CBOT |
Amends Globex No Bust Ranges to add on certain energy contracts. CME/CBOT/NYMEX #09-093 |
05/18/2009 |
Certified |
05/18/2009 |
|
1 |
CBOT |
Harmonizes and streamlines the settlement rules across CME, CBOT and NYMEX. CME/CBOT/NYMEX #09-094 |
05/21/2009 |
Certified |
05/27/2009 |
|
1 |
CBOT |
Expands the CBOT Agricultural Options Market Maker program to include five new options products: Calendar Spread Options on Corn, Wheat, Soybeans, Soybean Oil and Soybean Meal. CBOT #09-101 |
05/29/2009 |
Certified |
08/10/2009 |
|
1 |
CBOT |
Amends the No Bust Ranges set forth in CME and CBOT Rule 588.K and NYMEX Rule 11G.588.K. CME/CBOT/NYMEX #09.110 |
06/11/2009 |
Certified |
06/11/2009 |
|
1 |
CBOT |
Modifies extends, or revises certain Market Making Programs. CBOT #09-114 |
06/23/2009 |
Certified |
08/07/2009 |
|
1 |
CBOT |
Clarifies that the responsibilities of a qualifying clearing firm for the members qualified by that firm is limited to certain financial obligations (Rules 901 and 903). CME/CBOT/NYMEX #09.121 |
06/23/2009 |
Certified |
08/07/2009 |
|
1 |
CBOT |
Modifies Clearing Membership Assignment Requirements (Rule 902) in connection with the NYMEX Rulebook harmonization process. CME/CBOT/NYMEX #09.122 |
06/25/2009 |
Certified |
07/30/2009 |
|
1 |
CBOT |
Amends the no-bust ranges. CME/CBOT/NYMEX #09.123 |
06/25/2009 |
Certified |
06/25/2009 |
|
1 |
CBOT |
Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 |
06/25/2009 |
Certified |
08/10/2009 |
|
1 |
CBOT |
Amends the description of CME ClearPort in Rule 808 (a change technical in nature) and eliminates the specific reference to the NYMEX "E-Rav" risk evaluation system. CME/CBOT/NYMEX #09.126 |
06/25/2009 |
Certified |
08/04/2009 |
|
1 |
CBOT |
Allows for pre-execution communications with respect to CBOT Ethanol and Dow options trades on Globex (CBOT Rule 539) on 7/6/09. CBOT #09-123 |
06/26/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Provides additional Trading Hours for Grain, Oilseed, and Ethanol contracts. CBOT #09-126 |
07/01/2009 |
Certified |
07/01/2009 |
|
1 |
CBOT |
Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 |
07/02/2009 |
Certified |
08/10/2009 |
|
1 |
CBOT |
Provides for the trading in call options and put options on Interest Rate Swap futures, including a minimum block size of 500 contracts. CME/CBOT #09.131 |
07/10/2009 |
Certified |
08/12/2009 |
|
2 |
CBOT |
Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 |
07/16/2009 |
Certified |
09/02/2009 |
|
1 |
CBOT |
Reduces the block trading minimum threshold in S&P Fin & Tech SPCTR futures contracts; and revises Market Regulation Advisory Notice on block trading. Market Regulation Advisory Notice RA0910-3. CME/CBOT #09-133 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
CBOT |
Amends the list of Globex No Bust ranges (CME/CBOT Rule 588.K and NYMEX Rule 11G.588.K). CME/CBOT/NYMEX #09.138 |
07/22/2009 |
Certified |
07/22/2009 |
|
1 |
CBOT |
Clarifies earlier submissions for the CBOT Commodity Product Market Making Programs (Submissions 09-101 and 09-114). CBOT #09-136 |
07/23/2009 |
Certified |
08/10/2009 |
|
1 |
CBOT |
Changes the closing times of expiring CBOT Interest Rate Options on their last trading day. CBOT #09-138 |
07/27/2009 |
Certified |
07/27/2009 |
|
1 |
CBOT |
Provides for changes to CME & CBOT rules in connection with harmonization of NYMEX & COMEX trade practice rule with CME rules. CME/CBOT #09-137 |
07/28/2009 |
Certified |
05/18/2010 |
|
1 |
CBOT |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
CBOT |
Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 |
08/03/2009 |
Certified |
08/28/2009 |
|
1 |
CBOT |
Amends Rule 550 and issues Market Regulation Advisory Notice RA0905-5 to eliminate language restricting spread trades during the Post Close Session. CME/CBOT/NYMEX #09.150 |
08/06/2009 |
Certified |
05/18/2010 |
|
1 |
CBOT |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
CBOT |
Revises effective date for CME/CBOT rule changes in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME. CME/CBOT #09-151 |
08/21/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Notifies the Commission of revisions to Market Making Programs. CBOT #09-114R |
09/10/2009 |
Certified |
12/16/2009 |
|
1 |
CBOT |
Lists the Long-Term Treasury Bond futures contract for trading in January 2010, on both the GLOBEX electronic trading system and in open outcry, and provides trading hours, trade matching algorithm, and block trade provisions. CBOT #09-177 |
