| CBOT |
Modifications to the Retail Broker Incentive Program |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
| NYMEX |
Reduces (from 180,000 to 150,000 shares) the Number of NYMEX Holdings Shares to be Maintained by NYMEX Member Firms; and is Only Applicable to NYMEX Division Member Firms. NYMEX No. 07-30 |
03/09/2007 |
Certified |
03/09/2007 |
|
1 |
| CBOT |
Adds Credit Default Swap Index Futures to the list of contracts eligible to be traded as an EFS or EFR. CBOT 2796.01 |
06/04/2007 |
Certified |
06/07/2007 |
|
1 |
| CBOT |
Permits block transactions in US Treasury contracts for outright and spread positions. CBOT #08-14 |
01/24/2008 |
Certified |
03/25/2008 |
|
1 |
| ICE US |
Turns off of Implied Matching Engine for US Dollar Index futures contract. ICE US #09-24 |
05/14/2009 |
Certified |
06/22/2009 |
|
1 |
| CME |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| COMEX |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules to ensure that they reflect best practices and continue to promote market integrity. CME/CBOT/NYMEX/COMEX #10-321R |
11/17/2010 |
Certified |
12/07/2010 |
|
1 |
| ICE US |
Amendments to Final Settlement Price Rules for Russell Complex Products. ICE US #11-71 |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
| KCBT |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in a new NYMEX Product, Revisions to Block Trade Minimum Thresholds in Four NYMEX Electricity Futures. NYMEX/COMEX #13-316 |
08/12/2013 |
Certified |
08/27/2013 |
|
1 |
| OCX |
Adopting a Trading Platform Fee Schedule |
11/22/2016 |
Withdrawn |
02/03/2017 |
|
1 |
| COMEX |
Amendments to COMEX Rule 588.H. (*Non-Reviewable Trading Ranges") Table for Four (4) COMEX Metals Contracts |
05/18/2017 |
Certified |
06/02/2017 |
|
1 |
| MGE |
Amending rules pertaining to EFRPs to provide more clarity to market participants. |
11/01/2017 |
Certified |
11/16/2017 |
|
1 |
| NYMEX |
Weekly Notification of Rule Amendments (Week of February 19, 2018) |
02/28/2018 |
Notified |
02/28/2018 |
|
1 |
| ICE US |
Extension of Canola Legacy Member Program |
06/16/2023 |
Certified |
07/03/2023 |
|
1 |
| CBOT |
Provides an Advisory detailing the minimum quantity thresholds and other applicable provisions governing block trading in CBOT US Treasury and Fed Funds futures and options pursuant to CBOT Rule 526. Market Regulation Advisory Notice RA0801-1. CBOT #08-1 |
01/24/2008 |
Certified |
03/25/2008 |
|
1 |
| NYMEX |
Provides Notification of Change of Trading Venue for Henry Hub Natural Gas Penultimate Swap Futures Contract from ClearPort Trading to Globex. NYMEX #08.116 |
01/30/2009 |
Certified |
02/04/2009 |
|
1 |
| NADEX |
Changes exchange hours and listing of New Korea 200 Binary and Variable Payout Contracts. |
05/14/2009 |
Certified |
05/14/2009 |
|
1 |
| CBOT |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| NADEX |
Nadex Amends its Product Schedule Guidelines for Holidays |
11/18/2010 |
Certified |
11/18/2010 |
|
1 |
| GREENX |
Removing Rules 1505, 1509, 1601-1604 in their entirety to reflect the Delisted Contracts. GREENX #2011-17 |
07/28/2011 |
Certified |
07/28/2011 |
|
1 |
| CME |
Supplemental information relating to the CME E-mini & E-micro S&P CNX Nifty Futures Market Making Program. CME #11-441S |
12/06/2011 |
Certified |
12/20/2011 |
|
1 |
| KCBT |
Revisions to KCBT Rules to Harmonize with CBOT Rules. KCBT #13-229 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| CME |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #13-314 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Natural Gas Basis ClearPort Fee Discount Program. NYMEX #14-160 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
