| CME |
Modifications to the FX Monthly Futures Market Maker Program |
02/13/2023 |
10 Day Review |
02/13/2023 |
|
2 |
| FMX |
Amendments to financial requirements for order entry, Customer minimum margin rule and updated 2024 incentive program. |
03/06/2024 |
10 Day Review |
03/06/2024 |
|
1 |
| COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
1 |
| CDE |
Update to CDE Operating Agreement |
04/18/2024 |
10 Day Review |
04/18/2024 |
|
1 |
| ICE US |
New Rin Commercial Program |
04/23/2024 |
10 Day Review |
04/23/2024 |
|
2 |
| NYMEX |
Eligibility of Trading at Settlement ("TAS") for the Dutch TTF Natural Gas Calendar Month Futures and Dutch TTF Natural Gas Financial Calendar Month Futures Contracts |
04/23/2024 |
10 Day Review |
04/23/2024 |
|
1 |
| COIN |
Modifications to Exchange Rule 305 |
04/26/2024 |
10 Day Review |
04/26/2024 |
|
1 |
| COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/29/2024 |
10 Day Review |
04/29/2024 |
|
1 |
| KEX |
Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. |
07/19/2022 |
Approval Pending (45) |
07/19/2022 |
|
2 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| NYLIFFE |
Requests Approval of NYSE Liffe, LLC Rulebook as part of its DCM designation request |
07/21/2008 |
Approved |
08/21/2008 |
|
1 |
| ELX |
Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). |
07/06/2009 |
Approved |
10/06/2009 |
Self-Certified on 7/6/2009 - Approved on 10/6/2009 |
2 |
| CANTOR |
Adopts Cantor Futures Exchange, L.P. Rules |
04/20/2010 |
Approved |
04/20/2010 |
|
1 |
| TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
| MGE |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
| CBOT |
Extend electronic trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| KCBT |
Extend trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| MGE |
Extend trading hours. |
05/18/2012 |
Approved |
05/18/2012 |
|
1 |
| MGE |
Amendment to Regulation 2011.00 is to amend the opening time for the open outcry venue in response to the recently implemented extended wheat futures and options contracts electronic trading hours on trading days released under USDA reports. |
05/30/2012 |
Approved |
06/08/2012 |
|
2 |
| MGE |
Amending Regulation 2011.00 - Hours of Trading |
06/06/2012 |
Approved |
06/08/2012 |
|
2 |
| OCX |
Revision to OneChicago Rule 307, Application of Rules and Jurisdiction and Revision to the cover page of the OneChicago Rulebook. |
08/06/2012 |
Approved |
08/21/2012 |
|
1 |
| ICE US |
The Exchange is adopting new rules and amendments in connection with the issuance of Commission Regulations 38.151 and 38.152, the anticipated end of open-outcry trading on the Exchange and to delete obsolete provisions. ICE US #12-44 |
08/03/2012 |
Approved |
08/21/2012 |
|
1 |
| CDE |
Rule 614 - Consent to Exchange Jurisdiction. ERISDCM #2012-11 |
08/03/2012 |
Approved |
08/21/2012 |
|
1 |
| CME |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| CBOT |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| NYMEX |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| COMEX |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| MGE |
Clarify the jurisdiction authority of the Exchange over any person initiating or executing a transaction on or subject to the rules of the Exchange directly or through an intermediary. |
08/08/2012 |
Approved |
08/21/2012 |
|
1 |
| NFX |
Request for Expedited Approval: Consent to Jurisdiction. NFX #2012-22 |
08/14/2012 |
Approved |
08/21/2012 |
|
1 |
| OCX |
Revision to OneChicago Rule 307, Application of Rules and Jurisdiction |
08/29/2012 |
Approved |
09/27/2012 |
|
1 |
| CME |
Change to CME USD Denominated Ibovespa futures trading hours on the last trading day and a change in the timing of the 3-hour final settlement price determination window for CME USD Denominated Ibovespa futures. CME #12-446 |
12/04/2012 |
Approved |
12/12/2012 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 |
07/10/2013 |
Approved |
11/14/2013 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 |
07/10/2013 |
Approved |
11/14/2013 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 |
07/10/2013 |
Approved |
11/14/2013 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 |
07/10/2013 |
Approved |
11/14/2013 |
|
1 |
| KCBT |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 regarding Rule 534 (Wash Trades Prohibited). CME/CBOT/NYMEX/COMEX/KCBT #13-272 |
07/10/2013 |
Approved |
11/14/2013 |
|
1 |
| CME |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
| CBOT |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
| NYMEX |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
| COMEX |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
| KCBT |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
| CME |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| CBOT |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| NYMEX |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| COMEX |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| CME |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
| CBOT |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
| NYMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
| COMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rules 559. ("Position Limits and Exemptions") and 562. ("Position Limit Violations") and Issuance of CME Group Market Regulation Advisory Notice RA2101-5. |
01/27/2021 |
Approved |
03/12/2021 |
|
5 |
