| CBOT |
Five-Year Treasury Invoice Swap |
Swap |
Certified |
10/27/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| CBOT |
Ten-Year Treasury Invoice Swap |
Swap |
Certified |
10/27/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| CBOT |
Treasury Bond Invoice Swap |
Swap |
Certified |
10/27/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| CBOT |
Long-Term Treasury Bond Invoice Swap |
Swap |
Certified |
10/27/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| NYMEX |
Coal (API 4) fob Richards Bay (Argus/McCloskey) Futures |
Future |
Certified |
10/27/2014 |
Natural Resource |
Coal |
|
1 |
| ICE US |
Mini Gold Options, 100oz Gold Options, Mini Silver Options, 5000oz Silver Options |
Option on a Future |
Certified |
10/24/2014 |
Natural Resource |
Metal |
|
1 |
| CFE |
CBOE/CBOT 10-Year U.S Treasury Note Volatility Index Futures Contract |
Future |
Certified |
10/08/2014 |
Financial Instrument |
Other Financial Instrument |
|
1 |
| NYMEX |
WTI Midland (Argus) vs. WTI Trade Month Futures and WTI Midland (Argus) Trade Month Futures; WTS (Argus) vs. WTI Financial Futures and WTS (Argus) Financial Futures |
Future |
Certified |
10/02/2014 |
Natural Resource |
Crude Oil |
|
4 |
| NYMEX |
Illinois Basin Coal Futures |
Future |
Certified |
10/01/2014 |
Natural Resource |
Coal |
|
4 |
| OCX |
Alibaba Group Holding Ltd |
Future |
Certified |
09/26/2014 |
Security Futures Product |
SSF - Dividend Adjusted |
|
2 |
| ELX |
Credit Default Swaps ("CDS") on MARKIT CDX.NA.HY Index ("CDX.NA.HY") Cleared at ICE Clear Credit LLC ("ICE") |
Swap |
Certified |
09/18/2014 |
Financial Instrument |
Credit Index |
|
1 |
| ELX |
Credit Default Swaps ("CDS") on MARKIT CDX.NA.IG Index ("CDX.NA.IG") Cleared at ICE Clear Credit LLC ("ICE") |
Swap |
Certified |
09/18/2014 |
Financial Instrument |
Credit Index |
|
1 |
| ELX |
Credit Default Swaps ("CDS") on MARKIT ITRAXX EUROPE Untranched Index ("iTraxx Europe") Cleared at ICE Clear Credit LLC ("ICE") |
Swap |
Certified |
09/18/2014 |
Financial Instrument |
Credit Index |
|
1 |
| ELX |
Credit Default Swaps ("CDS") on MARKIT ITRAXX EUROPE Untranched Index ("iTraxx Europe") Cleared at ICE Clear Europe ("ICE") |
Swap |
Certified |
09/18/2014 |
Financial Instrument |
Credit Index |
|
1 |
| ELX |
Credit Default Swaps ("CDS") on MARKIT ITRAXX EUROPE CROSSOVER Index ("iTraxx Europe Crossover") Cleared at ICE Clear Credit LLC ("ICE") |
Swap |
Certified |
09/18/2014 |
Financial Instrument |
Credit Index |
|
1 |
| ELX |
Credit Default Swaps ("CDS") on MARKIT ITRAXX EUROPE CROSSOVER Index ("iTraxx Europe Crossover") Cleared at ICE Clear Europe ("ICE") |
Swap |
Certified |
09/18/2014 |
Financial Instrument |
Credit Index |
|
1 |
| NYMEX |
Crude Oil Option on Semi-Annual Strip |
Option on a Future |
Certified |
09/05/2014 |
Natural Resource |
Crude Oil |
|
2 |
| OCX |
Direxion Daily Jr Gold Miners Bear 3X |
Future |
Certified |
09/05/2014 |
Security Futures Product |
ETF - Dividend Adjusted |
|
1 |
| CME |
Two-Year Bundle Futures |
Future |
Certified |
09/05/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| CME |
Options on Two-Year Bundles |
Option on a Future |
Certified |
09/05/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| CME |
Three-Year Bundle Futures |
Future |
Certified |
09/05/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| CME |
Options on Three-Year Bundle Futures |
Option on a Future |
Certified |
09/05/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| CME |
Five-Year Bundle Futures |
Future |
Certified |
09/05/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| CME |
Options on Five-Year Bundle Futures |
