Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
TRUEEX DMM Program for Interest Rate Swaps 09/17/2015 Certified 10/01/2015 1
TRUEEX Change of exchange opening hours 08/14/2018 Notified 08/14/2018 1
TRUEEX certifcation of fees for Block Trades on the DCM Trading System 11/30/2015 Certified 12/14/2015 1
TRUEEX Amendments to Certain Rules, including Updated Table of Amendments/Revisions to Rulebook, and trueEX Designated Market Maker Program. trueEX #2013-06 07/18/2013 Certified 08/02/2013 2
TRUEEX Non-substantive Rulebook amendments 09/21/2015 Notified 09/21/2015 2
TRUEEX trueEX LLC DCM Fee Schedule 01/27/2015 Certified 02/10/2015 1
TRUEEX non-substantive rule changes to definitions and recordkeeping 04/11/2018 Notified 04/11/2018 1
TRUEEX Amended language at the request of the CFTC Division of Enforcement to ensure these rules regarding fraudulent acts and market manipulation are consistent with the Commodity Exchange Act and CFTC Regulations. 09/21/2016 Certified 10/05/2016 1
TRUEEX expansion of trading hours 02/16/2018 Notified 02/16/2018 1
TRUEEX Amendments, including Updated Table of Amenments, Exchange Hours and Fees Advisories. TRUEEX #2013-07 08/01/2013 Withdrawn 08/14/2013 2
TRUEEX Self certification of rule amendments. 10/30/2014 Certified 11/14/2014 1
TRUEEX Policies and Procedures regarding trades not accepted for clearing. TRUEEX #2013-12 10/17/2013 Certified 11/01/2013 3
TRUEEX Amendments to trueEX Rulebook, including Updated Table of Amendments. TRUEEX #2014-07D 04/09/2014 Certified 04/24/2014 1
TRUEEX Written Representation regarding 37.702(b) compliance efforts pursuant to CFTC Letter No. 13-62. TRUEEX #2013-13 10/17/2013 Certified 11/01/2013 1
TRUEEX trueEX LLC Rule Amendment of Certain Rules including Updated Table of Amendments/Revisions to Rulebook. TRUEEX #2013-17 12/20/2013 Certified 01/08/2014 1
TRUEEX Policies and Procedures regarding Post-Trade Allocation of Bunched Orders. TRUEEX #2013-18 12/20/2013 Certified 01/08/2014 1
TRUEEX Self certification of rule amendments. 08/07/2014 Certified 08/21/2014 4
USFE Amends Part 4 rules to account for the launch of new futures contracts on Weatherbid Indexes on August 24, 2007, including minimum block trade sizes and maximum electronic trade sizes. USFE #07-6 08/15/2007 Certified 08/22/2007 1
USFE Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 10/31/2007 Certified 11/01/2007 1
USFE Amends Certain General Trading Rules (Part 4 of USFE Rules) in Relation to the New Event Products, and Also Notifies the CFTC of the Release of a New Version of the Electronic Trading Platform Software (USFE 1.0). 04/18/2007 Certified 08/20/2007 1
USFE Provides Interpretation of Rule 940 - Binary Event Futures 04/27/2007 Certified 05/04/2007 1
USFE Announces the extension of trading hours to 23 hours beginning Sept. 17, 2007, and represents that USFE Operations will be fully staffed to cover the markets. USFE #07-07 09/06/2007 Certified 09/07/2007 1
USFE Updates Notification and Certification of change in ownership of U.S. Futures Exchange, effective as of July 1, 2007. 09/07/2007 Certified 10/22/2007 2
USFE Adopts the USFE standard Market Marker Program for: Futures on ISE Sector Indexes, Futures on Morningstar Indexes, Foreign Exchange Spot Equivalent Futures. USFE #07-12 11/28/2007 Certified 12/10/2007 1
USFE Provides Block, EFP, Error Trade and Maximum Order Rules for the trading of futures on the SENSEX Stock Price Index. USFE #08-2 03/20/2008 Certified 03/25/2008 1
USFE Adopts amendments to the Market Maker Agreements for the FX Spot Equivalent Futures contracts to enhance the quality of certain of the FX SEF markets. USFE # 07-13 11/28/2007 Certified 12/10/2007 1
USFE Adopts rules governing the trading of futures on certain ISE Stock Price Indexes. USFE #07-08 09/12/2007 Certified 09/21/2007 1
USFE Adopts rules governing the trading of FX Spot Equivalent Futures (SEF) futures contracts (100K Base Currency Units), including block trades. USFE #08-07 11/26/2008 Certified 12/31/2008 1
USFE Adopts maximum order size, error trade and block trade rules governing trading of futures on Foreign Exchange ("FX") Spot Equivalent Futures ("SEF") Contracts. USFE #07-09 09/19/2007 Certified 09/28/2007 1
USFE Adopts Minimum Order Size and Error Trade rules for the trading of binary options contracts. USFE #07-14 12/05/2007 Certified 12/11/2007 1
USFE USFE will cease exchange operations effective December 31, 2008. 12/23/2008 Certified 02/05/2009 1
USFE Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 09/26/2007 Certified 10/03/2007 1
USFE Adopts a fee schedule that includes a $1.25 per contract charge for all Over the Counter (OTC) business for USD SENSEX, Spot Equivalent Foreign Exchange Futures, and Morningstar Equity Style Index Futures. USFE #08-03 04/14/2008 Certified 04/14/2008 1
USFE Permits block trades for the mini$ DAX contracts, with a minimum block size of 250 DAX contracts, and provides for error trades. USFE #08-04 09/11/2008 Certified 09/11/2008 1
USFE Provides a market making program to promote trading in the mini$ DAX futures contracts. USFE #08-05 09/11/2008 Certified 09/15/2008 1
USFE Provides a new pricing model - Maker-Taker Pricing. USFE #08-06 09/11/2008 Certified 09/24/2008 1
USFE Amends Rules 312 and 404 to establish a new market model: USFE will designate a number of competing MMs who will be entitled to priority execution of a certain percentage of their orders in exchange for undertaking specified MM obligations. 08/08/2007 Certified 08/20/2007 1