NEXSEF |
Weekly Submission of Rule Amendments |
02/02/2018 |
Notified |
02/02/2018 |
|
2 |
ICE SEF |
Amended Block Trade FAQ |
12/19/2017 |
Notified |
12/19/2017 |
|
4 |
TPSEF |
Updates to Appendix B to the tpSEF Rulebook - Swap Specifications |
12/15/2017 |
Notified |
12/15/2017 |
|
1 |
CMESEF |
Weekly Notification of Rule Amendments - Week of December 4, 2017 |
12/14/2017 |
Notified |
12/14/2017 |
|
2 |
TDERIV |
Added BRL to Core RFQ functionality. It already existed on PTC. |
11/07/2017 |
Notified |
11/07/2017 |
|
1 |
LGX |
Revised SEF Exhibit B |
09/19/2017 |
Notified |
09/19/2017 |
|
1 |
ICE SEF |
Rulebook amendments to reflect upcoming changes by the index provider for Singapore Gasoil (0.05% sulfur Gasoil grade). |
07/14/2017 |
Notified |
07/14/2017 |
|
3 |
TDERIV |
notification of non-substantive amendments. |
06/18/2017 |
Notified |
06/18/2017 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC's Weekly Notification of Rule Amendments |
05/26/2017 |
Notified |
05/26/2017 |
|
3 |
TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(d) of the CFTC Regulations, tpSEF hereby notifies the CFTC that it has made certain non-substantive revisions to Appendix B of the tpSEF Rulebook effective as of the date hereof. |
05/17/2016 |
Notified |
05/17/2016 |
|
1 |
TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and Section 40.6(d) of the CFTC's regulations, tpSEF Inc. hereby notifies the CFTC that it has amended Appendix B of the tpSEF Inc. Rulebook effective as of May 3, 2016. |
05/04/2016 |
Notified |
05/04/2016 |
|
1 |
TDERIV |
notification of changes in trading hours |
04/07/2016 |
Notified |
04/07/2016 |
|
1 |
TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and CFTC Regulation 40.6(d), tpSEF hereby notifies the CFTC that it has made certain non-substantive revisions to Appendix B to its Rulebook effective as of the date hereof. |
12/18/2015 |
Notified |
12/18/2015 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. |
10/05/2015 |
Notified |
10/05/2015 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. |
09/28/2015 |
Notified |
09/28/2015 |
|
1 |
TDERIV |
Non-substantive Rulebook Amendments |
09/21/2015 |
Notified |
09/21/2015 |
|
2 |
MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. |
04/08/2015 |
Notified |
04/08/2015 |
|
1 |
IGDL |
Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d)(x); reduction in minimum price fluctuation for certain contracts. |
04/06/2015 |
Notified |
04/06/2015 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC's weekly notification of rule changes. |
02/18/2015 |
Notified |
02/18/2015 |
|
4 |
ICE SEF |
The SEF corrected typographical errors in Rules 1226 and 1233 relating to two Markit iTraxx Crossover Index contracts. |
10/29/2014 |
Notified |
10/29/2014 |
|
2 |
TDERIV |
Weekly notification of non-substantive rulebook revisions. |
08/05/2014 |
Notified |
08/05/2014 |
|
2 |
RF SEF |
The rule amendments have been made to introduce voluntary clearing of NDFs. |
03/11/2024 |
Certified |
03/25/2024 |
|
2 |
RTX |
Revision of SEF Compliance Manual |
03/07/2024 |
Certified |
03/21/2024 |
|
3 |
BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants. |
02/23/2024 |
Certified |
03/08/2024 |
|
1 |
BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants. |
01/29/2024 |
Certified |
02/12/2024 |
|
1 |
BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook |
