| NYMEX |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| COMEX |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| CDE |
Adoption of Rule 911 to clarify the Exchange's approach as to existing holders of Digital Currency futures contracts in the event of a fork or other events resulting in the split or division of the underlying digital currency. |
04/21/2020 |
Certified |
05/05/2020 |
|
3 |
| MGE |
Adoption of Rules 271.00 - 273.00, to codify roles of the chief regulatory officer, chief compliance officer and chief risk officer for the Exchange. |
05/14/2012 |
Certified |
05/30/2012 |
|
1 |
| CME |
Adopts a block trade minimum size for a battery of futures and option contracts based on the S&P/GRA Commercial Real Estate Indicies (SPCREX). CME #07-82 |
09/21/2007 |
Certified |
10/05/2007 |
|
1 |
| NYMEX |
Adopts a Block Trade Rule and Limits it to Trading Brent-TI Spreads. NYMEX Number 07.03. |
01/04/2007 |
Certified |
01/05/2007 |
|
1 |
| NFX |
Adopts a document entitled "Frequently Asked Questions" concerning the Exchange's new Trading Platform Rules, as well as guidance on new and amended Trading Rules. NFX #2013-08 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
| USFE |
Adopts a fee schedule that includes a $1.25 per contract charge for all Over the Counter (OTC) business for USD SENSEX, Spot Equivalent Foreign Exchange Futures, and Morningstar Equity Style Index Futures. USFE #08-03 |
04/14/2008 |
Certified |
04/14/2008 |
|
1 |
| CME |
Adopts a harmonized policy with respect to quotation changes in products traded in the open outcry venue. Advisory # RA0803-3, CME & CBOT 08-46 |
02/27/2008 |
Certified |
02/28/2008 |
|
1 |
| CBOT |
Adopts a harmonized policy with respect to quotation changes in products traded in the open outcry venue. CME & CBOT RA0803-3 |
02/27/2008 |
Certified |
02/28/2008 |
|
1 |
| USFE |
Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 |
10/31/2007 |
Certified |
11/01/2007 |
|
1 |
| CFE |
Adopts a Market Maker Program for CFEs Mini CBOE Volatility Index ("Mini VIX") Futures. CFE # CFE-2009-07 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
| CME |
Adopts a new Definition Section into CME, CBOT, and NYMEX/COMEX rulebooks. CME/CBOT/NYMEX #10-088 |
04/01/2010 |
Certified |
06/24/2010 |
|
1 |
| CBOT |
Adopts a new Definition Section into CME, CBOT, and NYMEX/COMEX rulebooks. CME/CBOT/NYMEX #10-088 |
04/01/2010 |
Certified |
06/24/2010 |
|
1 |
| NYMEX |
Adopts a new Definition Section into CME, CBOT, and NYMEX/COMEX rulebooks. CME/CBOT/NYMEX #10-088 |
04/01/2010 |
Certified |
06/24/2010 |
|
1 |
| CCFE |
Adopts a new incentive program. CCFE #08-26 |
10/30/2008 |
Certified |
11/05/2008 |
|
1 |
| NADEX |
Adopts a New Market Maker Program for DRW, to be Implemented by 3/01/07 |
01/26/2007 |
Certified |
02/14/2007 |
|
0 |
| NADEX |
Adopts a New Market Maker Program for Susquahanna to be Implemented by 2/01/07 |
01/26/2007 |
Certified |
02/14/2007 |
|
1 |
| NFX |
Adopts a Rule to alow EFP Transactions and amends the Limitation of Liability for PBOT XL, to explicitly Include Block Trades and EFP Transactions. PBOT No. 2007-08 |
06/19/2007 |
Certified |
06/26/2007 |
|
1 |
| ICE US |
Adopts a Russell 2000 Exchange Member Incentive Program, to encourage traders, other than Market Makers, to trade the Russell 2000 Mini Index futures contract (mini R2"). ICE US #08-19 |
03/07/2008 |
Certified |
03/10/2008 |
|
1 |
| NYLIFFE |
Adopts a series of Notices 1/08 through 7/08 to provide detailed information to Exchange members and other markets participants with respect to the transfer of CBOT Metals contracts to NYSE Liffe; and Provides a Guide to Electronic Trading. |
09/03/2008 |
Certified |
09/23/2008 |
|
1 |
| USFE |
Adopts amendments to the Market Maker Agreements for the FX Spot Equivalent Futures contracts to enhance the quality of certain of the FX SEF markets. USFE # 07-13 |
11/28/2007 |
Certified |
12/10/2007 |
|
1 |
| CANTOR |
Adopts Cantor Futures Exchange, L.P. Rules |
04/20/2010 |
Approved |
04/20/2010 |
|
1 |
| CBOT |
Adopts common rule language with respect to Rule 550 ("Post Close Session") CBOT #08-43 |
02/25/2008 |
Certified |
02/27/2008 |
|
1 |
| CME |
Adopts common rule language with respect to Rule 550 (Post Close Session) for both CME and CBOT. CME #08-43. CME & CBOT Market Regulation Advisory Notice RA0802-3. |
02/25/2008 |
Certified |
02/25/2008 |
|
1 |
| NYMEX |
Adopts Compliance Interpretive Notice 01-07 Regarding Trading in COMEX Metals Contracts and Amendments to Position Limit/Accountability Rules for Certain Cash-Settled COMEX Metals Contracts. NYMEX No. 07.02 |
01/09/2007 |
Certified |
01/12/2007 |
|
1 |
| NYLIFFE |