Option on a Future |
Certified |
09/05/2014 |
Financial Instrument |
Interest Rate |
|
2 |
| ICE US |
Financial Natural Gas Futures |
Future |
Certified |
09/03/2014 |
Natural Resource |
Natural Gas |
|
1 |
| ICE US |
Financial Power Futures Contracts |
Future |
Certified |
09/03/2014 |
Natural Resource |
Electricity |
|
1 |
| ICE US |
Financial Natural Gas and Power Contracts |
Future |
Certified |
08/27/2014 |
Natural Resource |
Natural Gas |
|
1 |
| NYMEX |
Natural Gas Weekly Financial Option |
Option on a Future |
Certified |
08/21/2014 |
Natural Resource |
Natural Gas |
|
6 |
| OCX |
Direxion Daily Jr Gold Miners Bull 3X - Div |
Future |
Certified |
08/20/2014 |
Security Futures Product |
ETF - Dividend Adjusted |
|
1 |
| OCX |
The GEO Group Inc - Div |
Future |
Certified |
08/19/2014 |
Security Futures Product |
REIT - Dividend Adjusted |
|
1 |
| OCX |
Nuveen Muni Advantage Fd Inc - Div |
Future |
Certified |
08/15/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
2 |
| OCX |
Nuveen Quality Income Muni Fd Inc - Div |
Future |
Certified |
08/15/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
2 |
| OCX |
Nuveen Dividend Advantage Muni Income Fd - Div |
Future |
Certified |
08/15/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
2 |
| OCX |
Nuveen Dividend Advantage Muni Fd 3 - Div |
Future |
Certified |
08/15/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
2 |
| NYMEX |
Capesize 2014 Timecharter Average (Baltic) Futures Contract |
Future |
Certified |
08/08/2014 |
Transportation |
Dry Bulk Freight |
|
3 |
| NODAL |
2014 Aug PJM 6 DA+C; ISO-NE 2 DAP |
Future |
Certified |
08/07/2014 |
Natural Resource |
Electricity |
|
1 |
| NYMEX |
Brent Crude Oil Weekly Option |
Option on a Future |
Certified |
07/31/2014 |
Natural Resource |
Crude Oil |
|
3 |
| COMEX |
Brent Crude Oil Weekly Option |
Option on a Future |
Certified |
07/31/2014 |
Natural Resource |
Crude Oil |
|
3 |
| OCX |
Advanced Semicontudctor Engineering Inc - Div |
Future |
Certified |
07/10/2014 |
Security Futures Product |
ADR - Dividend Adjusted |
|
1 |
| OCX |
GoPro Inc - Div |
Future |
Certified |
07/10/2014 |
Security Futures Product |
SSF - Dividend Adjusted |
|
0 |
| OCX |
United Microelectronics Corporation - Div |
Future |
Certified |
07/10/2014 |
Security Futures Product |
ADR - Dividend Adjusted |
|
0 |
| OCX |
PowerShares S&P 500 High Beta - Div |
Future |
Certified |
07/07/2014 |
Security Futures Product |
ETF - Dividend Adjusted |
|
1 |
| OCX |
Aberdeen Asia-Pacific Income Fund - Div |
Future |
Certified |
06/27/2014 |
Security Futures Product |
CEF - Dividend Adjusted |
|
1 |
| OCX |
News Corporation - Div |
Future |
Certified |
06/27/2014 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| OCX |
iShares MSCI All County Asia ex Japan - Div |
Future |
Certified |
06/27/2014 |
Security Futures Product |
ETF - Dividend Adjusted |
|
1 |
| OCX |
Apple Computer Inc. - Div - Weekly |
Future |
Certified |
06/24/2014 |
Security Futures Product |
SSF - Dividend Adjusted |
|
1 |
| OCX |
Energy Select Sector SPDR - Div - Weekly |
Future |
Certified |
06/24/2014 |
Security Futures Product |
ETF - Dividend Adjusted |
|
1 |
| OCX |
Financial Select Sector SPDR - Div - Weekly |
Future |
Certified |
06/24/2014 |
Security Futures Product |
ETF - Dividend Adjusted |
|
1 |
| OCX |
Industrial Select Sector SPDR - Div - Weekly |
Future |
Certified |
06/24/2014 |
Security Futures Product |
ETF - Dividend Adjusted |
|
1 |
| OCX |
Technology Select Sector SPDR - Div - Weekly |
Future |
Certified |
06/24/2014 |
Security Futures Product |
ETF - Dividend Adjusted |
|
1 |