Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SMFE Market maker incentive program and amendment to the d/b/a for the Exchange 09/28/2022 Certified 10/13/2022 3
SMFE SMFE 2020-001 - Amendments to Exchange Rule 904 04/27/2020 Certified 05/11/2020 1
SMFE New Exchange Rule 1012 06/04/2020 Certified 06/18/2020 2
SMFE Additions to Definitions for Options 10/05/2021 Certified 10/20/2021 1
SMFE Revisions to Rule 904 11/15/2021 Certified 11/30/2021 1
SMFE Price Limit Change 04/14/2022 Certified 04/28/2022 1
SMFE Amendments to settlement Rule and corresponding rule changes 07/28/2020 Certified 08/11/2020 1
SMFE Revised Fee Schedule 05/01/2020 Certified 05/15/2020 1
SMFE Introducing Broker Incentive Program 04/29/2021 Certified 05/13/2021 3
SMFE Weekly Notification 09/03/2021 Notified 09/03/2021 3
SMFE Emergency Self-Certification Pursuant to CFTC Regulation 40.6(a)(6) - Exchange Rules 34003.D. and 36003.D.Implementation date is tomorrow, 4/19. 04/18/2022 Certified 05/02/2022 2
SMFE Amendments to the Daily Settlement Procedure - Exchange Rules 31004, 32004, 33004, 39004 and 40004 08/19/2022 Certified 09/02/2022 1
SMFE Fee change 06/16/2021 Certified 06/30/2021 1
SMFE 2022-007 additional statement 04/21/2022 Certified 05/05/2022 1
SMFE Amendments to Chapter 1, Rule 504, Rule 515, Rule 516, Rule 521, Rule 904, Rule 1003, Rule 1012, Chapter 30, Chapter 31 and Chapter 32 08/06/2020 Certified 08/19/2020 2
SMFE Amendments to Exchange Rule 1012 08/31/2022 Certified 09/15/2022 1
SMFE New Market Maker Incentive Program. 05/13/2021 Certified 05/27/2021 3
SMFE 1.Rule 904(b);2.Rules 30004.A., 33004.A., 39004.A. and 40004.A. (correcting cross reference to Rule 904); and3.Rules 31A004.D. and 32A004.D. 07/15/2022 Notified 07/15/2022 2
SMFE Fee Schedule Changes 05/10/2022 Certified 05/24/2022 1
SMFE Market Maker Incentive Program (Futures) 07/19/2022 Certified 08/02/2022 3
SMFE Amendment to Rule 612 08/16/2021 Certified 08/30/2021 1
SMFE creation of d/b/a for SMFE 09/02/2022 Notified 09/02/2022 1
SMFE Options Market Maker Incentive Program 07/19/2022 Certified 08/02/2022 3
SMFE Amendment to Rule 205 10/24/2022 Certified 11/07/2022 1
SMFE Fee Schedule changes 12/07/2022 Certified 12/21/2022 1
SMFE Market Maker Incentive Program 04/16/2024 Certified 04/30/2024 3
SMFE Market Maker Incentive Program 08/18/2021 Certified 09/01/2021 3
SMFE SMFE 2020-008 - Amendment to requirements needed to be approved as a Clearing Member of the Exchange. 06/26/2020 Certified 07/13/2020 2
SMFE Chapter 37 - SMO Product Delisting 03/10/2023 Notified 03/10/2023 1
SMFE SMFE 2020-010Amendment to definition of "Board" in Exchange's Definitions. 06/30/2020 Certified 07/15/2020 2
SMFE The purpose of this Rule Change is to amend the Exchange's Customer Type Indicator (CTI) Codes so that they are consistent with the descriptions that the NFA provides in its "Market Regulation Data Layout Overview and Implementation Reference" (10/21/15). 06/30/2020 Certified 07/15/2020 3
SMFE Amendment to Customer Type Indicator Code Descriptions 06/30/2020 Certified 07/15/2020 2
SMFE Market Maker Incentive Program 06/16/2022 Certified 07/01/2022 3
SMFE Market Maker Incentive Program 06/06/2023 Certified 06/21/2023 3
SMFE Weekly update 05/20/2022 Notified 05/20/2022 1
SMFE Amendments to the Daily Settlement Procedure - Exchange Rules 30004 and 38004 07/27/2022 Certified 08/10/2022 1
SMFE Market Maker Incentive Program 02/11/2021 Certified 02/26/2021 2
SMFE Rule 904 09/17/2021 Notified 09/17/2021 1
SMFE Extension of Introducing Broker Program 03/01/2022 Certified 03/15/2022 3
SMFE Extension of International Broker Incentive Program 03/01/2022 Certified 03/15/2022 3
SMFE Market Maker Incentive Program 12/12/2023 Certified 12/27/2023 3
SMFE Market Maker Incentive Program 03/13/2024 Certified 03/27/2024 3
TRENDEX Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. 05/21/2010 Certified 05/21/2010 1
TRENDEX Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. 03/16/2010 Approved 04/16/2010 1
TRUEEX Rulebook amendment to reflect extension of No Action letter related to trade erros 06/18/2017 Certified 06/30/2017 1
TRUEEX Clarification of Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 (DCM) 02/20/2014 Certified 03/07/2014 1
TRUEEX Amendment to notify of changes in the exchanges trading hours. 04/07/2016 Notified 04/07/2016 1
TRUEEX trueEX LLC Rule Amendment Self-Certification, including Updated Table ofAmendments, and Exchange Hours Advisory 08/01/2013 Certified 08/16/2013 1
TRUEEX trueEX LLC Advisory 2013-02 Exchange Fees 08/01/2013 Certified 08/16/2013 1
TRUEEX Rulebook amendments to remove all references to Regulatory Service Provider and related terms. TRUEEX #2014-11D 06/26/2014 Certified 07/12/2014 1