| NYMEX |
Extension of the NYMEX Gas Options Program |
12/23/2020 |
Certified |
01/08/2021 |
|
2 |
| MGE |
Weekly Notifications for the week of February 21, 2022 |
03/03/2022 |
Notified |
03/03/2022 |
|
1 |
| NADEX |
Nadex amends its Holiday Product Schedule Guidelines to remove reference to the FTSE 100 contracts which were delisted on September 16, 2022. |
09/16/2022 |
Certified |
09/30/2022 |
|
1 |
| NYMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
| COMEX |
Extension of the Retail Broker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
1 |
| NYMEX |
Lists the RBOB and Heating Oil Options (currently trading in Open Outcry on the NYMEX trading floor) on CME Globex for trading and on Clearport for Clearing. NYMEX #07-83 |
07/30/2007 |
Certified |
07/30/2007 |
|
1 |
| NYMEX |
Expands the Exchange Options Market Maker Program to include the Copper Options contract. NYMEX #07-111 |
10/11/2007 |
Certified |
10/11/2007 |
|
1 |
| KCBT |
Corrects Electronic Trading Rule Amendments submitted 1/9/08 |
01/14/2008 |
Certified |
01/24/2008 |
|
1 |
| NYMEX |
Reduces the number required for a quorum from seven to six panel members under Exchange Rule 3.10, Adjudication Committee. NYMEX #08.34 |
03/10/2008 |
Certified |
03/18/2008 |
|
1 |
| CBOT |
Provides a Market Regulation Advisory Notice RA0811-1 - on modified settlement procedures in CBOT agricultural futures. CBOT #08-94 |
06/03/2008 |
Certified |
06/25/2008 |
|
1 |
| ICE US |
Amends Block Trading Procedures to increase the minimum quantity threshold for Block Trades executed in Cocoa options contracts from 200 lots to 250 lots. ICE US #06-65 |
11/17/2008 |
Certified |
11/24/2008 |
|
1 |
| CME |
Provides CME Market Reg Advisory Notice RA0902-2 regarding changes to CME Rule 515 ("Registration and Identification of Broker Associations"), resulting from harmonization of CME/NYMEX/COMEX Rule 515. CME #09-141 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| CBOT |
Amends Rule 402 and 406 to allow the member component of disciplinary panels of the CME and CBOT Probable Cause and Business Conduct Committees to include one member from the sister exchange. CME/CBOT #09-317 |
12/28/2009 |
Certified |
03/29/2010 |
|
1 |
| CFE |
CFE rule amendment related to certain rules governing the listing and trading of security futures on the Exchange. The changes made to conform certain CFE rules to current parallel rules of OneChicago, LLC. CFE #2011-05 |
03/18/2011 |
Certified |
05/17/2011 |
|
1 |
| COMEX |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
| ICE US |
Ending of Open-Outcry Trading for Financial and Index Options. ICE US #12-18 |
04/05/2012 |
Certified |
04/20/2012 |
|
1 |
| NYMEX |
Modifying the 2013 NYMEX Natural Gas Options Incentive Program. NYMEX #13-056 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
| NYLIFFE |
Announcing the Extension of the Designated Market Maker Program in Mini MSCI Index Futures. NYLIFFE #2013-109 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| TRUEEX |
Written Representation regarding 37.702(b) compliance efforts pursuant to CFTC Letter No. 13-62. TRUEEX #2013-13 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| NYMEX |
Amendments to Chapter 7 |
10/30/2014 |
Certified |
11/14/2014 |
|
4 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1508-5 Regarding Rule 550 ("Post Close Session") |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
| CME |
Modifications to the International Incentive Program |
07/17/2015 |
Certified |
07/31/2015 |
|
1 |
| NFX |
Amendments to Daily Settlement Price Rules of Fourteen Power Futures Contracts. |
04/01/2016 |
Certified |
04/15/2016 |
|
2 |
| NYMEX |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| CME |
