| NYMEX |
Establisment of a Block Trade Minimum Threshold in 3 New NYMEX Products. NYMEX/COMEX #13-517 |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| TRUEEX |
Policies and Procedures regarding Post-Trade Allocation of Bunched Orders. TRUEEX #2013-18 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| MGE |
Weekly notification of rule amendments for the week of March 2, 2015 |
03/13/2015 |
Notified |
03/13/2015 |
|
1 |
| COMEX |
Modifications to the COMEX Gold Kilo Futures Market Maker Program |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| ICE US |
Amends Rule 15.06 to eliminate obsolete reference to Settlement Committee. |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
| NFX |
Rule Certification to Eliminate Obsolete Product References |
02/22/2016 |
Certified |
03/07/2016 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. |
08/18/2016 |
Certified |
09/01/2016 |
|
1 |
| NFX |
Holiday Schedule for 2017 |
11/16/2016 |
Certified |
12/01/2016 |
|
2 |
| COMEX |
Modifications to the COMEX Gold Kilo Futures Market Maker Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
| CBOT |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
| NYMEX |
Implementation of the NYMEX Hot-Rolled Coil Steel Market Maker Program |
05/16/2017 |
Certified |
05/31/2017 |
|
2 |
| NFX |
Self-certification to recertify the Exchange's Asia-Pacific incentive program for certain energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook as may be amended. |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| NADEX |
Amends Rule 5.5 to require participants submitting messages to have controls in place to prevent disruptive activity, and to Rule 6.5 to note that Nadex has been granted certain relief from reporting to a SDR in CFTC's June 2017 no-action letter. |
09/21/2017 |
Certified |
10/05/2017 |
|
1 |
| CME |
Modifications to the E-mini Russell 1000 Index Futures Market Making Program |
01/26/2018 |
Certified |
02/09/2018 |
|
2 |
| ICE US |
Amendments to Brent/WTI Options Liquididty Provider Program |
02/23/2018 |
Certified |
03/09/2018 |
|
2 |
| NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 3 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Legacy 1st Line and Euro-bob Gasoline-Related Futures Liquidity Provider Program through November 30, 2020. |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
| CME |
Modifications to the CME USD-Denominated Ibovespa Index Futures Market Maker Program |
04/14/2020 |
Certified |
04/28/2020 |
|
2 |
| ICE US |
Extension of ICE Futures U.S. Physical Environmental Program |
09/08/2020 |
Certified |
09/22/2020 |
|
2 |
| CME |
Modifications to the Eurodollar Pack and Bundle Deferred Contract Liquidity Program |
12/28/2020 |
Certified |
01/12/2021 |
|
1 |
| CANTOR |
CX Futures Exchange, L.P. is adding an addendum to its confidential compliance manual. |
04/13/2021 |
Certified |
04/27/2021 |
|
1 |
| CBOT |
Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
| COMEX |
Weekly Notification of Rule Amendments - Week of December 6, 2021 |
12/14/2021 |
Notified |
12/14/2021 |
|
1 |
| NODAL |
The Exchange is amending the Transaction Fee Schedule, Minimum Block Sizes and No-Cancellation Ranges for the upcoming launch of new environmental contracts. |
06/03/2022 |
Certified |
06/17/2022 |
|
4 |
| ICE US |
Amendments to Block Trade Procedures |
06/23/2022 |
Certified |
07/08/2022 |
|
1 |
| COMEX |
Modifications to the APAC FCM Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
2 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 588.D. ("Alternative Resolution by Agreement of Parties") in Connection with Trade Cancellations and Price Adjustments |
05/02/2023 |
Certified |
05/16/2023 |
|
1 |
| CBOT |
Amendments to the Daily Settlement Procedure Document for all CME and CBOT Adjusted Interests Rate (AIR) Total Return Futures Contracts |
10/27/2023 |
Certified |
11/13/2023 |
|
1 |
| NYMEX |
Modifications to the APAC FCM Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| NADEX |
Implements a New Way for the HedgeStreet Trading System to Accept Orders from Market Makers. |
02/27/2007 |
Certified |
03/08/2007 |
|
1 |
| NYMEX |
Revises NYMEX OTC Broker Incentive Program for NYMEX ClearPort Clearing NYMEX #07.112 |
10/12/2007 |
Certified |
10/12/2007 |
|
1 |
| NYMEX |
Adds a uniform termination date and the obligation to submit daily information for use in settlement procedures for all existing Options Market Maker Programs for Exchange products listed on CME Globex. NYMEX #08.05 |
01/15/2008 |
Certified |
01/30/2008 |
|
1 |
| ELX |
Certifies an Amendment to ELX Futures Rule IV 5(a)(iv) and (v), adding an Exchange of Futures for Futures (EFFs) rule to the rule governing Exchange of Futures for Related Positions. |
07/02/2009 |
Certified |
10/06/2009 |
|
1 |
| CME |
Provides information on the CME SPCTRs Market Maker Program. CME #09-134 |
07/30/2009 |
Certified |
08/21/2009 |
|
1 |
| CBOT |
Corrects the issuance date on CBOT Market Regulation Advisory Notice RA0907-1, informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244R |
10/16/2009 |
Certified |
10/30/2009 |
|
1 |
| NADEX |
Amends its Holiday schedule for 2009 Japan Emperor's birthday Holiday and the 2009 US Christmas and 2010 US New Year Holidays |
12/29/2009 |
Certified |
12/29/2009 |
|
1 |
| NYLIFFE |
Notice 27/2010 announcing amendments clarifying procedures to settle disciplinary proceedings. NYLIFFE #2010-119 |
11/08/2010 |
Certified |
12/07/2010 |
|
1 |
| COMEX |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| CBOT |
Extending and Modifying the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #12-108 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| ICE US |
Amending various Exchange rules to update the rulebook to better reflect current Exchange procedures and practices. ICE US #12-42 |
07/24/2012 |
Certified |
08/08/2012 |
|
2 |
| CME |
Implementing a market maker program in support of Brazilian Real futures and options traded on Globex. CME #13-134 |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| CME |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| NFX |
Agreement for Clearing and Settlement Services with The Options Clearing Corporation. NFX #2013-14 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
| COMEX |
Establisment of a Block Trade Minimum Threshold in 3 New NYMEX Products. NYMEX/COMEX #13-517 |
10/31/2013 |
Certified |
11/16/2013 |
|
2 |
| TRUEEX |
Self certification of rule amendments. |
08/07/2014 |
Certified |
08/21/2014 |
|
4 |
| CBOT |
Amendments to Chapter 7 |
10/31/2014 |
Certified |
11/17/2014 |
|
2 |
| COMEX |
Copper Options Fee Waiver and Fee Discount Program |
04/16/2015 |
Certified |
04/29/2015 |
|
1 |
| MGE |
Weekly Notification of Rule Amendments for Week of May 25, 2015. |
06/05/2015 |
Notified |
06/05/2015 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. |
08/18/2016 |
Certified |
09/01/2016 |
|
1 |
| CME |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