01/12/2024 |
Certified |
01/29/2024 |
|
1 |
SPECTR |
Amending Rulebook, Submission of Fee Schedule, Submission of Discount Program |
01/05/2024 |
Certified |
01/22/2024 |
|
4 |
TPSEF |
Amendments to Rule 5103.C. (Review of Transactions for Errors) of the tpSEF Rulebook. |
12/18/2023 |
Certified |
01/03/2024 |
|
1 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Increase in Basis Risk Reduction Services Crossing Access Fee |
12/14/2023 |
Certified |
12/29/2023 |
|
2 |
TPSEF |
Updates to tpSEF Inc. Risk Mitigation Procedures |
11/30/2023 |
Certified |
12/14/2023 |
|
1 |
AEGIS |
Amended AEGIS SEF Exhibit K - Fee Schedule |
11/29/2023 |
Certified |
12/13/2023 |
|
3 |
BSEF |
CFTC Regulation 40.6(a) Certification. Product Related Amendment to the BSEF LLC Rulebook. |
11/29/2023 |
Certified |
12/13/2023 |
|
1 |
LGX |
LedgerX SEF Rulebook Revisions |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
BSEF |
CFTC Regulation 40.6(a) Certification. Amendments to the BSEF LLC Rulebook. \r\nBSEF Submission No. 2023-R-16 |
11/09/2023 |
Certified |
11/27/2023 |
|
1 |
RTX |
Self-certification of liquidity-provider program ("23_LP01") under 40.6(a) |
11/07/2023 |
Certified |
11/22/2023 |
|
2 |
CBOESEF |
Extending current market maker program. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
CBOESEF |
Cboe SEF is amending Rule 909 to add exceptions to the definition of Confidential Information. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
NEXSEF |
Amendments to NEX SEF Rule 901 ("NEX SEF NDF System Protocol") (Form SEF Exhibit M) and the NEX SEF Fee Schedule (Form SEF Exhibit K) in Connection with the Adoption of Tailored Order Book Functionality. |
10/26/2023 |
Certified |
11/09/2023 |
|
3 |
RTX |
RTX revised Fee Schedule |
10/19/2023 |
Certified |
11/02/2023 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Renewal of the LATAM EBS NDF Connectivity Incentive Program and Expiration of the EBS on-SEF UK/US Crossover Market Maker Program |
10/17/2023 |
Certified |
10/31/2023 |
|
2 |
RTX |
Self Certification of our Fee Schedule |
10/03/2023 |
Certified |
10/18/2023 |
|
2 |
BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants 2023-R-15. |
09/28/2023 |
Certified |
10/13/2023 |
|
1 |
AEGIS |
Amendments to Rulebook and Market Participant Addendum |
09/08/2023 |
Certified |
09/22/2023 |
|
4 |
BSEF |
BSEF fee schedule amendment |
08/29/2023 |
Certified |
09/13/2023 |
|
1 |
TWSEF |
Notice to Participants- Cleared Error Swaps- procedures and requirements |
08/22/2023 |
Certified |
09/06/2023 |
|
2 |
NEXSEF |
Amendments to NEX SEF Rule 901 ("System Protocols") of the NEX SEF Rulebook (Form SEF Exhibit M) and the Issuance of NEX SEF Market Regulation Advisory Notice ("MRAN") 2023-01 |
08/15/2023 |
Certified |
08/29/2023 |
|
2 |
BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants 2023-R-11 (Correcting Trades and Offsetting Trades). |
08/14/2023 |
Certified |
08/28/2023 |
|
1 |
BGC |
Adding definition of Prime Broker and the rules that clarify participants responsibilities when utilizing a Prime\r\nBroker |
08/01/2023 |
Certified |
08/15/2023 |
|
1 |
IGDL |
Revisions to the Definitions and Rule 204(j) of the IGDL Rulebook |
07/31/2023 |
Certified |
08/14/2023 |
|
1 |
TPSEF |
Revisions to Rules 1000 and 4013.A of the tpSEF Rulebook. |
07/31/2023 |
Certified |
08/14/2023 |
|
1 |