| CBOT |
Adds a New Shares Reduction Schedule; Revised Fee Schedule for Agricultural Products CBOT #2794.01 |
05/23/2007 |
Certified |
05/23/2007 |
|
1 |
| NYMEX |
Amends Position Reporting as it Relates to Dubai Mercantile Exchange. NYMEX #07.45 |
05/21/2007 |
Certified |
05/25/2007 |
|
1 |
| ICE US |
Provides for Two ICE Officers to the Board Rather than Specifically Identified Individuals; Conforms the Vote Required to Take Action by the Trade Committees to the Bylaws; and Provides for the Appointment of an Audit Committee. NYBOT Submission #07-34 |
05/22/2007 |
Certified |
09/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NADEX |
Cancels Free Trade Promotional Offer |
05/31/2007 |
Certified |
05/31/2007 |
|
1 |
| ICE US |
Eliminates the Open Outcry Night Session in Financial Products; Eliminates Passout Credits for CTI 1 Trades Executed Electronically or Open Outcry; Expands Holiday Schedule to Include Hours Open for Electronic Trading. NYBOT No. #07-35 |
05/30/2007 |
Certified |
09/19/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| OCX |
Amends Error Trade Nullification Policy by modifying the no bust range, adding the term Questioned Trade, permitting trades within the no bust range to be busted or adjusted if there were an Exchange system failure, and other changes. |
06/01/2007 |
Certified |
06/07/2007 |
|
1 |
| MGE |
Amends Articles of Incorporation and Rulebook to Meet the Board of Directors and Executive Committee Composition Requirements Contained within CFTC Core Principle 15 Safe Harbor Provisions. |
06/01/2007 |
Certified |
07/03/2007 |
|
1 |
| CBOT |
Designates Credit Default Swap ("CDS") Index futures for Block Trading at a Minimum Size of 100 Contracts on an Outright Basis. CBOT Submission 2797.01 |
06/04/2007 |
Certified |
06/15/2007 |
|
1 |
| CBOT |
Adds Credit Default Swap Index Futures to the list of contracts eligible to be traded as an EFS or EFR. CBOT 2796.01 |
06/04/2007 |
Certified |
06/07/2007 |
|
1 |
| NYMEX |
Deletes NYMEX Rule 9.04B (E-RAV Risk Filter) as it refers to a discontinued risk filter. Submission #07.68 |
05/31/2007 |
Certified |
06/07/2007 |
|
1 |
| NYMEX |
Expands the Exchange of OTC Options for NYMEX Options ("EOO") Rule to Allow for EOO Transactions in Certain Calendar Spread Options (Crude Oil, Heating Oil, Reformulated Blend Unleaded Gasoline and Natural Gas). NYMEX Submission No. 07-64 |
06/07/2007 |
Certified |
06/11/2007 |
|
1 |
| NYMEX |
Restricts cash disbursements made by NYMEX Clearing Members to their respective customers to a maximum of $5,000 during any single business week. NYMEX Submission No. 07.69 |
06/07/2007 |
Certified |
06/15/2007 |
|
1 |
| CME |
Modifies the Block Trade Minimum Size for Credit Index Event Contracts from 20 to 10 contracts . CME No. 07-42 |
06/11/2007 |
Certified |
06/29/2007 |
|
1 |
| ICE US |
Revises 2007 Holiday Schedule. NYBOT No. 07-37 |
06/13/2007 |
Certified |
07/16/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CBOT |
Changes the Independence Day Holiday Trading Schedule. CBOT #2798.01 |
06/18/2007 |
Certified |
07/16/2007 |
|
1 |
| CME |
Adds the No-Bust Ranges for Credit Index Event Futures, NYMEX Energy Options and COMEX Metals Options and Removes NYMEX Sugar 14 Futures and Agricultural Options Contracts. CME Submission No. 07-45 |
06/18/2007 |
Certified |
06/20/2007 |
|
1 |
| NFX |
Adopts a Rule to alow EFP Transactions and amends the Limitation of Liability for PBOT XL, to explicitly Include Block Trades and EFP Transactions. PBOT No. 2007-08 |
06/19/2007 |
Certified |
06/26/2007 |
|
1 |
| NFX |
Allows Emergency Actions to be Determined by the PBOT President; Provides that the Conflict of Interest Provisions Apply and Requires that the Decision-Making Process and the Reasons be recorded. PBOT No. 2007-09 |
06/22/2007 |
Certified |
06/28/2007 |
|
1 |
| NADEX |
Extension of HedgeStreet Market Maker Subsidary Pilot Program |
06/20/2007 |
Certified |
06/20/2007 |
|
1 |
| CBOT |
Allows Australian traders to be eligible for the CBOT Global Developing Markets Program. CBOT Submission #2799.01 |
06/19/2007 |
Certified |
07/16/2007 |
|
1 |
| CBOT |
Codifies the e-cbot No-Bust Error Trade Policy for CBOT Credit Default Swap Index futures. CBOT Submission #2800.01 |
06/22/2007 |
Certified |
06/22/2007 |
|
1 |
| NYMEX |
Raises the Clearing Member Minimum Contribution required from $2 million to $2.5 million; in conjunction, the Guaranty Fund is being Increased from $200 million to $250 million. NYMEX Submission 07.76 |
06/21/2007 |
Certified |
06/22/2007 |
|
1 |
| NYMEX |
Requires a 15-Sec. Wait for Options Orders Before a User Can Cross Opposite a Customer; Requires a 15-Sec. Wait for Prearranged Trades before Opposite Order can be Entered; Includes Electronic Trading in Settlement Price Determination. NYMEX No. 07-77 |
06/21/2007 |
Certified |
06/25/2007 |
|
1 |
| NYMEX |
