SMFE |
Market maker incentive program and amendment to the d/b/a for the Exchange |
09/28/2022 |
Certified |
10/13/2022 |
|
3 |
SMFE |
SMFE 2020-001 - Amendments to Exchange Rule 904 |
04/27/2020 |
Certified |
05/11/2020 |
|
1 |
SMFE |
New Exchange Rule 1012 |
06/04/2020 |
Certified |
06/18/2020 |
|
2 |
SMFE |
Additions to Definitions for Options |
10/05/2021 |
Certified |
10/20/2021 |
|
1 |
SMFE |
Revisions to Rule 904 |
11/15/2021 |
Certified |
11/30/2021 |
|
1 |
SMFE |
Price Limit Change |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
SMFE |
Amendments to settlement Rule and corresponding rule changes |
07/28/2020 |
Certified |
08/11/2020 |
|
1 |
SMFE |
Revised Fee Schedule |
05/01/2020 |
Certified |
05/15/2020 |
|
1 |
SMFE |
Introducing Broker Incentive Program |
04/29/2021 |
Certified |
05/13/2021 |
|
3 |
SMFE |
Weekly Notification |
09/03/2021 |
Notified |
09/03/2021 |
|
3 |
SMFE |
Emergency Self-Certification Pursuant to CFTC Regulation 40.6(a)(6) - Exchange Rules 34003.D. and 36003.D.Implementation date is tomorrow, 4/19. |
04/18/2022 |
Certified |
05/02/2022 |
|
2 |
SMFE |
Amendments to the Daily Settlement Procedure - Exchange Rules 31004, 32004, 33004, 39004 and 40004 |
08/19/2022 |
Certified |
09/02/2022 |
|
1 |
SMFE |
Fee change |
06/16/2021 |
Certified |
06/30/2021 |
|
1 |
SMFE |
2022-007 additional statement |
04/21/2022 |
Certified |
05/05/2022 |
|
1 |
SMFE |
Amendments to Chapter 1, Rule 504, Rule 515, Rule 516, Rule 521, Rule 904, Rule 1003, Rule 1012, Chapter 30, Chapter 31 and Chapter 32 |
08/06/2020 |
Certified |
08/19/2020 |
|
2 |
SMFE |
Amendments to Exchange Rule 1012 |
08/31/2022 |
Certified |
09/15/2022 |
|
1 |
SMFE |
New Market Maker Incentive Program. |
05/13/2021 |
Certified |
05/27/2021 |
|
3 |
SMFE |
1.Rule 904(b);2.Rules 30004.A., 33004.A., 39004.A. and 40004.A. (correcting cross reference to Rule 904); and3.Rules 31A004.D. and 32A004.D. |
07/15/2022 |
Notified |
07/15/2022 |
|
2 |
SMFE |
Fee Schedule Changes |
05/10/2022 |
Certified |
05/24/2022 |
|
1 |
SMFE |
Market Maker Incentive Program (Futures) |
07/19/2022 |
Certified |
08/02/2022 |
|
3 |
SMFE |
Amendment to Rule 612 |
08/16/2021 |
Certified |
08/30/2021 |
|
1 |
SMFE |
creation of d/b/a for SMFE |
09/02/2022 |
Notified |
09/02/2022 |
|
1 |
SMFE |
Options Market Maker Incentive Program |
07/19/2022 |
Certified |
08/02/2022 |
|
3 |
SMFE |
Amendment to Rule 205 |
10/24/2022 |
Certified |
11/07/2022 |
|
1 |
SMFE |
Fee Schedule changes |
12/07/2022 |
Certified |
12/21/2022 |
|
1 |
SMFE |
Market Maker Incentive Program |
04/16/2024 |
Certified |
04/30/2024 |
|
3 |
SMFE |
Market Maker Incentive Program |
08/18/2021 |
Certified |
09/01/2021 |
|
3 |
SMFE |
SMFE 2020-008 - Amendment to requirements needed to be approved as a Clearing Member of the Exchange. |
06/26/2020 |
Certified |
07/13/2020 |
|
2 |
SMFE |
Chapter 37 - SMO Product Delisting |
03/10/2023 |
Notified |
03/10/2023 |
|
1 |
SMFE |
SMFE 2020-010Amendment to definition of "Board" in Exchange's Definitions. |
06/30/2020 |
Certified |
07/15/2020 |
|
2 |
SMFE |
The purpose of this Rule Change is to amend the Exchange's Customer Type Indicator (CTI) Codes so that they are consistent with the descriptions that the NFA provides in its "Market Regulation Data Layout Overview and Implementation Reference" (10/21/15). |
06/30/2020 |
Certified |
07/15/2020 |
|
3 |
SMFE |
Amendment to Customer Type Indicator Code Descriptions |
06/30/2020 |
Certified |
07/15/2020 |
|
2 |
SMFE |
Market Maker Incentive Program |
06/16/2022 |
Certified |
07/01/2022 |
|
3 |
SMFE |
Market Maker Incentive Program |
06/06/2023 |
Certified |
06/21/2023 |
|
3 |
SMFE |
Weekly update |
05/20/2022 |
Notified |
05/20/2022 |
|
1 |
SMFE |
Amendments to the Daily Settlement Procedure - Exchange Rules 30004 and 38004 |
07/27/2022 |
Certified |
08/10/2022 |
|
1 |
SMFE |
Market Maker Incentive Program |
02/11/2021 |
Certified |
02/26/2021 |
|
2 |
SMFE |
Rule 904 |
09/17/2021 |
Notified |
09/17/2021 |
|
1 |
SMFE |
Extension of Introducing Broker Program |
03/01/2022 |
Certified |
03/15/2022 |
|
3 |
SMFE |
Extension of International Broker Incentive Program |
03/01/2022 |
Certified |
03/15/2022 |
|
3 |
SMFE |
Market Maker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
3 |
SMFE |
Market Maker Incentive Program |
03/13/2024 |
Certified |
03/27/2024 |
|
3 |
TRENDEX |
Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. |
05/21/2010 |
Certified |
05/21/2010 |
|
1 |
TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
TRUEEX |
Rulebook amendment to reflect extension of No Action letter related to trade erros |
06/18/2017 |
Certified |
06/30/2017 |
|
1 |
TRUEEX |
Clarification of Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 (DCM) |
02/20/2014 |
Certified |
03/07/2014 |
|
1 |
TRUEEX |
Amendment to notify of changes in the exchanges trading hours. |
04/07/2016 |
Notified |
04/07/2016 |
|
1 |
TRUEEX |
trueEX LLC Rule Amendment Self-Certification, including Updated Table ofAmendments, and Exchange Hours Advisory |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
TRUEEX |
trueEX LLC Advisory 2013-02 Exchange Fees |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
TRUEEX |
Rulebook amendments to remove all references to Regulatory Service Provider and related terms. TRUEEX #2014-11D |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |