Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE US Amends rules to allow exchange staff to act upon membership applications rather than the Membership Committee; and permits service of papers upon a Member by express courier to accommodate the global nature of Exchange membership. ICE US #07-55 09/12/2007 Certified 11/01/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Changes the cutoff date for grandfathering certain fee discounts to certain members to August 21, 2007 (from August 10). ICE US Supplemental #07-48 09/12/2007 Certified 09/25/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Provides minimum volume threshold for Block Trades and Board Resolutions waiving grading fees, as well as terms and conditionsfor trading Robusta Coffee futures and options contracts. ICE US #07-56 09/12/2007 Certified 10/19/2007 On 09/03/07 NYBT was renamed ICE US 1
USFE Adopts rules governing the trading of futures on certain ISE Stock Price Indexes. USFE #07-08 09/12/2007 Certified 09/21/2007 1
NFX Amends By-Laws and Rules to resolve inconsistencies among rules, by-laws, the Certificate of Incorporation and initial offering circular dated August 1, 1984. PBOT #2007-19 09/17/2007 Certified 01/11/2008 1
CME Modifies the individuals who have the authority to make and amend the rules of the Exchange by adding the Vice Chairman of the Board and removing reference to the President of the Exchange. CME #07-78 09/18/2007 Certified 09/18/2007 1
ICE US Authorizes the Cotton Warehouse and Delivery Committee to license additional warehouses owned by existing Exchange licensed warehousemen and meeting current suitability standards; Amends Licensing Resolution No.1 regarding licensing fees. ICE US #07-53 09/18/2007 Certified 09/18/2007 On 09/03/07 NYBT was renamed ICE US 1
USFE Adopts maximum order size, error trade and block trade rules governing trading of futures on Foreign Exchange ("FX") Spot Equivalent Futures ("SEF") Contracts. USFE #07-09 09/19/2007 Certified 09/28/2007 1
CBOT Codifies the delegated authority of the Chairman and Vice Chairman of the Board and the Chief Executive Officer, acting together, to make and amend Exchange Rules. CBOT #2823.01 09/20/2007 Certified 01/30/2008 1
KCBT Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. 09/20/2007 Approved 11/05/2007 1
CME Adopts No Bust Ranges for the Globex listing of Dry Milk and CME Lehman Brothers US Aggregate Index contracts. CME #07-83 09/21/2007 Certified 09/21/2007 1
CME Adopts a block trade minimum size for a battery of futures and option contracts based on the S&P/GRA Commercial Real Estate Indicies (SPCREX). CME #07-82 09/21/2007 Certified 10/05/2007 1
ICE US Deletes open outcry trading hours for Pulp futures and options contracts and revises the provisions for the responsibility of loadout charges for the Robusta futures contract. ICE US #07-57 09/24/2007 Certified 09/24/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Amends the Launch Date for Listing of Robusta Coffee Futures and Options Contracts. ICE US #Supplemental III 07-56 09/25/2007 Certified 09/25/2007 On 09/03/07 NYBT was renamed ICE US 1
USFE Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 09/26/2007 Certified 10/03/2007 1
CBOT Designates minimum block size threshold of 10 contracts on an outright basis for CBOT Denatured Fuel Ethanol futures. CBOT #2826.01 09/27/2007 Certified 10/08/2007 1
CBOT Establishes temporary membership privileges in CBOT Denatured Fuel Ethanol futures for holders of CBOT Series B-4 (IDEM) Membership status for a period of one year. CBOT #2824.01 09/27/2007 Certified 09/27/2007 1
NYMEX Deletes COMEX Rule 104.37A (Concurrent Futures Positions) as unnecessary since COMEX Division transactions are now governed by NYMEX Rule 9.04(P) . NYMEX #07.108 09/27/2007 Certified 09/27/2007 1
CBOT Revises the Exchange's fee schedule to reflect the establishment of an ex-pit surcharge applicable to wholesale transactions in CBOT Ethanol futures. CBOT #2828.01 09/27/2007 Certified 09/27/2007 1
CME Provides a No-Bust Range and Minimum Block Trade Size for E-mini MSCI Emerging Markets Index Futures. CME #07-80 09/27/2007 Certified 10/05/2007 1
CME Increases Threshold for Minimum Block Trade Size in Wood Pulp Futures and Options Contracts. CME #07-84 09/27/2007 Certified 10/04/2007 1
CBOT Establishes temporary membership privileges (ending Sept. 30, 2008) with respect to covered option spreads in Denatured Fuel Ethanol contracts for holders of CBOT Series B-4(IDEM) Membership. CBOT #2830.01 09/28/2007 Certified 09/28/2007 1
NYMEX Provides guidelines regarding clerical employees handling GLOBEX Orders and Block Trades. NYMEX #07.109 10/01/2007 Certified 12/07/2007 1
ICE US Expands Market Specialist Program for Electronic Trading. ICE US #07-59 10/02/2007 Certified 12/26/2007 On 09/03/07 NYBT was renamed ICE US 1