Amendments to CME Rule 743.B (Delivery Obligation Failure) |
11/16/2016 |
Certified |
12/01/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Iron Ore Market Maker Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/15/2017 |
Withdrawn |
05/25/2017 |
|
1 |
| CFE |
The Amendment extends the Lead Market Maker (LMM) Program for Weekly (Non-Standard) CBOE Volatility Index (VX) Futures Expirations and LMM appointments until September 30, 2017. |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Option Contracts Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| COMEX |
Application of Trading-at-Settlement ("TAS") Eligibility to the E-micro Gold Futures Contract and Other Administrative Amendments to the NYMEX/COMEX TAS Table |
08/29/2018 |
Certified |
09/13/2018 |
|
1 |
| NYMEX |
Extension of the NGL Growth Incentive Program |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| NODAL |
self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). |
08/29/2019 |
Certified |
09/13/2019 |
|
4 |
| ICE US |
Amendments to Softs Futures Market Maker Program |
01/02/2020 |
Certified |
01/16/2020 |
|
2 |
| CME |
Modifications to the Korean Won Futures Market Maker Program |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
| NYMEX |
Extension of the NYMEX Gas Options Portfolio Program |
12/23/2020 |
Certified |
01/08/2021 |
|
2 |
| MGE |
Rule amendments to position limits for the HRSW Contract |
04/12/2021 |
Approved |
05/21/2021 |
|
2 |
| CME |
Modifications to the Nikkei 225 Futures Volume Incentive Program |
07/14/2021 |
Certified |
07/28/2021 |
|
2 |
| CME |
Modifications to the U.S. Majors Adjusted Interest Rate ("AIR") Total Return Futures Market Maker Program |
09/23/2021 |
Certified |
10/07/2021 |
|
2 |
| CME |
Modifications to the Ether Futures Market Maker Program |
01/04/2022 |
Certified |
01/19/2022 |
|
2 |
| NADEX |
Nadex is making several amendments and additions to its Rulebook and Membership Agreement to further clarify the Exchange's regular business practices. |
09/16/2022 |
Certified |
09/30/2022 |
|
2 |
| COMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
| COIN |
Refiling of Lead Market Maker Program |
01/19/2023 |
Certified |
02/02/2023 |
|
3 |
| CME |
Extension of the Retail Broker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
1 |
| NYMEX |
Deletes previously allowed block spread for Sweet Crude Oil -Brent Crude Oil Financial Futures, and adds outright block trades in Brent Crude Oil - Financial Futures and the Brent Last Day contract, both with a minimum of 100 contracts. NYMEX #07.89 |
08/02/2007 |
Certified |
08/06/2007 |
|
1 |
| CBOT |
Cleans up CME & CBOT rules in connection with the Migration of CBOT contracts from e-cbot to Globex. Submission #08-09R |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
| NFX |
Provides Block Trade and EFP rules for the listing of futures contracts on the Phlx Oil Service Sector Index, Phlx Semiconductor Sector Index, and the Phlx Housing Sector Index. PBOT #2008-02 |
03/07/2008 |
Certified |
04/24/2008 |
|
1 |
| ICE US |
Provides Holiday Schedule for Thanksgiving and Christmas 2008 and New Year 2009. ICE US 08-66 |
11/17/2008 |
Certified |
11/17/2008 |
|
1 |
| NYMEX |
Clarifies the daily settlement procedures for the Three Minute-Marker Futures Contracts and Three Calendar Month Swap Futures Contracts for Crude Oil, RBOB Gasoline and Heating Oil Listed on ClearPort and on the NYMEX Trading Floor. NYMEX #09.128 |
07/01/2009 |
Certified |
07/02/2009 |
|
1 |
| NYMEX |
Provides NYMEX/COMEX Market Reg Advisory Notice RA0906-4, providing information on the changes to trade practice rules due to the harmonization of NYMEX and COMEX rules with those of CME and CBOT. NYMEX #09-145 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