Adopts Error Trade Policy of the Exchange (Trade Cancellations and Price Adjustments), Notice 9/2008, to become effective 9/9/08. |
09/05/2008 |
Certified |
11/14/2008 |
|
1 |
| USFE |
Adopts maximum order size, error trade and block trade rules governing trading of futures on Foreign Exchange ("FX") Spot Equivalent Futures ("SEF") Contracts. USFE #07-09 |
09/19/2007 |
Certified |
09/28/2007 |
|
1 |
| USFE |
Adopts Minimum Order Size and Error Trade rules for the trading of binary options contracts. USFE #07-14 |
12/05/2007 |
Certified |
12/11/2007 |
|
1 |
| ICE US |
Adopts new electronic trading hours for several Index contracts of 8:00 pm until 6:00 pm of the following day; the settlement prices will continue to be determined at 3:00 pm for the U.S. Dollar Index and 4:15 pm for the Russell contracts. ICE US #07-50 |
09/04/2007 |
Certified |
09/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CME |
Adopts No Bust Ranges for the Globex listing of Dry Milk and CME Lehman Brothers US Aggregate Index contracts. CME #07-83 |
09/21/2007 |
Certified |
09/21/2007 |
|
1 |
| NFX |
Adopts Notice to Members For Early Closure on July 3, 2007 PBOT #2007-11 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| CME |
Adopts requirements with respect to headset usage on the trading floor in new Rule 506, which is a modified version of CBOT Rule 506 . CME #09-033 |
03/03/2009 |
Certified |
04/30/2009 |
|
1 |
| CBOT |
Adopts Rule 808, governing the use of CME ClearPort to submit for clearing EFPs and block trades in CBOT contracts. CBOT #09-60 |
05/06/2009 |
Certified |
07/02/2009 |
|
1 |
| CME |
Adopts rules governing block trade minimum sizes, error trade rules and trading hours for trading hardwood pulp contracts. CME #08-199 |
12/03/2008 |
Certified |
01/06/2009 |
|
1 |
| CME |
Adopts rules governing the trading of futures and options on futures for softwood pulp, including a block trade minimum size of 5 contracts. The contracts will be listed electronically only. CME #07-71 |
08/31/2007 |
Certified |
09/07/2007 |
|
1 |
| USFE |
Adopts rules governing the trading of futures on certain ISE Stock Price Indexes. USFE #07-08 |
09/12/2007 |
Certified |
09/21/2007 |
|
1 |
| USFE |
Adopts rules governing the trading of FX Spot Equivalent Futures (SEF) futures contracts (100K Base Currency Units), including block trades. USFE #08-07 |
11/26/2008 |
Certified |
12/31/2008 |
|
1 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| USFE |
Adopts the USFE standard Market Marker Program for: Futures on ISE Sector Indexes, Futures on Morningstar Indexes, Foreign Exchange Spot Equivalent Futures. USFE #07-12 |
11/28/2007 |
Certified |
12/10/2007 |
|
1 |
| GREENX |
Advisory Authorizing NYMEX to take Disciplinary Action over GreenX Market Participants. |
07/12/2012 |
Certified |
07/27/2012 |
|
1 |
| CANTOR |
Advisory FAQ Rule Interpretation Pre-discussion of Trades |
01/25/2016 |
Certified |
02/08/2016 |
|
1 |
| CANTOR |
Advisory FAQ Rule InterpretationCommodity Pools, Other Participants That Are Entities and the Relationship of Authorized Traders to Natural Person Participants |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| CBOT |
Advisory Notice clarifying that the restriction on passing money between accounts via prearranged trades pursuant Rule 432.G, applies to all transactions, inclusive of those that are bilaterally negotiated and submitted to CME Clearing. CBOT #11-166 |
04/25/2011 |
Certified |
04/25/2011 |
|
1 |
| CME |
Advisory Notice clarifying that the restriction on passing money between accounts via prearranged trades pursuant Rule 432.G, applies to all transactions, inclusive of those that are bilaterally negotiated and submitted to CME Clearing. CME #11-166 |
04/25/2011 |
Certified |
04/25/2011 |
|
1 |
| COMEX |
Advisory Notice clarifying that the restriction on passing money between accounts via prearranged trades pursuant Rule 432.G, applies to all transactions, inclusive of those that are bilaterally negotiated and submitted to CME Clearing. COMEX #11-166 |
04/25/2011 |
Certified |
04/25/2011 |
|
1 |
| NYMEX |
Advisory Notice clarifying that the restriction on passing money between accounts via prearranged trades pursuant Rule 432.G, applies to all transactions, inclusive of those that are bilaterally negotiated and submitted to CME Clearing. NYMEX #11-166 |
04/25/2011 |
Certified |
04/25/2011 |
|
1 |
| BTNL |
Affiliate Clearing Member, Product Name Updates, and Miscellaneous Rule Reference Updates |
10/17/2023 |
Certified |
10/31/2023 |
|
1 |
| NFX |
Aggregation of Positions |
03/23/2016 |
Certified |
04/06/2016 |
|
1 |
| NFX |
Agreement for Clearing and Settlement Services with The Options Clearing Corporation. NFX #2013-14 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
