COIN |
Renewal of Broker Rebate Program |
12/17/2021 |
Certified |
01/04/2022 |
|
4 |
CME |
Implementation of the Sterling Overnight Index Average ("SONIA") Futures Market Maker Program |
09/04/2018 |
Certified |
09/18/2018 |
|
4 |
NYMEX |
Modifications to Energy Natural Gas Cross-Venue Incentive Program for High Volume Participants |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
COMEX |
Copper Futures Commercial Partnership Program |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
NYMEX |
Modifications to Natural Gas Options Liquidity Provider Program |
06/12/2015 |
Certified |
06/26/2015 |
|
4 |
NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Withdrawn |
10/13/2016 |
|
4 |
CME |
Amendments to CME Equity Index Futures and Options Contracts |
03/04/2016 |
Certified |
03/18/2016 |
|
4 |
CANTOR |
Remove rules for defunct incentive programs |
02/10/2023 |
Certified |
02/27/2023 |
|
4 |
CME |
Implementation of the E-mini Russell 1000 Index Futures Market Making Program |
09/04/2015 |
Certified |
09/21/2015 |
|
4 |
CME |
Adoption of New Rule 524 ("Trading at Settlement ("TAS") Transactions") and Issuance of CME/CBOT Market Regulation Advisory Notice RA1503-3 |
05/08/2015 |
Certified |
05/22/2015 |
|
4 |
CBOT |
Adoption of New Rule 524 ("Trading at Settlement ("TAS") Transactions") and Issuance of CME/CBOT Market Regulation Advisory Notice RA1503-3 |
05/08/2015 |
Certified |
05/22/2015 |
|
4 |
CME |
Modifications to the FX Monthly Futures Market Maker Program |
03/15/2018 |
Certified |
03/29/2018 |
|
4 |
NFX |
Self-certification to amend the amount of the incentive offered for certain Energy Contracts. |
01/18/2018 |
Certified |
02/01/2018 |
|
4 |
ICE US |
Amendment to Block Trade FAQ - Clarification Regarding Pre-hedging |
06/01/2016 |
Certified |
09/14/2016 |
Stayed on 6/14/16. 90 day review ends 9/13/16. |
4 |
CFE |
The amendment establishes a new Lead Market Maker Program for Cboe iBoxx iShares $ Investment Grade Corporate Bond Index futures. |
09/13/2019 |
Certified |
09/27/2019 |
|
4 |
KEX |
Volume incentive program |
02/14/2023 |
Certified |
03/01/2023 |
|
4 |
CDE |
Proprietary Trading Group Liquidity Incentive Program Self Certification (Eris Exchange, LLC Submission #2019-03) |
11/15/2019 |
Certified |
12/02/2019 |
|
4 |
NFX |
Submission of rules relating to block trade minimum quantity thresholds and execution fees for an NFX Hot-Rolled Coil futures contract |
11/29/2018 |
Certified |
12/13/2018 |
|
4 |
COMEX |
Implementation of Trading at Marker (TAM) to the Gold PM Marker Price |
08/24/2017 |
Certified |
09/08/2017 |
|
4 |
COMEX |
Amendments to NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") for Energy Futures and Options Contracts |
05/14/2015 |
Certified |
05/29/2015 |
|
4 |
CFE |
The Amendment amends CFE Policy and Procedure XV which sets forth the Cboer iBoxxr iSharesr Bond Index Futures Lead Market Marker Program. |
09/14/2018 |
Certified |
09/28/2018 |
|
4 |
NYMEX |
Amendments to NYMEX/COMEX Rule 589 ("Special Price Fluctuation Limits") for Energy Futures and Options Contracts |
05/14/2015 |
Certified |
05/29/2015 |
|
4 |
MGE |
Implementation of MGEX SPIKES Market Maker Program |
03/17/2021 |
Certified |
03/31/2021 |
|
4 |
CME |
Implementation of the Indian Rupee FX Futures Market Maker Program |
12/12/2014 |
Certified |
12/29/2014 |
|
4 |
CME |
Modifications to the Nikkei 225 Futures Volume Incentive Program |
12/16/2015 |
Certified |
12/31/2015 |
|
4 |
CME |
Implementation of the FX Monthly Futures Market Maker Program |
12/06/2016 |