Provides for a New Market Maker Program Pertaining to the Electronic Trading on the CME Globex System of Certain NYMEX and COMEX Options Contracts. CME Submission # 07.78 |
06/21/2007 |
Certified |
08/02/2007 |
|
1 |
| NYMEX |
Lists on Globex Selected Trading Months for Options on Crude Oil, Natural Gas, Gold, and Silver. NYMEX No. 07-79 |
06/21/2007 |
Certified |
06/21/2007 |
|
2 |
| CBOT |
Makes Technical Revisions to the Specifications for CBOT Denatured Fuel Ethonal Forward Month Swaps CBOT #2804.01 |
06/27/2007 |
Certified |
07/03/2007 |
|
1 |
| CBOT |
Revises the Exhibit I of the e-cbot Message Use Policy CBOT #2805.01 |
06/28/2007 |
Certified |
06/28/2007 |
|
1 |
| CBOT |
Revises Exchange Fee for Mini-sized Contract Permit Holders in Rough Rice, Establishes a Directed Fungbility fee, and Changes CBOT's List of Regular Facilities for Soybean Oil. CBOT No. 2755.01 |
01/04/2007 |
Certified |
01/04/2007 |
|
0 |
| CBOT |
Extends Temporary Membership Privileges in 100oz Gold and 5,000 oz Silver Options for Holders of CBOT Series B-4 (IDEM) Membership Status through December 31, 2007. CBOT #2801.01 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| CBOT |
Extends through December 31, 2007, Temporary Trading Privileges for B-5(COM) Category Individuals for Covered Option Spreads in 100oz Gold and 5,000 oz Silver. CBOT #2802.01 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| NYMEX |
Migrates certain products from Globex to the trading floor; products also will be available to be cleared through CPC. NYMEX #07.52 |
06/27/2007 |
Certified |
08/01/2007 |
|
1 |
| ICE US |
Provides for July 4th Holiday Trading Hours. NYBOT #07-38 |
06/28/2007 |
Certified |
06/28/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NFX |
Replaces Market Makers Rule E10, in its Entirety. PBOT 2007-10 |
06/20/2007 |
Certified |
07/18/2007 |
|
1 |
| NFX |
Adopts Notice to Members For Early Closure on July 3, 2007 PBOT #2007-11 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Russell 2000 Volatility Index Futures Contracts. CFE-2007-05 |
07/05/2007 |
Certified |
08/07/2007 |
|
0 |
| CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Nasdaq-100 Volatility Index Futures Contracts. CFE-2007-06 |
07/05/2007 |
Certified |
08/06/2007 |
|
0 |
| CFE |
Submits an updated CFE Fee Schedule. CFE-2007-07 |
07/05/2007 |
Certified |
07/05/2007 |
|
1 |
| CBOT |
Augments existing Rulebook Chapter 1 with respect to CBOT government provisions. CBOT #2806.01 |
07/13/2007 |
Certified |
07/30/2007 |
|
1 |
| CBOT |
Provides the Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws of the Board of Trade of the City of Chicago, Inc. CBOT #2807.01 |
07/13/2007 |
Certified |
07/30/2007 |
|
1 |
| CME |
Changes the threshold requirement for using the CLS Bank for currency deliveries from $50 million to $25 million. CME #07-45 |
07/11/2007 |
Certified |
07/18/2007 |
|
1 |
| CME |
Removing references to Control Agreemements as a way to secure a membership loan or a trading debit. CME #07-51 |
07/11/2007 |
Certified |
07/18/2007 |
|
1 |
| CME |
Changes Associated with the Merger of Chicago Mercantile Exchange Holdings Inc. and CBOT Holdings, Inc. |
07/13/2007 |
Certified |
07/30/2007 |
|
1 |
| ICE US |
Reduces the time period for determining Sugar No. 14 futures settlement prices and authorizes staff to perform the settlement function; addresses the different conventions used to place electronic calendar spread orders. NYBOT #07-39 |
07/12/2007 |
Certified |
07/20/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides arbitration for Sugar No.11 delivery disputes; also increases the any one month position accountability level from 9,000 to 10,000 and the all month combined level from 9,000 to 15,000 Sugar No.11 futures and equivalent contracts. NYBOT #07-40 |
07/12/2007 |
Certified |
08/03/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Increases from 95% of face value to 98%, the value of shares of money market mutual funds deposited by Clearing Members for original margin purposes. NYMEX #07.82 |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
| CBOT |
Converting shares of CBOT Holdings, Inc. into shares of CME Group Inc and amending the Share Registration Requirements. CBOT #2810.01 |
07/24/2007 |
Certified |
07/30/2007 |
|
1 |
| CBOT |
Amends Transaction Fee Schedule to reflect the CME/CBOT Merger. CBOT #2811.01 |
07/24/2007 |
Certified |
07/30/2007 |
|
1 |
| CME |
Provides a bock trade minimum size for a new contract - Commodity Excess Return Futures (CERFs). CME #07-55 |
07/23/2007 |
Certified |
10/10/2007 |
|
1 |
| MGE |
Clarifies dissemination of information to ownership, conforms to Minnesota statute and to removes non-applicable language. |
07/24/2007 |
Certified |
08/01/2007 |
|
1 |
| CME |
Issues a Regulatory Advisory (RA-07-04) regarding CME Rules 539 ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited") and 432.D. ("Major Offenses) for options and options spread trading. CME #07-54 |
07/18/2007 |
Certified |
08/02/2007 |
|
1 |
