| NYMEX |
Modifying NYMEX and COMEX Energy and Metals Products Non-Member Incentive Program. NYMEX/COMEX #12-159 |
06/01/2012 |
Certified |
06/16/2012 |
|
2 |
| NYMEX |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| NYMEX |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| NYMEX |
Provides Notification of the Listing of Product on Additional Trading Venue and Notification of New Platforms for European-Style Crude Oil and European-Style Natural Gas Options. NYMEX #08.01 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
| NYMEX |
Corrects an unintentional error in the requirements applicable to a NYMEX or COMEX member who executes simultaneous buy and sell orders for different beneficial owners in a trading pit. NYMEX #09.149 |
07/31/2009 |
Certified |
05/19/2010 |
|
1 |
| NYMEX |
Implementing a broker rebate program in support of certain NYMEX Brent Crude Oil products that are cleared on CME ClearPort. NYMEX #12-109 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain natural gas futures products. NYMEX #13-140 |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Financial European Natural Gas Market Maker Program |
03/14/2024 |
Certified |
03/28/2024 |
|
2 |
| NYMEX |
Notification of the Migration of Silver Contracts to TMS (the Trade Management System) from the On Line Trade Entry System. NYMEX No. 07.37 |
03/01/2007 |
Certified |
03/01/2007 |
|
0 |
| NYMEX |
Notifies the CFTC of New Transaction Types/Venues for the Automated Trandfer of Money (ATOM) System. NYMEX #08.06 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
| NYMEX |
Eliminates the explicit record retention requirement for all electronically conveyed trading floor messages including instant messages and emails but retains the general record-keeping requirements. NYMEX #08.119R(2) |
01/27/2009 |
Certified |
03/09/2009 |
|
1 |
| NYMEX |
Amendment to Rule 588.G - removing reference to "E-mini MSCI Emerging Markets" due to the delisting of this product. CME/CBOT/NYMEX #11-238 |
06/16/2011 |
Certified |
06/16/2011 |
|
1 |
| NYMEX |
Revisions to Rule 300.D - Disqualification from Certain Committees and Governing Boards. CME/CBOT/NYMEX/COMEX #14-247 |
06/18/2014 |
Certified |
07/03/2014 |
|
1 |
| NYMEX |
Extension of the NN Fee Waiver Program |
12/04/2015 |
Certified |
12/18/2015 |
|
1 |
| NYMEX |
Declaration of Force Majeure with Respect to the RBOB Gasoline Futures Contract |
09/28/2016 |
Certified |
10/13/2016 |
|
2 |
| NYMEX |
Amendments to the CME, CBOT, NYMEX, and COMEX Hedge Exemption Form |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
| OCX |
Issuing Regulatory Release 2018-3 Block Trading |
02/27/2018 |
Certified |
03/13/2018 |
|
1 |
| OCX |
Amends OCX Rules 116A and submission of New Rules 152A and 207(o), provding for the Chief Reguolatory Officer and the Regulatory Oversight Committee. |
12/31/2009 |
Certified |
01/22/2010 |
|
1 |
| OCX |
Emergency Rule Certification - Emergency Confirmation of Current Block Trading Rule 417 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| OCX |
NASDAQ will begin billing its standard $500 per month port fee for ports setup by firms for OneChicago to report the stock leg of their point and click traded EFP. Notice 2012-15 |
07/13/2012 |
Certified |
07/30/2012 |
|
1 |
| OCX |
Renaming Responsible Trader as Responsible Administrator |
12/24/2014 |
Certified |
01/09/2015 |
|
1 |
| OCX |
Amends Error Trade Nullification Policy by modifying the no bust range, adding the term Questioned Trade, permitting trades within the no bust range to be busted or adjusted if there were an Exchange system failure, and other changes. |
06/01/2007 |
Certified |
06/07/2007 |
|
1 |
| OCX |
Adopting a Trading Platform Fee Schedule |
11/22/2016 |
Withdrawn |
02/03/2017 |
|
1 |
| OCX |
Emergency Rule Certification - Notice to Members - Suspension of Competitive EFP Trading. OCX #14-002 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
| OCX |