| MGE |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d) |
11/06/2015 |
Notified |
11/06/2015 |
|
1 |
| NFX |
2016 Trading Calendar - Modified Trading Hours |
12/07/2015 |
Certified |
12/21/2015 |
|
1 |
| CME |
Modifications to the Eurodollar Pack and Bundle Deferred Contract Liquidity Program |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| CME |
Modifications to the Agricultural Options Market Maker Program |
02/13/2017 |
Certified |
02/28/2017 |
|
1 |
| MGE |
Weekly notification of Rule Amendments. MGEX made a non substantive typographical correction to MGEX Resolution 804.00. |
06/21/2017 |
Notified |
06/21/2017 |
|
1 |
| COMEX |
Weekly Notification of Rule Amendments (Week of February 19, 2018) |
02/28/2018 |
Notified |
02/28/2018 |
|
1 |
| ICE US |
Amendments to Rule 4.07 and Block Trade FAQ regarding Block Trade eligibility requirements. |
07/15/2019 |
Certified |
07/29/2019 |
|
1 |
| CFE |
The Amendment implements CFE fee changes to become effective October 1, 2020. |
09/15/2020 |
Certified |
09/29/2020 |
|
1 |
| CBOT |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 559. ("Position Limits and Exemptions") and Issuance of CME Group Market Regulation Advisory Notice RA2104-5. |
04/16/2021 |
Certified |
04/30/2021 |
|
1 |
| NYMEX |
Modifications to the Retail Broker Incentive Program |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures |
01/10/2022 |
Certified |
01/25/2022 |
|
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| CME |
Provides Notice of the harmonized Computerized Trade Reconstruction ("CTR") rules and enforcement programs related to trading floor recordkeeping by individual members and clearing member firms. Market Regulatory Advisory RA0805-3. CME and CBOT #08-56 |
03/13/2008 |
Certified |
03/14/2008 |
|
1 |
| CBOT |
Amends CME/CBOT Rule 588 to eliminate the graduated fee schedule for parties responsible for trade busts and to incorporate a flat fee. CME/CBOT #9-12 |
01/28/2009 |
Certified |
01/28/2009 |
|
1 |
| CBOT |
Amends Globex No Bust Ranges to add on certain energy contracts. CME/CBOT/NYMEX #09-093 |
05/18/2009 |
Certified |
05/18/2009 |
|
1 |
| ELX |
Extends the time from 5 to 15 minutes to report block trades executed outside of regular trading hours or in extraordinary sizes of 10,000 contracts or more to allow for price improvement for customers. |
07/02/2009 |
Certified |
11/27/2009 |
|
1 |
| NYMEX |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| NFX |
Updating the nominating process in the By-Laws. NFX #2010-09 |
09/07/2010 |
Certified |
09/14/2010 |
|
1 |
| NADEX |
Revised Amendment to Holiday Product Schedule Guidelines. |
11/18/2010 |
Certified |
11/18/2010 |
|
1 |
| NADEX |
Amending the Fee Schedule to Provide Certain Rebates for Members Connecting to the Exchange via API. |
07/28/2011 |
Certified |
08/12/2011 |
|
1 |
| NYMEX |
Implement a Volume incentive program in support of certain NYMEX and COMEX Metals contracts that are traded on CME Globex. NYMEX/COMEX #11-368 |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
| KCBT |
Modifying the CBOT and CME Member HRW Incentive Program. KCBT #12-04 |
12/13/2012 |
Certified |
12/29/2012 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1307-5 CME/CBOT/NYMEX/COMEX/KCBT #13-240 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| CBOT |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #13-314 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
| OCX |
Emergency Rule Certification - Notice to Members - Suspension of Competitive EFP Trading. OCX #14-002 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
