Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MGE Modifications to the MGEX SPIKES Market Maker Program 05/15/2023 Certified 05/30/2023 3
MGE Modifications to the MGEX SPIKES Customer Volume Incentive Program 05/15/2023 Certified 05/30/2023 3
CME Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. 03/13/2020 Certified 03/27/2020 3
CBOT Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. 03/13/2020 Certified 03/27/2020 3
NODAL Implementation of the Nodal Exchange Power and Gas Incentive Program 1 06/24/2019 Certified 07/09/2019 3
NYMEX Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. 03/13/2020 Certified 03/27/2020 3
COMEX Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. 03/13/2020 Certified 03/27/2020 3
NODAL Extension of Nodal Exchange Power Incentive Program II 10/30/2018 Certified 11/14/2018 3
CME Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 03/06/2012 Certified 03/21/2012 3
NODAL Extension of Nodal Exchange Power Incentive Program III 10/30/2018 Certified 11/14/2018 3
NODAL Self-certification of the Exchange's intention to continue several Environmental incentive programs 11/30/2022 Certified 12/14/2022 3
CBOT Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 03/06/2012 Certified 03/21/2012 3
NFX To extend the Designated Market Maker program (the "DMM Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 04/13/2017 Certified 04/27/2017 3
NYMEX Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 03/06/2012 Certified 03/21/2012 3
COMEX Self Certification of the CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-074 03/06/2012 Certified 03/21/2012 3
LEDGERX Liquidity Provider Program 06/23/2021 Certified 07/08/2021 3
NODAL Nodal Exchange: self certification of new trading incentives program 07/13/2017 Certified 07/27/2017 3
NODAL Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV 05/11/2018 Certified 05/25/2018 3
SMFE New Market Maker Incentive Program. 05/13/2021 Certified 05/27/2021 3
COIN Weekly Notice - Name Change and Rulebook Update 03/18/2022 Notified 03/18/2022 3
LEDGERX LedgerX updated Fee Schedule 06/23/2021 Notified 06/23/2021 3
LEDGERX LedgerX DCM Rulebook revisions 11/15/2023 Certified 11/30/2023 3
MGE Modifications to the MGEX SPIKES Market Maker Program 07/14/2022 Certified 07/28/2022 3
NODAL Amendments to Appendix A and Appendix C to amend a contract name and the expansion of aggregation groups. 05/15/2020 Certified 06/01/2020 3
MGE Modifications to the MGEX BRIXX Market Maker Program 07/14/2022 Withdrawn 07/25/2022 3
NFX Self-certification renewing the Designated Market Maker Program and initiating the Market Quality Program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 10/17/2017 Certified 10/31/2017 3
NODAL Exchange is amending the timing of EFRP submissions and adding Denmark, Dubai International Financial Centre, the Netherlands, and Switzerland to requirements for non-U.S. Participants and Customers. 02/22/2024 Certified 03/07/2024 3
MGE Modifications to the MGEX SPIKES Market Maker Program 10/15/2021 Certified 10/29/2021 3
MGE Modifications to the MGEX SPIKES Market Maker Program 09/27/2023 Certified 10/12/2023 3
NYMEX Extension of the NYMEX Natural Gas and Power Incentive Program for Hedge Funds. NYMEX #13-416 11/18/2013 Certified 12/04/2013 3
NODAL Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. 06/13/2016 Certified 06/27/2016 3
NODAL Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II for Q2 2017. 03/13/2017 Certified 03/27/2017 3
NFX Rule Certification for Amendment to NFX Certificate of Incorporation & By-Laws 02/25/2019 Certified 03/11/2019 3
NODAL Self certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 2 02/22/2024 Certified 03/07/2024 3
NODAL Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers for Q2 2017. 03/13/2017 Certified 03/27/2017 3
NODAL Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. 03/17/2016 Certified 03/31/2016 3
NODAL Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options 11/01/2018 Certified 11/16/2018 3
NODAL Nodal is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Fee Waiver Incentive Program 03/18/2020 Certified 04/01/2020 3
ICE US Effective September 30, 2015, the Exchange is amending Rule 6.15 to implement ownership and control reporting. 09/14/2015 Certified 09/28/2015 3
NODAL The Exchange is extending several incentive programs to December 31, 2022. 12/03/2021 Certified 12/17/2021 3
NODAL Nodal Exchange Environmental Incentive Program 1 11/01/2018 Certified 11/16/2018 3
NFX Self-certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 07/17/2017 Certified 07/31/2017 3
NFX Self-certification to launch a new Designated Market Maker Program for energy contracts. 04/12/2019 Certified 04/26/2019 3
LEDGERX Updated operations manual 12/03/2021 Certified 12/17/2021 3
NODAL self-certification of the Exchange's intention to extend the Nodal Exchange Natural Gas Broker Incentive Program to December 31, 2020 05/20/2020 Certified 06/04/2020 3
NODAL Nodal Exchange Environmental Incentive Program 2 11/01/2018 Certified 11/16/2018 3
CME Modifications to U.S. Dollar Denominated Crude Palm Oil Futures Market Making Program on Globex. CME #12-078 03/13/2012 Certified 03/28/2012 3
NODAL Nodal Exchange Environmental Incentive Program 3 11/01/2018 Certified 11/16/2018 3
KEX Rulebook amendments that provide for fair and orderly settlement of a contract if an event or circumstance arises that has a material impact on the reliability or transparency of a contract's settlement source or the underlying related to the contract. 05/19/2021 Certified 06/03/2021 3
MGE Amendments to MGEX Rule 211.02 to reduce number of directors required to form quorum; amendments to MGEX Rule 261.00 to specify that Nominations Committee is a committee of the Board; and consolidating Disciplinary Rules and Regulations into Chapter 12. 07/18/2014 Certified 08/01/2014 3