Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOT Extension of the Australian Wheat FOB (Platts) Futures EFP Fee Waiver Program 09/12/2019 Certified 09/26/2019 1
CBOT Modifications to the Latin America Fund Manager Incentive Program 01/13/2021 Certified 01/28/2021 1
CBOT Revises the Exhibit I of the e-cbot Message Use Policy CBOT #2805.01 06/28/2007 Certified 06/28/2007 1
CBOT Provides that monetary awards ordered by a panel of the Arbitration Committee be paid within 15 days of receipt of the notice of decision. CME & CBOT #08-113 07/24/2008 Certified 07/30/2008 1
CBOT Amends the no-bust ranges for Interest Rate Swaps (30 Yr., 10 Yr., 7 Yr., and 5 Yr), Goldman Sachs Commodity Index and DJIA. CME/CBOT/NYMEX #09-066 04/15/2009 Certified 04/17/2009 1
CBOT Updates CME and CBOT Interest Rate Product Market Making Programs. CME/CBOT #09-067R 10/27/2009 Certified 12/17/2009 1
CBOT Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 08/07/2012 Approved 08/21/2012 1
CBOT Extension of open floor trading hours for CBOT Grain and Oilseed futures and options on USDA Grain Stocks crop report days. CBOT #12-279 09/07/2012 Certified 09/22/2012 1
CBOT Modifications to the Emerging Markets Bank Incentive Program 11/15/2017 Certified 11/30/2017 1
CBOT Amendments to CME, CBOT, NYMEX/COMEX Rule 418. ("Consent to Exchange Jurisdiction") and Issuance of CME Group Market Regulation Advisory Notice RA2001-5. 01/16/2020 Certified 01/31/2020 1
CBOT Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program 01/13/2021 Certified 01/28/2021 2
CBOT Amends Rule 588.G (No-Bust Range), to add "Crude Oil" and to remove "NYMEX." Changes are being made with respect to the launch of Mars Blend crude oil. CME/CBOT/NYMEX #09-293 12/04/2009 Certified 05/19/2010 1
CBOT Amendment to Rule 770 to eliminate the requirement that an account owner agreeing to facilitate an offset pursuant to the rule have an open position in the contract. CME/CBOT/NYMEX/COMEX #11-214 05/31/2011 Certified 06/14/2011 1
CBOT Modifications to the APAC FCM Incentive Program 01/16/2020 Certified 01/31/2020 2
CBOT Amends Rule 406 to clarify the actions that can be taken by panels of the Probable Cause Committee. CME/CBOT/NYMEX #09-260 10/29/2009 Certified 12/28/2009 1
CBOT Adoption of Rule 132 - Sale of Membership at Direction of Regulatory Authority. CME/CBOT/NYMEX/COMEX #13-554 12/09/2013 Certified 12/24/2013 1
CBOT Modifications to the USD Deliverable Swap Futures Volume Incentive Program ("USD DSF") 06/15/2015 Certified 06/29/2015 2
CBOT Clarification Regarding CME Group Block Trade Reporting Requirements, and the Issuance of CME Group Market Regulation Advisory Notice RA1515-5 10/08/2015 Certified 10/23/2015 1
CBOT Amendments to CME, CBOT, NYMEX/COMEX Rule 819. ("Lien on Collateral") of Chapter 8 ("Clearing House and Performance Bonds"), CME Clearing Rules 8F008. ("Lien on Collateral") of Chapter 8-F Over-the-Counter Derivative Clearing") and 8G08. ("Lien"...) 08/19/2022 Certified 09/02/2022 1
CBOT Modifications to the 3-Year Note Futures Market Maker Program 10/11/2022 Certified 10/25/2022 1
CBOT Modifications to the CBOT Event Contract Transaction Fee Waiver & Fee Discount Program 02/13/2023 Certified 02/28/2023 1
CBOT Modifications to the E-mini Equity Index Futures Trade Marker at Close ("TMAC") Market Maker Program 12/21/2023 Certified 01/08/2024 2
CBOT Establish normal trading hours instead of pre-holiday early close times for Metals and Sow Jones-AIG Excess Return Commodity Index contracts. CBOT 2776.1 03/28/2007 Certified 03/29/2007 1
CBOT Corrects the no-bust ranges for certain NYMEX oil and gas contracts, changing the no-bust range to $0.025 under CBOT Rule 588.K CBOT# 08-131R 09/25/2008 Certified 10/23/2008 1