CBOT Revises opening day trading hours for CBOT Denatured Fuel Ethanol options. CBOT #2835.01 10/04/2007 Certified 10/04/2007 1
CBOT Corrects trading hours for trade date October 5, 2007 trading hours for Denatured Fuel Ethanol options (9:30am to 1:15pm Central Time). CBOT #2835.02 10/09/2007 Certified 10/11/2007 1
ICE US Requires a clerical employee of a Floor Member to have a unique log-in identification in order to submit electronic orders for the Floor Member. ICE US #07-60 10/10/2007 Certified 10/12/2007 On 09/03/07 NYBT was renamed ICE US 1
CBOT Codifies the e-cbot price adjustment level for CBOT Denatured Fuel Ethanol options in the e-cbot Error Trade Policy. CBOT #2837.01 10/10/2007 Certified 10/10/2007 1
CBOT Establishes an ex-pit surcharge applicable to OTC Cash-Settled Ethanol options. CBOT #2838.01 10/10/2007 Certified 10/10/2007 1
ICE US Clarifies that a Registered Operator who is a clerk employed by a floor member may not enter orders for an account in his own name or any account in which he has a direct or indirect interest. ICE US Supplemental 07-60 10/11/2007 Certified 10/12/2007 On 09/03/07 NYBT was renamed ICE US 1
NYMEX Expands the Exchange Options Market Maker Program to include the Copper Options contract. NYMEX #07-111 10/11/2007 Certified 10/11/2007 1
NYMEX Revises NYMEX OTC Broker Incentive Program for NYMEX ClearPort Clearing NYMEX #07.112 10/12/2007 Certified 10/12/2007 1
CBOT Modifies procedures for determining the daily settlement prices for CBOT 10 Year US Treasury Note options. CBOT #2840.01 10/15/2007 Certified 11/28/2007 1
CFE Updates the CFE Fee Schedule. CFE #2007-12 10/15/2007 Certified 10/15/2007 1
ICE US Eliminates the open outcry trading floor trading session for Sugar No 14 futures contracts and eliminate references to Pulp futures. Codifies calendar spread orders for Robusta Coffee & Pulp futures on the ICE Electronic Platform. ICE US #07-62 10/15/2007 Certified 11/06/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Amends the procedures for reporting and submitting EFP/EFS transactions. ICE US #07-63. 10/15/2007 Certified 11/07/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Corrects the Sugar No. 14 closing time on the last trading day. Amended ICE US #07-62 10/16/2007 Certified 10/18/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Deletes the Margin Committee's authority to establish the rates. Requires Member Firms to collect the margin applicable to such arbitrage positions. ICE US #07-64 10/17/2007 Certified 10/22/2007 On 09/03/07 NYBT was renamed ICE US 1
KCBT Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. 10/25/2007 Approved 11/05/2007 1
NFX Provides notice of cessation of IKON Market Maker status (see SR-PBOT-2007-14). #SR-PBOT-2007-21 10/25/2007 Certified 11/01/2007 1
CME Changes CME Rulebook under the CME-CBOT Rulebook Harmonization Project, as well as a Special Executive Report regarding cross-exchange privileges of CME and CBOT members on the trading floor. CME #07-90 10/26/2007 Certified 01/30/2008 1
CBOT Changes CBOT Rulebook under CME-CBOT Rulebook Harmonization Project, as well as a Special Executive Report regarding cross-exchange privileges of CME and CBOT members on the trading floor. CBOT #2843.01 10/26/2007 Certified 01/30/2008 1
NYMEX Changes in the Composition of the Finance Committee NYMEX #07.115 10/30/2007 Certified 11/14/2007 1
USFE Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 10/31/2007 Certified 11/01/2007 1
ICE US Provides for an Emerging Areas Market Maker Program; Delists Reuters Jefferies CRB Futures Price Index Futures and Options Contracts ICE US #07-66 10/31/2007 Certified 11/05/2007 On 09/03/07 NYBT was renamed ICE US 1
CBOT Adds new Rulebook Provisions that were inadvertently omitted from CBOT's previous submission CBOT #2843.02 10/31/2007 Certified 01/30/2008 1
NYMEX Changes the participation requirements for the Appeals Committee by requiring a minimum of one Public Committee Member to serve on the Appeals Committee, and any Panel thereof. NYMEX #07.114 10/31/2007 Certified 11/07/2007 1
CBOT Provides holiday-related trading schedule changes for November 23 and December 24, 2007, and notification of harmonization of trading hours for CME Group Globex, effective January 2008. CBOT # 2844.01 11/05/2007 Certified 11/05/2007 1
CBOT Establishes e-cbot electronic trading hours for CBOT mini-sized agricultural futures to run concurrently with the daytime open auction trading hours for these contracts (i.e., 9:30 a.m. to 1:45 p.m. Chicago time). CBOT #2845.01 11/05/2007 Certified 11/05/2007 1
CBOT Supplements previously submitted - entirely revised - CBOT Rulebook with rules omitted. CBOT #2843.03 11/07/2007 Certified 01/30/2008 1