OCX |
NTM 2020-03 (Carry Fee Change) |
02/03/2020 |
Certified |
02/18/2020 |
|
1 |
OCX |
Weekly Futures Rule Change. OCX #14-004A |
06/05/2014 |
Certified |
06/20/2014 |
|
2 |
OCX |
Issuing Regulatory Release 2016-14 (Decreasing Reportable Level to One Contract for All OneChicago Products) |
06/16/2016 |
Certified |
06/30/2016 |
|
1 |
OCX |
Amending OCX Rules 705 (Review of Investigative Reports) and 717 (Summary Imposition of Fines) and Issuing NTM 2015-48 (Summary Fine Schedule) |
12/29/2015 |
Certified |
01/13/2016 |
|
1 |
OCX |
Issuing NTM 2018-6 Block Calendar Spread Transactions |
02/08/2018 |
Certified |
02/23/2018 |
|
1 |
OCX |
One Year Extension of the Minimum Block Size Pilot Program. |
09/20/2013 |
Certified |
10/05/2013 |
|
1 |
OCX |
Issuing NTM 2018-15 (Reducing Fees) |
04/10/2018 |
Certified |
04/24/2018 |
|
1 |
OCX |
Notice to Members regarding exchange future for physical confirmations. |
04/03/2013 |
Certified |
04/18/2013 |
|
1 |
OCX |
Amending OCX Rule 424 (Concurrent Long and Short Positions) |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
OCX |
Amendment to Rule 417-Block Trading to clarify that prices for block trades must be reasonable. |
06/10/2011 |
Certified |
06/24/2011 |
|
1 |
OCX |
Regulatory notice regarding Block Trades to clarify permissible pricing and hedging activities for the block. |
05/06/2011 |
Certified |
05/06/2011 |
|
1 |
OCX |
Amending OCX Rule 403 (Order Entry) and Issuing Notice to Members 2015-6 (Audit Trail Requirements) |
03/09/2015 |
Certified |
03/23/2015 |
|
1 |
OCX |
Accommodates the initiation of the OneChicago Block & EFP Trading System by changes to Acceptable Orders, Execution of Orders and Exchange of Futures for Physical transactions, etc. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
OCX |
Permits reporting of block trades and EFP transactions through the OneChicago Block & EFP Trading System and makes conforming amendments to OneChicago Policies: Block Trades, Pre-Execution Discussions and Cross Trades. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
OCX |
Revisions to OneChicago Chapter 7 Rules Involving Discipline and Enforcement. |
07/20/2012 |
Certified |
08/04/2012 |
|
2 |
OCX |
Expanding Bilateral Block and EFP Trading Hours |
10/23/2014 |
Certified |
11/06/2014 |
|
1 |
OCX |
Amending Rule 417 (Block Trading) and Issuing Regulatory Release 2020-02 |
02/06/2020 |
Certified |
02/21/2020 |
|
1 |
OCX |
Amending OneChicago Rule 617 (Disruptive Practices) |
08/01/2017 |
Certified |
08/15/2017 |
|
1 |
OCX |
Amendments to Rule 421 - Limitation of Liability; No Warranties. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
OCX |
Amending OCX Rule 414 (Position Limits and Position Accountability) |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
OCX |
Issuing NTM 2017-8 (Implementing Delivery Fees & Tiered Carry Fees) |
02/02/2017 |
Certified |
02/16/2017 |
|
1 |
OCX |
Amending OCX Rule 403 (Order Entry) & Issuing NTM 2016-1 (Audit Trail Requirements) |
01/04/2016 |
Certified |
01/19/2016 |
|
1 |
OCX |
Removing Obsolete Provisions and Updating Cross References in the OneChicago Rulebook |
05/24/2018 |
Certified |
06/08/2018 |
|
1 |
OCX |
Provides New OCX Rule 207(n) and (o) and Revises Chapter 7 Discipline and Enforcement |
12/23/2009 |