Amending Chapter 9 Appendix B, that allows, in limited circumstances, for OneChicago to correct errors in adjustments to OCX.NoDivRisk products after the ex-dividend date. |
08/12/2013 |
Certified |
08/27/2013 |
|
1 |
| OCX |
Revision to OneChicago Rule 307, Application of Rules and Jurisdiction |
08/29/2012 |
Approved |
09/27/2012 |
|
1 |
| OCX |
Adding New OCX Rule 617 (Disruptive Practices) & Issuing Notice to Members 2015-16 (Disruptive Practices) |
06/10/2015 |
Certified |
06/24/2015 |
|
1 |
| OCX |
Appointment of Two Directors to OneChicago, LLC |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| OCX |
Amending Rule 127, Disciplinary Panel, removing the requirement that disciplinary panel participants are exchange members. |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
| OCX |
Expanded Trading Hours |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| OCX |
Introducing Market Maker Wash Trade Prevention contingency orders. |
04/18/2012 |
Certified |
05/03/2012 |
|
1 |
| OCX |
Delisting of a Security Futures Product. |
06/24/2013 |
Certified |
07/10/2013 |
|
1 |
| OCX |
Clarifies that for EFPs that are matched on OneChicago BETS, the securities portion of the transaction must be completed and submitted to the market centers designated by the Exchange. |
02/05/2008 |
Certified |
03/18/2008 |
|
1 |
| OCX |
Provides for an abreviated trading schedule during the July 4th holiday period. |
07/01/2008 |
Certified |
07/02/2008 |
|
1 |
| OCX |
New Rule 137 - Foreign Persons and Rule 416 Exchange Future for Physical, changes define foreign persons and prohibit them from directly or indirectly placing bids or buy orders in and for exchange EFP markets. |
04/22/2013 |
Withdrawn |
04/29/2013 |
|
1 |
| OCX |
New OCX Rules 618 (Wash Trades), 619 (Money Passes), 620 (Accommodation Trading) & NTM 2015-35 |
11/17/2015 |
Certified |
12/02/2015 |
|
1 |
| OCX |
Amending OCX Rule 609 (Supervision) and Issuing NTM 2016-11 (Supervisory Responsibility and Written Supervisory Procedures) |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
| OCX |
Revisions to OneChicago Chapter 7 Rules Involving Discipline and Enforcement. |
08/01/2012 |
Certified |
08/16/2012 |
|
2 |
| OCX |
Emergency Action Notice Regarding MF Global, Inc. Limited to Closing Only |
10/31/2011 |
Certified |
11/16/2011 |
|
1 |
| OCX |
Notice Regarding MF Global, Inc. Suspension at OneChicago |
11/01/2011 |
Certified |
11/17/2011 |
|
1 |
| OCX |
Amending Interpretation of Exchange Rule 118 (Clearing Member) |
04/18/2016 |
Certified |
05/02/2016 |
|
1 |
| OCX |
Revising OneChicago Rule 416, adds clarity that the Exchange of Future for Physical consists of a futures component and an underlying stock component combined into a single transaction. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
| OCX |
Notice to Members advising that OneChicago is expanding trade prices to four decimal points. |
05/26/2011 |
Certified |
12/22/2011 |
|
1 |
| OCX |
Notice to Members regarding the method by which market participants may trade block rolls. |
08/22/2013 |
Certified |
09/07/2013 |
|
1 |
| OCX |
Updating Obsolete References and Clarifying Rules in the OneChicago Rulebook - Chapter 2 |
04/05/2019 |
Certified |
04/19/2019 |
|
1 |
| OCX |
Revised Fee Schedule |
08/18/2014 |
Certified |
09/02/2014 |
|
1 |
| OCX |
Delisting of two Security Futures Products |
06/27/2013 |
Certified |
07/13/2013 |
|
1 |
| OCX |
Provides new Rule 422 (rules and procedures for the transfer of trades) and new and Rule 423 (rules and guidance on the offsetting of concurrent long and short positions). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
| OCX |
Revision to OneChicago Rule 307, Application of Rules and Jurisdiction and Revision to the cover page of the Rulebook |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
| OCX |
Issuing Regulatory Release 2017-10 (Large Trader Reporting Guide) |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