Certified |
12/20/2016 |
|
4 |
NODAL |
amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Nodal Exchange Rulebook Appendix B - Minimum Block Sizes |
05/15/2020 |
Certified |
06/01/2020 |
|
4 |
NYMEX |
Implementation of the NYMEX Deferred Natural Gas Market Maker Program |
03/17/2016 |
Certified |
03/31/2016 |
|
4 |
CME |
Modifications to the Indian Rupee FX Futures Liquidity Provider Program |
01/17/2017 |
Certified |
01/31/2017 |
|
4 |
NFX |
Rule certification relating to TradeGuard pre-trade risk management implementing improved functionality for NFX Power futures contract. |
09/19/2018 |
Certified |
10/03/2018 |
|
4 |
NFX |
NASDAQ Futures, Inc. hereby submits rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for NFX Midwest US Shredded Steel Scrap Financial Futures. |
11/28/2017 |
Certified |
12/12/2017 |
|
4 |
NYMEX |
Implementation of the NYMEX Iron Ore Market Maker Program |
09/16/2015 |
Certified |
09/30/2015 |
|
4 |
NFX |
Various rules associated with 4 new energy contracts (see footnote 1 of certification letter) |
10/21/2015 |
Certified |
11/04/2015 |
|
4 |
NODAL |
The Rules are being revised for the launch of Nodal T7, a Central Limit Order Book for trading Nodal Contracts. In addition, the Rules are being revised to reflect the introduction of Nodal Contracts based on environmental products. |
11/01/2018 |
Certified |
11/16/2018 |
|
4 |
NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/08/2016 |
Certified |
11/23/2016 |
|
4 |
CME |
Bundle Futures Market Maker Program |
09/05/2014 |
Certified |
09/19/2014 |
|
4 |
NFX |
Self-certification for a new Designated Market Maker Program (the "DMM Program") for U.S. DV01 Treasury Futures contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook |
03/08/2019 |
Certified |
03/22/2019 |
|
4 |
NFX |
Various Rules associated with the listing of new power futures contracts in SR-NFX-2016-12. |
02/10/2016 |
Certified |
02/25/2016 |
|
4 |
NYMEX |
Modifications to the Natural Gas Basis Futures Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
CME |
Establishment of Block Trade Minimum Thresholds in Four New Products. CME/CBOT #14-104 |
03/24/2014 |
Certified |
04/08/2014 |
|
4 |
CBOT |
Implementation of the E-mini Equity Index Futures BTIC Market Maker Program |
10/28/2015 |
Certified |
11/12/2015 |
|
4 |
MGE |
Implementation of MGEX SPIKES Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
4 |
CME |
Implementation of the E-mini Equity Index Futures BTIC Market Maker Program |
10/28/2015 |
Certified |
11/12/2015 |
|
4 |
NYMEX |
Modifications to the NYMEX Deferred Natural Gas Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NODAL |
The Exchange is amending Rulebook Appendix B - Minimum Block Sizes, the Exchange and Clearing Transaction Fee Schedule and the Nodal Electronic Trade Error Policy for the upcoming listing of new environmental contracts. |
11/02/2022 |
Certified |
11/17/2022 |
|
4 |
NYMEX |
Modifications to the Natural Gas Financial Futures Spread Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NYMEX |
Modifications to the Natural Gas Financial Products Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NYMEX |
Modifications to the Non-Core Crude and Refined Liquidity Provider Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
NODAL |
Rules revised to add terminology and procedures regarding option products. |
05/08/2017 |
Certified |
05/22/2017 |
|
4 |
NODAL |
Self-Certification Notice of Nodal Exchange Broker Incentive Program for Q1 2016 |
01/04/2016 |
Certified |
01/19/2016 |
|
4 |