Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NODAL Nodal Exchange Environmental Incentive Program 4 11/01/2018 Certified 11/16/2018 3
NODAL Nodal Exchange Environmental Incentive Program 5 11/01/2018 Certified 11/16/2018 3
SMFE Market Maker Incentive Program (Futures) 07/19/2022 Certified 08/02/2022 3
NFX A self-certification to launch a new Designated Market Maker Program (the "DMM Program") for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 03/29/2018 Certified 04/12/2018 3
LEDGERX Compliance Manual Version Control 10/22/2021 Notified 10/22/2021 3
NODAL Nodal Exchange Environmental Incentive Program 6 11/01/2018 Certified 11/16/2018 3
NODAL intention to implement the Nodal Exchange Trucking Incentive Program 1 04/12/2019 Certified 04/26/2019 3
NODAL self-certifying amendments to the Nodal Exchange Participant Agreement ("Agreement") and Nodal Exchange Access Fee Schedule pursuant to Commission Regulation 40.6(a). 03/21/2022 Certified 04/04/2022 3
NODAL Nodal Exchange Environmental Incentive Program 7 11/01/2018 Certified 11/16/2018 3
NODAL The Exchange intends to implement the Nodal Exchange Environmental Incentive Program 9 06/29/2021 Certified 07/14/2021 3
SMFE Options Market Maker Incentive Program 07/19/2022 Certified 08/02/2022 3
MGE Modifications to the MGEX SPIKES Market Maker Program 04/13/2023 Certified 04/27/2023 3
NODAL Nodal Exchange Environmental Broker Incentive Program 11/01/2018 Certified 11/16/2018 3
LEDGERX Revised Operations Manual 10/23/2021 Certified 11/05/2021 3
NODAL The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for CSAPR NOX Options 03/01/2023 Certified 03/15/2023 3
LEDGERX LedgerX Participant Promotion Submission 03/20/2020 Certified 04/03/2020 3
MGE Modifications to the MGEX SPIKES Customer Volume Incentive Program 04/13/2023 Certified 04/27/2023 3
NODAL Exchange to implement the Nodal Exchange Environmental Incentive Program 10 to provide liquidity in Environmental contracts on Nodal Exchange, LLC 04/15/2024 Certified 04/29/2024 3
KEX Kalshi intends to implement a referral bonus program that will provide incentives to referring and referred members and will increase the liquidity on the Exchange. (Because of the Portal's size limitations, the submission has been split into 3 parts.) 12/09/2021 Certified 12/22/2021 3
NYMEX Implementing a Market Making Program in support of Iron Ore, 62% Fe North China, futures contracts that are traded on Globex. NYMEX #13-076 03/20/2013 Certified 04/04/2013 3
NYMEX Modification to NYMEX Henry Hub Financial Market Making Program 07/21/2014 Certified 08/04/2014 3
MGE Modifications to the MGEX SPIKES Market Maker Program 08/17/2023 Certified 08/31/2023 3
MGE Modifications to the MGEX SPIKES Market Maker Program 06/14/2022 Certified 06/29/2022 3
SMFE Market Maker Incentive Program 04/16/2024 Certified 04/30/2024 3
CME Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 05/31/2013 Certified 06/15/2013 3
SMFE Market Maker Incentive Program 08/18/2021 Certified 09/01/2021 3
MGE Modifications to the MGEX SPIKES Market Maker Program 02/14/2022 Certified 03/01/2022 3
CBOT Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 05/31/2013 Certified 06/15/2013 3
NYMEX Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 05/31/2013 Certified 06/15/2013 3
NODAL Nodal Exchange is updating its Rule to align terms and to allow an Authorized Broker to modify a Block Trade during Trading Hours on the day of submission of the Block Trade 12/08/2022 Certified 12/22/2022 3
MGE Modifications to the MGEX SPIKES Market Maker Program 07/13/2023 Certified 07/27/2023 3
COMEX Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 05/31/2013 Certified 06/15/2013 3
NODAL the Exchange is notifying the Commission by self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 1 08/15/2019 Certified 08/29/2019 3
KCBT Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 05/31/2013 Certified 06/15/2013 3
NFX Self-certification proposing amendments relating to correction of errors in the terms of Block Trades reported in accordance with the Rules of the Exchange. 09/27/2018 Certified 10/12/2018 3
NODAL Amendments to the requirements for submitting a natural gas and environmental EFRP transaction and updates to the Exchange Transaction Fee Schedule for EFP transactions. 09/30/2020 Certified 10/15/2020 3
NFX Rule certification relating to block trade minimum quantity thresholds and reporting times for NFX Zonal Power Financial Futures. 09/27/2018 Certified 10/12/2018 3
CBOT Extend electronic trading hours. 05/16/2012 Approved 05/18/2012 3
KEX Update to Kalshi's fee schedule. 09/09/2022 Certified 09/22/2022 3
KCBT Extend trading hours. 05/16/2012 Approved 05/18/2012 3
ICE US Amendment to Rule 2.38 that allows an Exchange Options Permit Holder who is registered as an associated person to electronically submit futures orders for customers from the trading floor. ICE US #11-12 03/03/2011 Certified 03/15/2011 3
NYMEX Implementing Non-Member Core Energy Futures and Options Products and Overnight Trading Incentive Program. NYMEX #12-236 07/16/2012 Withdrawn 07/27/2012 3
COIN Weekly Notification of Rule Changes - Updated Rulebook to include Nano Ether futures and addition of language addressing forks to the Nano Bitcoin Futures contract. 08/25/2022 Notified 08/25/2022 3
LEDGERX Compliance Manual Amendments 10/27/2021 Certified 11/10/2021 3
NODAL Nodal Exchange, LLC intends to implement the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Program 12/11/2018 Certified 12/26/2018 3
NODAL The Exchange is amending Rulebook Appendix B - Minimum Block Sizes and the Exchange and Clearing Transaction Fee Schedule for a selection of environmental contracts. 08/23/2021 Certified 09/07/2021 3
NFX Self-certification for a new Designated Market Maker Program (the "DMM Program") for ferrous metal contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 12/21/2017 Certified 01/08/2018 3
NFX Rule certification to amend the Exchange's fee schedule to (1) include the fees for the new Treasury futures products ("TF Contracts") and (2) introduce a reduced fee for designated market makers in the TF Contracts. 07/02/2018 Certified 07/17/2018 3
NODAL non-substantive revisions, made during the week of December 9, 2019, to Exhibit N-3 of the Nodal Exchange DCM Application 12/20/2019 Notified 12/20/2019 3
SMFE The purpose of this Rule Change is to amend the Exchange's Customer Type Indicator (CTI) Codes so that they are consistent with the descriptions that the NFA provides in its "Market Regulation Data Layout Overview and Implementation Reference" (10/21/15). 06/30/2020 Certified 07/15/2020 3