Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
TRUEEX Amending the trueEX Rulebook. trueEx #2013-05 06/24/2013 Certified 07/10/2013 1
NFX Amending trading rules and adopting guidance related to Pre-Arranged Orders 04/15/2015 Certified 04/29/2015 1
TRUEEX Amending trueEX Rulebook. TRUEEX #2013-11 09/12/2013 Certified 09/27/2013 1
ICE US Amending various Exchange rules to update the rulebook to better reflect current Exchange procedures and practices. ICE US #12-42 07/24/2012 Certified 08/08/2012 2
CFE Amending various portions of CFE Rule 1202 which sets forth the contract specifications for VIX futures. CFE #2011-31 12/30/2011 Certified 01/18/2012 1
NFX Amending various rules in order to relocate certain rules, add new rules and correct text in the Rulebook. NFX #2013-03 02/28/2013 Certified 03/15/2013 1
MGE Amending, adoption, and deletion of various rules and regulations to comply with the CFTC's final regulations regarding the Core Priniciples for all entities registered a a Designated Contract Market. 09/19/2012 Certified 10/04/2012 1
ICE US Amendment concerning size and composition of governing board 04/27/2021 Certified 05/11/2021 1
ICE US Amendment extending the Carbon Free to Post Incentive Program 11/05/2019 Certified 11/20/2019 2
ICE US Amendment extending the term of the new MSCI ESG Leaders Index Designated Market Maker Program 12/13/2019 Certified 12/30/2019 2
ICE US Amendment extending the term of the RIN Liquidity Provider Program 05/14/2024 10 Day Review 05/14/2024 2
CFE Amendment made some non-substantive revisions to correct typographical errors and renumber certain rule provisions. 01/25/2021 Notified 01/25/2021 1
OCX Amendment No.1 to OCX-OCC Clearing Agreement provides for the clearing of securities futures contracts adjusted for all dividends or distributions issued for the security underlying such contract, and for the indemnification by OCX of OCC. 09/29/2010 Certified 10/07/2010 1
CBOT Amendment of Rule 589 ("Special Price Fluctuation Limits") for Interest Rate Contracts 10/22/2015 Certified 11/05/2015 1
NFX Amendment of the Exchange's broker incentive program 05/17/2019 Certified 06/03/2019 1
NFX Amendment of the fee schedule to (1) update it for newly listed contracts; (2) remove a fee discount for new freight customers; and (3) introduce fees for a new Block Request For Quote ("RFQ") system 11/01/2018 Certified 11/16/2018 2
ICE US Amendment permits alterations to precious metal contract terms and conditions to be effective for distant contract months with limited open interest. 07/15/2014 Certified 07/29/2014 2
CDE Amendment pursuant to the Electronic Trading Risk Principles rulemaking (Eris Exchange, LLC Submission #2021-04E) 06/08/2021 Certified 06/22/2021 4
NFX Amendment relating to cost estimates for operating the Market Quality program. 01/26/2018 Certified 02/09/2018 2
NFX Amendment relating to position limits in the DV01 futures. 02/20/2019 Certified 03/06/2019 2
NFX Amendment relating to qualifying criteria for operating the Market Quality (MQ) program. 02/14/2018 Certified 03/01/2018 2
CME Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 09/14/2010 Certified 10/19/2010 1
CBOT Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 09/14/2010 Certified 10/19/2010 1
NYMEX Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 09/14/2010 Certified 10/19/2010 1
CANTOR Amendment to 2 incentive programs. 07/24/2019 Certified 08/07/2019 1
ICE US Amendment to 2007 holiday schedule: Closing times for Good Friday April 6. NYBOT no. 07-26. 03/30/2007 Certified 03/30/2007 On 09/03/07 NYBT was renamed ICE US 1