Certified |
01/25/2010 |
|
1 |
OCX |
Amendments to the OCX Rulebook to Incorporate Weekly Futures with shortened physical delivery settlement cycles. |
12/11/2013 |
Certified |
12/27/2013 |
|
1 |
OCX |
Issuing Notice to Members 2015-40 (Execution Fee Cap for OCX.NoDivRisk Products - Pilot Program Extension) |
12/01/2015 |
Certified |
12/15/2015 |
|
1 |
OCX |
Weekly Notification of Rule Amendments for Week of April 6, 2015 |
04/16/2015 |
Notified |
04/16/2015 |
|
1 |
OCX |
Consolidating Definitions, Removing Obsolete Definitions and Clarifying Rules in the OneChicago Rulebook- Chapter 1 |
03/14/2019 |
Certified |
03/28/2019 |
|
1 |
OCX |
Amends OCX Rule 615 - Simultaneous Buying and Selling Order |
10/28/2014 |
Certified |
11/12/2014 |
|
1 |
OCX |
Revises Cross Trade Policy - to clarify the meaning of a cross-trade in an electronic marketplace. |
05/19/2010 |
Certified |
05/26/2010 |
|
1 |
OCX |
Amendment to Rule 307 (Application of Rules and Jurisdiction) |
02/11/2020 |
Certified |
02/26/2020 |
|
1 |
OCX |
Updating and Streamlining Rules - Chapter 3 |
05/06/2019 |
Certified |
05/20/2019 |
|
1 |
OCX |
Provides Notice to Members of Relaxation of Market Maker Conditions. OCX #2008-04 |
09/24/2008 |
Certified |
09/24/2008 |
|
1 |
OCX |
Regulatory Fee Change |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
OCX |
Provides Guidelines for Trading Halts due to System Failures. |
11/14/2008 |
Certified |
04/03/2009 |
|
1 |
OCX |
Opening parameters for all products on the Central Limit Order Book "CBOEdirect" will be any quote up to $5 wide. #2012-10 |
05/31/2012 |
Certified |
06/15/2012 |
|
1 |
OCX |
Provides Notice of Change of Address. |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
OCX |
Emergency Rule Filing Accelerating Delivery for Contracts Expiring After September 18, 2020. (Effective Immediately) |
09/04/2020 |
Certified |
09/21/2020 |
|
1 |
OCX |
Amending OneChicago Rule 902 (Contract Specifications) to Permit Four Decimal Pricing for Outright Trades |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
OCX |
Issuing Regulatory Release 2016-23 (OneChicago Ownership and Control Reports) |
09/27/2016 |
Certified |
10/12/2016 |
|
1 |
OCX |
Adopting an Updated Error Trade Policy |
05/31/2018 |
Certified |
06/14/2018 |
|
1 |
OCX |
Amending OCX Rule 905 (Form of Specifications Supplement) |
02/23/2016 |
Certified |
03/08/2016 |
|
1 |
OCX |
Revisions to Rule 905 to support the trading and reporting of block and EFP trade/report in four decimal points. |
07/26/2011 |
Certified |
07/26/2011 |
|
1 |
OCX |
Adding New OCX Rule 418 (Futures Calendar Spread) |
07/21/2015 |
Certified |
08/04/2015 |
|
1 |
OCX |
Revised Pricing Change for Creation of a Narrow Based Index. OCX #2012-12 |
05/31/2012 |
Certified |
06/11/2012 |
|
2 |
SMFE |
Weekly Notification of Rule Amendments |
07/16/2021 |
Notified |
07/16/2021 |
|
1 |
SMFE |
International Incentive Program |
07/16/2021 |
Certified |
07/30/2021 |
|
5 |
SMFE |
Market Maker Incentive Program |
12/16/2022 |
Certified |
01/03/2023 |
|
4 |
SMFE |
1.Rebalance of the Small Cannabis Equity Index; and 2.Rebalance of the Small Cryptocurrency Equity Index |
06/24/2022 |
Notified |
06/24/2022 |
|
1 |
SMFE |
Market Maker Incentive Program |
12/15/2021 |
Certified |
12/30/2021 |
|
3 |