Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE US Amends the Procedures for Block Trades to allow Floor Brokers to report and submit Block Trades. ICE US #07-54 09/12/2007 Certified 09/14/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Amends rules to allow exchange staff to act upon membership applications rather than the Membership Committee; and permits service of papers upon a Member by express courier to accommodate the global nature of Exchange membership. ICE US #07-55 09/12/2007 Certified 11/01/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Changes the cutoff date for grandfathering certain fee discounts to certain members to August 21, 2007 (from August 10). ICE US Supplemental #07-48 09/12/2007 Certified 09/25/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides minimum volume threshold for Block Trades and Board Resolutions waiving grading fees, as well as terms and conditionsfor trading Robusta Coffee futures and options contracts. ICE US #07-56 09/12/2007 Certified 10/19/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Notifies and Certifies Change in Ownership Due to ICE Acquiring NYBOT under Regulation 38.5(d). 01/19/2007 Certified 01/22/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Establishes a Market Specialist Program for Electronic Trading. NYBOT No. 07-2 01/24/2007 Certified 03/23/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Authorizes Electronic Trading in All Contracts from the Trading Floor by all Permit Holders, and Conforms Trading Floor Procedures to Side-By-Side Electronic Trading. NYBOT No 07-3 01/25/2007 Certified 10/12/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides for July 4th Holiday Trading Hours. NYBOT #07-38 06/28/2007 Certified 06/28/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Authorizes the Cotton Warehouse and Delivery Committee to license additional warehouses owned by existing Exchange licensed warehousemen and meeting current suitability standards; Amends Licensing Resolution No.1 regarding licensing fees. ICE US #07-53 09/18/2007 Certified 09/18/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Conforms Exculpation Rule to Exculpation Provisions in the NYBOT Electronic User Agreement. NYBOT No. 07-4 02/01/2007 Certified 09/17/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Changes Duration of Opening Call. NYBOT # 07-05 02/02/2007 Certified 09/06/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Deletes open outcry trading hours for Pulp futures and options contracts and revises the provisions for the responsibility of loadout charges for the Robusta futures contract. ICE US #07-57 09/24/2007 Certified 09/24/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Changes the Electronic Trading Hours for all Futures Contracts Currently Listed Except for FCOJ. NYBOT No. 07-6 02/08/2007 Certified 02/09/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Eliminates a Redundant Floor Fine and Permits the Use of Cellular Phones in Areas Outside the Trading Rings. NYBOT No. 07-9 02/08/2007 Certified 02/09/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Notice of Early Closing of Open Outcry Trading for Cotton No. 2, FCOJ and NFC futures and options contracts on February 15, 2007. NYBOT No. 07-10 02/08/2007 Certified 02/08/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provide for the Board or a Subcommittee of the Board to Act Instead of the Executive Committee. NYBOT No. 07-11. 02/08/2007 Certified 02/16/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Reduces the time period for determining Sugar No. 14 futures settlement prices and authorizes staff to perform the settlement function; addresses the different conventions used to place electronic calendar spread orders. NYBOT #07-39 07/12/2007 Certified 07/20/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides arbitration for Sugar No.11 delivery disputes; also increases the any one month position accountability level from 9,000 to 10,000 and the all month combined level from 9,000 to 15,000 Sugar No.11 futures and equivalent contracts. NYBOT #07-40 07/12/2007 Certified 08/03/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Resolution Delegating Authority to Set Electronic Trading Hours; Changes ETS Trading Hours and Deletes Specified Electronic Trading Hours Table. NYBOT No. 07-14 02/15/2007 Certified 09/06/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Reduces Electronic Trading Hours for Sugar No. 14. NYBOT No. 07-15 02/16/2007 Certified 09/06/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Amends the Launch Date for Listing of Robusta Coffee Futures and Options Contracts. ICE US #Supplemental III 07-56 09/25/2007 Certified 09/25/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Amend Rule 4.09-Expand the Permissible Price During the Post Close Trading Session; Amend Rule 27.02(vii)-Delete Certain Responsibilities from the Definition of a Responsible Individual. 07-33 05/22/2007 Certified 06/07/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Expands Market Specialist Program for Electronic Trading. ICE US #07-59 10/02/2007 Certified 12/26/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides for Two ICE Officers to the Board Rather than Specifically Identified Individuals; Conforms the Vote Required to Take Action by the Trade Committees to the Bylaws; and Provides for the Appointment of an Audit Committee. NYBOT Submission #07-34 05/22/2007 Certified 09/18/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Eliminates the Open Outcry Night Session in Financial Products; Eliminates Passout Credits for CTI 1 Trades Executed Electronically or Open Outcry; Expands Holiday Schedule to Include Hours Open for Electronic Trading. NYBOT No. #07-35 05/30/2007 Certified 09/19/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Requires a clerical employee of a Floor Member to have a unique log-in identification in order to submit electronic orders for the Floor Member. ICE US #07-60 10/10/2007 Certified 10/12/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Clarifies that a Registered Operator who is a clerk employed by a floor member may not enter orders for an account in his own name or any account in which he has a direct or indirect interest. ICE US Supplemental 07-60 10/11/2007 Certified 10/12/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Allows NYBOT Permit Holders to execute trades electronically on and off the trading floor and Offers an Exchange Fee Incentive Program for CME Traders of Russell Contracts; also Delisting of Pulp Options. NYBOT #07-43 08/01/2007 Certified 08/02/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Allows the Authority of CEO to be Exercised by President if There is No CEO. NYBOT No. 07-16 02/28/2007 Certified 03/05/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Eliminates the open outcry trading floor trading session for Sugar No 14 futures contracts and eliminate references to Pulp futures. Codifies calendar spread orders for Robusta Coffee & Pulp futures on the ICE Electronic Platform. ICE US #07-62 10/15/2007 Certified 11/06/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Amends the procedures for reporting and submitting EFP/EFS transactions. ICE US #07-63. 10/15/2007 Certified 11/07/2007 On 09/03/07 NYBT was renamed ICE US 1
ELX Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). 07/06/2009 Approved 10/06/2009 Self-Certified on 7/6/2009 - Approved on 10/6/2009 2
ICE US Amendment to Block Trade FAQ - Clarification Regarding Pre-hedging 06/01/2016 Certified 09/14/2016 Stayed on 6/14/16. 90 day review ends 9/13/16. 4