09/21/2009 |
Certified |
10/29/2009 |
|
1 |
CBOT |
Amends Globex No Bust Ranges to remove NYMEX Ardour Global Index futures contract from the list of Globex No Bust Ranges since this product has been delisted. CBOT/CME/NYMEX #09-210 |
09/23/2009 |
Certified |
09/23/2009 |
|
2 |
CBOT |
Lists Flexible Options on Long-Term US Treasury Bond Futures, and provides trading hours, no-bust range and block trade provisions. CBOT #09-179 |
09/21/2009 |
Certified |
10/29/2009 |
|
1 |
CBOT |
Lists options on Long-Term US Treasury Bond futures, and provides trading hours, no-bust range and block trade provisions. #09-178 |
09/21/2009 |
Certified |
10/29/2009 |
|
1 |
CBOT |
Amends Rule 588.K to remove NYMEX Propane futures contract from the list of Globex No Bust Ranges since this product has been delisted. CME/CBOT/NYMEX #09-219 |
09/24/2009 |
Certified |
09/24/2009 |
|
1 |
CBOT |
Eliminates, due to the adoption of the price reporting system, the requirement that a member in a trading pit executing a cross trade complete a form and present the form to exchange price reporting staff. CME/CBOT/NYMEX #09-213 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
CBOT |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Amends Quotation Changes Interpret to clarify policy that requests for next day pricing corrections are valid only in outright options, options spreads and combination, not in outright futures or futures-only spreads. CME/CBOT/NYMEX #09-215 |
09/25/2009 |
Certified |
10/26/2009 |
|
1 |
CBOT |
Changes Rule 580 to provide links to the Globex Price Banding document(providing the trade matching algorithm for each product) and the CME Group website for additional information on the matching algorithms. CME/CBOT/NYMEX #09-216 |
09/25/2009 |
Certified |
10/08/2009 |
|
1 |
CBOT |
Modifies the manner in which the Exchanges' handle trade cancellation and price adjustment requests from market users. CME/CBOT/NYMEX #09-217 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
CBOT |
Issues Market Regulation Advisory Notice RA0910-5 (concerning Rule 538 (EFRP)) and Market Regulation Advisory Notice RA0911-5 (concerning Rules 533 and 531). CME/CBOT/NYMEX #09-225 |
09/30/2009 |
Certified |
10/30/2009 |
|
1 |
CBOT |
Provides Corn, Wheat, and Soybean Electronic Market Maker Program, to provide to firms that provide continuous quotes of futures during the nighttime trading session on the electronic trading platform. CBOT #09-233 |
10/09/2009 |
Certified |
10/30/2009 |
|
1 |
CBOT |
Corrects the issuance date on CBOT Market Regulation Advisory Notice RA0907-1, informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244R |
10/16/2009 |
Certified |
10/30/2009 |
|
1 |
CBOT |
Provides CBOT Market Regulation Advisory Notice RA-0907-1 (Prohibition of EFF Transactions), informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244 |
10/16/2009 |
Certified |
10/30/2009 |
|
1 |
CBOT |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
CBOT |
Amends the Globex No Bust Ranges (Rule 588.G) to include the new Long-Term US Treasury Bond Futures. CME/CBOT/NYMEX #09-248 |
10/20/2009 |
Certified |
10/29/2009 |
|
1 |
CBOT |
Amends Rule 588.G - No Bust Range, to remove COMEX Aluminum from the list of Globex No Bust Ranges since Aluminum has been delisted. CME/CBOT/NYMEX #09-252 |
10/27/2009 |
Certified |
10/27/2009 |
|
1 |
CBOT |
Amends Rule 538 to clarify the requirements for the entry of Exchange for Related Positions into CME ClearPort. CME/CBOT/NYMEX #09-250 |
10/27/2009 |
Certified |
12/10/2009 |
|
1 |
CBOT |
Updates CME and CBOT Interest Rate Product Market Making Programs. CME/CBOT #09-067R |
10/27/2009 |
Certified |
12/17/2009 |
|
1 |
CBOT |
Amends Rule 406 to clarify the actions that can be taken by panels of the Probable Cause Committee. CME/CBOT/NYMEX #09-260 |
10/29/2009 |
Certified |
12/28/2009 |
|
1 |
CBOT |
Issues CME Group Market Regulation Advisory Notice RA0913-5, clarifying amendments to Rule 534 and the prohibition on wash trading, and providing an updated FAQ. CME/CBOT/NYMEX #09-251 |
10/29/2009 |
Certified |
01/04/2010 |
|
1 |
CBOT |
Amends Rule 820 to identify "London Good Delivery" gold as defined by the London Bullion Market Association as acceptable collateral. CME/CBOT/NYMEX #09-262 |
10/30/2009 |
Certified |
12/03/2009 |
|
1 |