CANTOR Amendment to Addendum to Compliance Manual regarding communications with CFTC 11/12/2021 Certified 11/29/2021 2
CFE Amendment to adopt new CFE Policy and Procedure XI to set forth an S&P 500 Variance Futures Lead Market Maker Program. CFE #2012-19 09/12/2012 Certified 09/27/2012 1
CFE Amendment to adopt new CFE Rule 404A in order to provide for Trade at Settlement transactions on CFE. CFE #2011-23 10/20/2011 Certified 11/04/2011 1
CFE Amendment to AMERIBOR Futures Lead Market Maker Program. 12/10/2020 Certified 12/24/2020 2
ICE US Amendment to Annex A of the Bylaw deleting the requirement that the Exchange and clearing fees charged for electronic trading may be no lower than the fees charged for floor trading of the same Exchange Contract. ICE US #11-25 05/19/2011 Certified 05/19/2011 1
ICE US Amendment to Appendix 1 of Chapter 27-Error Trade Policy, increasing NCR levels for Sugar No.11, Cotton No.2, Coffee, Cocoa FCOJ and the US Dollar Index option contracts. ICE US #11-53 09/01/2011 Certified 09/16/2011 1
ICE US Amendment to Bakkt Bitcoin (USD) Daily Futures Liquidity Provider Program 09/12/2019 Certified 09/26/2019 2
ICE US Amendment to Bakkt Bitcoin (USD) Monthly Futures Liquidity Provider Program 09/12/2019 Certified 09/26/2019 2
ICE US Amendment to Bakkt Bitcoin (USD) Monthly Futures Market Maker Program 09/12/2019 Certified 09/26/2019 2
ICE US Amendment to Block Trade FAQ - Clarification Regarding Pre-hedging 06/01/2016 Certified 09/14/2016 Stayed on 6/14/16. 90 day review ends 9/13/16. 4
NYMEX Amendment to Block Trade Minimum Quantity Threshold for LNG Japan/Korea Marker (Platts) Futures Contract 05/14/2015 Certified 05/29/2015 1
ICE US Amendment to block trade procedures 08/30/2018 Certified 09/14/2018 1
ICE US Amendment to block trade procedures 09/14/2018 Certified 09/28/2018 1
ICE US Amendment to Block Trade Procedures 10/04/2019 Certified 10/21/2019 1
ICE US Amendment to Block Trade Procedures extends the reporting window to within ten minutes of execution solely for complex Block Trades consisting of three or more legs. ICE US #10-34 09/01/2010 Certified 12/22/2010 1
ICE US Amendment to Block Trade Procedures to include new futures and options contracts. 05/08/2018 Certified 05/22/2018 2
MGE Amendment to Bylaw 267.00. to expand the Hard Red Spring Wheat Committee's scope to review and recommend MGEX Rules governing other agricultural markets. 02/11/2020 Certified 02/26/2020 1
CFE Amendment to CFE Fee Schedule to include an hourly fee for access to historical CFEmarket data through an analytical platform made available by a licensing agent for this data. 08/21/2015 Certified 09/04/2015 1
CFE Amendment to CFE Policy and Procedure IX, which sets forth CFE's Volatility Index Security Futures Lead Market Marker Program. CFE 2013-43 12/16/2013 Certified 01/01/2014 1
CFE Amendment to CFE Policy and Procedure VI, which sets forth CFE's Trading Privilege Holder Permit Program. CFE #2013-41 12/11/2013 Certified 12/27/2013 1
CFE Amendment to CFE Rule 1202(b) to change the start time of trading hours for the CBOE Volatility Index futures contract from 7:20am to 7:00am (Chicago time). CFE #2011-19 09/12/2011 Certified 09/27/2011 1
CFE Amendment to CFE Rule 615 - Simultaneous Buying and Selling Orders - to help prevent wash trades. CFE #2014-04 03/18/2014 Certified 04/02/2014 1
ICE US Amendment to Chapter 1 adding the defined term "Affiliate" and amendments to Rules 5.03 and 7.08 incorporating the defined term. 01/27/2017 Certified 02/10/2017 1
ICE US Amendment to Chapter 27, Appendix I (Error Trade Policy) to correct an omission in ICE US Submission No. 11-1. ICE US #11-1 (2nd Amended) 02/04/2011 Certified 02/07/2011 1