CBOT Adoption of New Rule 524 ("Trading at Settlement ("TAS") Transactions") and Issuance of CME/CBOT Market Regulation Advisory Notice RA1503-3 05/08/2015 Certified 05/22/2015 4
CBOT Weekly Notification of Rule Amendments (Week of August 22, 2016) 08/31/2016 Notified 08/31/2016 1
CBOT Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program 06/13/2019 Certified 06/27/2019 2
CBOT Modifications to the CBOT Event Contract Cash Settlement Fee Waiver Program 02/13/2023 Certified 02/28/2023 1
CBOT Issuance of Revised CME Group Market Regulation Advisory Notice RA1606-5R Regarding Daily Submission of Large Trader Positions, Ownership/Control Reports, and Open Interest Data. 01/09/2017 Certified 01/24/2017 1
CBOT Modifications to the Latin America Fund Manager Incentive Program 11/15/2017 Certified 11/30/2017 1
CBOT Provides Corn, Wheat, and Soybean Electronic Market Maker Program, to provide to firms that provide continuous quotes of futures during the nighttime trading session on the electronic trading platform. CBOT #09-233 10/09/2009 Certified 10/30/2009 1
CBOT Issuance of CME Group Market Regulation Advisory Notices RA1903-5 Regarding Rule 573. ("Globex Opening"), RA1904-5 Regarding Rule 575. ("Disruptive Practices Prohibited") and RA1905-5 Regarding Rule 534. ("Wash Trades Prohibited") 04/10/2019 Certified 04/24/2019 1
CBOT Implementation of the Latin America Proprietary Trading Incentive Program 12/11/2014 Certified 12/26/2014 1
CBOT Modifications to the Latin America Proprietary Trading Incentive Program 12/12/2015 Certified 12/28/2015 1
CBOT CBOT will be implementing an incentive program for KCBT Permit Holders in support of CBOT Wheat Futures and Options products traded on Globex. CBOT #12-399 11/15/2012 Certified 12/01/2012 1
CBOT Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") 03/09/2016 Certified 03/23/2016 1
CBOT Revises Exchange Fee for Mini-sized Contract Permit Holders in Rough Rice, Establishes a Directed Fungbility fee, and Changes CBOT's List of Regular Facilities for Soybean Oil. CBOT No. 2755.01 01/04/2007 Certified 01/04/2007 0
CBOT Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 09/24/2014 Certified 10/08/2014 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. 10/24/2016 Certified 11/07/2016 1
CBOT Modifications to the Fed Fund Options Floor Broker Pool Program 05/31/2017 Certified 06/14/2017 1
CBOT Modifications to the Latin America Proprietary Trading Incentive Program 11/15/2017 Certified 11/30/2017 1
CBOT Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle 07/29/2019 Certified 08/12/2019 2
CBOT Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures 05/31/2017 Certified 06/14/2017 1
CBOT Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry") and Rule 574. ("Globex Access Restrictions") 10/13/2017 Certified 10/27/2017 1
CBOT Amendments to Rule 588.H. ("Globex Non-Reviewable Ranges") Table for the 3-Year U.S. Treasury Note Futures Contract 08/04/2020 Certified 08/18/2020 1
CBOT Extends Temporary Membership Privileges in 100oz Gold and 5,000 oz Silver Options for Holders of CBOT Series B-4 (IDEM) Membership Status through December 31, 2007. CBOT #2801.01 06/27/2007 Certified 06/27/2007 1
CBOT Establishes an ex-pit surcharge applicable to OTC Ethanol Basis Swap products. CBOT #2822.01 09/10/2007 Certified 09/11/2007 1
CBOT Issues CME Group Market Regulation Advisory Notice RA0913-5, clarifying amendments to Rule 534 and the prohibition on wash trading, and providing an updated FAQ. CME/CBOT/NYMEX #09-251 10/29/2009 Certified 01/04/2010 1
CBOT Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") 12/11/2014 Certified 12/26/2014 2
CBOT Amendments to Rule 106.K. ("Transfer to a Trust") 09/01/2016 Certified 09/16/2016 1