| CME |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/30/2010 |
|
1 |
| NYMEX |
Amends NYMEX Rule 536.F regarding the compliance of sanctions and violations aligned with CME and CBOT. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
| ICE US |
Lists USDX Options Contracts on the ICE US Electronic Trading System and Expansion of Market Maker Program to include USDX Options. ICE US #10-7 |
03/03/2010 |
Certified |
12/09/2010 |
|
1 |
| CBOT |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| NYMEX |
Modifications to the NYMEX Brent 25-Day Futures Incentive Program. NYMEX #12-107 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 |
06/17/2013 |
Withdrawn |
06/28/2013 |
|
1 |
| ICE US |
Termination of Foreign Trader Market Maker Program. ICE US #14-30 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
| COMEX |
Revisions to CME and CBOT Rule 539 and Issuance of CME Group Marketing Regulation Advisory Notice RA1404-5 Concerning Pre-Execution Communications. |
08/07/2014 |
Certified |
08/21/2014 |
|
2 |
| NODAL |
Revisions to Nodal Exchange contracts that correctly identify the underlying electric power locations that were remapped by MISO; revisions do not affect deliverable supplies or the pricing basis of the Exchange's contracts. |
12/23/2014 |
Notified |
12/23/2014 |
|
3 |
| CME |
Modifications to the CME Housing Futures Market Maker Program |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| CME |
Amendments to CME Rules 25301.C. ("Price Increment") and 588.H. ("Globex Non-Reviewable Trading Ranges") for Japanese Yen/U.S. Dollar (JPY/USD) Futures Contract |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
| NADEX |
Nadex added additional strike levels on a discretionary basis in various Daily, Weekly, 2-Hour Intraday, and 20-Min Intraday US Indices Binaries, and 5-Min Currency Binaries, and amended strike width in various US Indices for the week of Aug. 24. |
08/31/2015 |
Notified |
08/31/2015 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1518-5 Concerning Position Limits and Accountability Levels |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
| NODAL |
Nodal Exchange Power Incentive Program |
02/22/2016 |
Withdrawn |
02/25/2016 |
|
4 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. |
08/18/2016 |
Certified |
09/01/2016 |
|
1 |
| OCX |
Issuing Regulatory Release 2016-23 (OneChicago Ownership and Control Reports) |
09/27/2016 |
Certified |
10/12/2016 |
|
1 |
| NFX |
Certification of 2017 Trading Calendar. |
11/16/2016 |
Withdrawn |
11/17/2016 |
|
4 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers Program for the submission of block trades by brokers. |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
| CME |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
05/16/2017 |
Certified |
05/31/2017 |
|
1 |
| CME |
Modifications to the Russell Futures Fee Discount Program |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| OCX |
Adopting an Updated Error Trade Policy |
05/31/2018 |
Certified |
06/14/2018 |
|
1 |
| NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 2 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
| ICE US |
The Exchange is extending the terms of the U.S. Global Refined Product Liquidity Provider Program through November 30, 2020. |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
| ICE US |
Extension of California Carbon Allowance Volume Incentive Program |
09/08/2020 |
Certified |
09/22/2020 |
|
2 |
| CME |
Modifications to the E-mini S&P 500 ESG Index Futures Market Maker Program |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
| ICE US |
Amendments to Minimum Block Size for certain MSCI Index Futures Contracts |
04/13/2021 |
Certified |
04/27/2021 |
|
1 |
| NYMEX |
Weekly Notification of Rule Amendments - Week of December 6, 2021 |
12/14/2021 |
Notified |
12/14/2021 |
|
1 |
| CME |
Modifications to the E-mini S&P Options Broker Rebate Program |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
| ICE US |
Amendments to Block Trade Procedures to establish minimum block size for SOFR Index Futures |
11/15/2022 |
Certified |
11/30/2022 |
|
1 |
| NYMEX |
Modifications to the APAC FCM Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
2 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 588.D. ("Alternative Resolution by Agreement of Parties") in Connection with Trade Cancellations and Price Adjustments |
05/02/2023 |
Certified |
05/16/2023 |
|
1 |
| CME |
Modifications to the FX Futures Spreads Member Bank Volume Incentive Program |
06/13/2023 |
Certified |
06/28/2023 |
|
2 |
| CME |
Amendments to the Daily Settlement Procedure Document for all CME and CBOT Adjusted Interests Rate (AIR) Total Return Futures Contracts |
10/27/2023 |
Certified |
11/13/2023 |
|
1 |
| CBOT |
Modifications to the APAC FCM Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| NODAL |
For the period February 5th through February 8th, 2024, the Exchange will operate extended market hours opening from 8:00 am until 7:00 pm Eastern. |
01/19/2024 |
Certified |
02/02/2024 |
|
1 |
| COIN |
Modification to Crypto Market Maker Program |
03/13/2024 |
Certified |
03/27/2024 |
|
2 |
| NYMEX |
Permits EFSs for Crude Oil and Heating Oil Futures, Allows TAS trades for the 3rd Contract Month in all Eligible Contracts and Allows REBCO to Trade TAS. (Floor and Globex). NYMEX No. 07.33 |
02/22/2007 |
Certified |
03/02/2007 |
|
1 |
| CFE |
Updates the CFE Fee Schedule. CFE #2007-12 |
10/15/2007 |
Certified |
10/15/2007 |
|
1 |
| ICE US |
Noitifes Commission of Temporary Change in Trading Hours Due to Power Outage. ICE US #08-35 |
06/06/2008 |
Certified |
07/22/2008 |
|
2 |
| CFE |
Updates CFE Fee Schedule by (1) establishing transaction fees for the Mini CBOE Volatility Index (Mini VIX) futures, and (2) increasing the CFE fee for block trades and EFRP trades in CFE products other than the Mini VIX future. CFE# CFE-2009-11 |
03/20/2009 |
Certified |
03/20/2009 |
|
1 |
| CBOT |
Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 |
07/02/2009 |
Certified |
08/10/2009 |
|
1 |
| NYMEX |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| NYMEX |
Permits Block Trades in NYMEX Gulf Coast Sour Crude Oil Futures. NYMEX #09-319 |
12/28/2009 |
Certified |
04/30/2010 |
|
1 |
| NYMEX |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| CME |
Extending and Modifying the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #12-108 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| KCBT |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 |
06/17/2013 |
Withdrawn |
06/28/2013 |
|
1 |
| NYMEX |
Establisment of a Block Trade Minimum Threshold in 3 New NYMEX Products. NYMEX/COMEX #13-517 |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| TRUEEX |
Policies and Procedures regarding Post-Trade Allocation of Bunched Orders. TRUEEX #2013-18 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| MGE |
Weekly notification of rule amendments for the week of March 2, 2015 |
03/13/2015 |
Notified |
03/13/2015 |
|
1 |
