bylaw Annexes and Rules Related to the Discontinuance of Open Outcry Trading on the Exchange. ICE US #12-55 |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
CFE |
Updated CFE Fee Schedule. CFE 2012-34 |
12/12/2012 |
Certified |
12/28/2012 |
|
1 |
CME |
Modifications to the CME Housing Futures Market Maker Program. CME #13-138 |
04/16/2013 |
Certified |
05/01/2013 |
|
1 |
KCBT |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
CBOT |
CBOT is adopting a change to the time period during which locational restrictions apply to the open outcry trading of Treasury and Interest Rate Swap futures during the rollover time period. CBOT #13-323 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
NYMEX |
Revisions to Rule 300.D - Disqualification from Certain Committees and Governing Boards. CME/CBOT/NYMEX/COMEX #14-247 |
06/18/2014 |
Certified |
07/03/2014 |
|
1 |
CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
NYMEX |
Extension of the NN Fee Waiver Program |
12/04/2015 |
Certified |
12/18/2015 |
|
1 |
ICE US |
The Exchange is amending Rule 21.02(e) allowing participants to submit evidence to contest the issuance of a summary fine within 15 days of issuance. |
03/28/2017 |
Certified |
04/11/2017 |
|
1 |
ICE US |
Effective October 10, 2017 the Exchange is extending the terms of the N.A. Credit Futures Contract Broker Rebate Program through December 31, 2018. |
09/25/2017 |
Certified |
10/10/2017 |
|
1 |
CBOT |
Amendments to Block Trade Minimum Threshold for the Soybean Oil Weekly Options Contracts. |
01/05/2018 |
Certified |
01/22/2018 |
|
1 |
CME |
Deletion of CME Rule 586. ("GFX Corporation") and Amendments to CME/CBOT/NYMEX/COMEX Rule 110. ("Claims Against Membership, Application of Proceeds"). |
04/16/2018 |
Certified |
04/30/2018 |
|
1 |
CBOT |
Modifications to the Retail Broker Incentive Program |
04/16/2020 |
Certified |
04/30/2020 |
|
1 |
MGE |
Weekly Notifications for the Week of April 22, 2024 |
05/03/2024 |
Notified |
05/03/2024 |
|
1 |
ICE US |
Amendments to New MSCI Contracts Designated Market Maker Program. ICE US #14-62 |
06/20/2014 |
Certified |
07/08/2014 |
|
0 |
NYLIFFE |
Provides a Secondment Agreement between Liffe Administration & Management Liffe Market Services Employees. NYLIFFE #2010-F101 |
05/28/2010 |
Certified |
07/07/2010 |
|
0 |
NYLIFFE |
Amended and Restated Limited Liability Company Agreement. NYLIFFE #2013-127 |
11/07/2013 |
Certified |
11/23/2013 |
|
0 |
CBOT |
Delisting eleven interest rate products, comprising three On-the-Run Treasury Yield futures, four Interest Rate Swap futures and four respective suites of companion options on IRS futures. CBOT #13-256 |
06/24/2013 |
Withdrawn |
06/24/2013 |
|
0 |
CCFE |
Amends Block Trade Rule to Remove Limitation on Trades to Allow Non-ECPs to Trade by Block Trades. CCFE No. 07-01 |
01/04/2007 |
Certified |
01/08/2007 |
|
0 |
CCFE |
Reverses Changes of 1-04-07 that Allowed Non-ECPS to Do Block Trades (Adding Back that Requirement). See CCFE FILAC No. 07-01 |
01/08/2007 |
Certified |
01/09/2007 |
|
0 |
CBOT |
Revises Exchange Fee for Mini-sized Contract Permit Holders in Rough Rice, Establishes a Directed Fungbility fee, and Changes CBOT's List of Regular Facilities for Soybean Oil. CBOT No. 2755.01 |
01/04/2007 |
Certified |
01/04/2007 |
|
0 |
CBOT |
Provides for block trades and inter-commodity spreads in the new 3-Year US Treasury Notes futures. CBOT #09-031 |
02/23/2009 |
Certified |
04/21/2009 |
|
0 |
CME |
Revises Error Trade Rule ("Globex No Bust Ranges") to add the NYMEX 3-2-1 PLUS contract. CME 07.05 |
01/19/2007 |
Certified |
01/22/2007 |
|
0 |
CBOT |
Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 |
02/19/2009 |
Certified |
02/26/2009 |
|
0 |
NADEX |
Adopts a New Market Maker Program for DRW, to be Implemented by 3/01/07 |
01/26/2007 |
Certified |
02/14/2007 |
|
0 |
CFE |
The Amendment amends the Regulatory Services Agreement between CFE and NFA. |
08/31/2017 |
Certified |
09/15/2017 |
|
0 |
CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Russell 2000 Volatility Index Futures Contracts. CFE-2007-05 |
07/05/2007 |
Certified |
08/07/2007 |
|
0 |
CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Nasdaq-100 Volatility Index Futures Contracts. CFE-2007-06 |
07/05/2007 |
Certified |
08/06/2007 |
|
0 |
NYMEX |
Amending the "Termination of Trading" rules of the physically delivered Crude Oil, RBOB Gasoline, Heating Oil, Natural Gas and Environmental futures contracts. NYMEX #13-103 |
03/28/2013 |
Certified |
04/12/2013 |
|
0 |
NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program. NYMEX #13-444 |
12/13/2013 |
Certified |
12/31/2013 |
|
0 |
ICE US |
Adopting a new Russell Individual Member Fee Program. ICE US #13-118 |
12/13/2013 |
Certified |
12/31/2013 |
|
0 |
ICE US |
Extension of Term of Russell Index Options Market Maker Program. ICE US #13-119 |
12/13/2013 |
Certified |
12/31/2013 |
|
0 |
ICE US |
Extension of Terms of Russell Index Futures Market Maker Program. ICE US #13-120 |
12/13/2013 |
Certified |
12/31/2013 |
|
0 |
ICE US |
Amendments to the Henry Hub Capped Options Liquidity Provider Program. ICE US #13-123 |
12/16/2013 |
Certified |
01/01/2014 |
|
0 |
CBOT |
Modifications to the Micro Treasury Yield Futures Market Maker Program |
12/31/2021 |
Withdrawn |
01/11/2022 |
|
0 |