TWSEF |
Amended TW SEF Rulebook |
10/29/2015 |
Certified |
11/13/2015 |
|
4 |
TWSEF |
Rulebook updates in response to rule 411 |
09/17/2021 |
Certified |
10/01/2021 |
|
4 |
TWSEF |
The Rulebook has been amended in order to implement certain requirements with respect to error trades related to CFTC No-Action Letter 20-01. |
04/09/2020 |
Certified |
04/23/2020 |
|
2 |
TWSEF |
TW SEF Fee update for GBP swaps |
08/30/2021 |
Certified |
09/14/2021 |
|
3 |
TWSEF |
New Fee Schedule for TW SEF |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
TWSEF |
Rule Certification and Representation Pursuant to CFTC Letter No. 13-62 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
TWSEF |
Emergency Rule Certification- provided by CFTC Letter No. 13-58 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
TWSEF |
Emergency Rule Certification - no-action relief in CFTC Letter 13-57 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
TWSEF |
Fee Updates |
06/02/2021 |
Certified |
06/16/2021 |
|
2 |
TWSEF |
TW SEF Emergency Rule Certification. to replace the amended Rules which TW filed with the Commission October 18, 2013, in response to the terms of no-action relief provided by CFTC Letter No. 13-66 dated October 25, 2013 |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
TRAD |
Amendment to Tradition SEF's Trad-X Interest Rate Swap (IRS) trading platform supplement Rule S1-302. |
04/17/2015 |
Certified |
05/01/2015 |
|
1 |
TRAD |
Emergency Rule Submission. Amendments to Tradition SEF Trad-X Platform Supplement. |
08/19/2016 |
Certified |
09/02/2016 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
01/11/2016 |
Certified |
01/26/2016 |
|
2 |
TRAD |
Tradition SEF, Inc. - Notification of Amendments to Tradition SEF, Inc. Rulebook TRAD #14-0002 |
04/15/2014 |
Certified |
04/30/2014 |
|
2 |
TRAD |
Amendments to Tradition SEF's Trad-X USD CME/LCH Auctions. |
06/03/2015 |
Certified |
06/17/2015 |
|
2 |
TRAD |
Notification of Amendments to Tradition SEF, Onc. Rulebook. TRAD #14-18 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
TRAD |
Amendments to Tradition SEF Trad-X, Volbroker and StreamGlobal Platform Supplements. |
01/12/2016 |
Certified |
01/27/2016 |
|
2 |
TRAD |
Tradition SEF, Inc. - Rulebook Amendments - TRAD #14-18 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
TRAD |
Amendment to the the formula for calculating actual realized daily volatility of Volatility Swaps. |
04/01/2019 |
Certified |
04/15/2019 |
|
3 |
TRAD |
Amendments to Tradition SEF Rulebook. |
07/15/2016 |
Certified |
07/29/2016 |
|
2 |
TRAD |
Revisions to the StreamGlobal Platform Supplement |
12/21/2016 |
Certified |
01/06/2017 |
|
2 |
TRAD |
Changes to fee schedule |
11/10/2014 |
Certified |
11/25/2014 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
08/04/2015 |
Certified |
08/18/2015 |
|
2 |
TRAD |
Tradition SEF Rulebook and Form SEF Exhibits Q and V Amendments, letter dated January 3, 2014 Trad #14-0001 |
01/03/2014 |
Certified |
01/18/2014 |
|
1 |
TRAD |
Amendment to Tradition SEF, Inc. Fee Schedule |
09/06/2018 |
Certified |
09/20/2018 |
|
3 |
TRAD |
Amendment to Rule 412(a), (b), (d) and (e) to permit confirmation to e directed to Broker Firm Participants. Amendment to Rule 508 to permit a work-up process to commence upon execution via a Request for Continuous Stream. |
04/30/2020 |
Certified |
05/14/2020 |
|
1 |
TRAD |
Amendments to Tradition SEF Rulebook |
08/25/2016 |
Certified |
09/09/2016 |
|
3 |
TRAD |
Amendments to the Tradition SEF Fee Schedule. |
12/12/2017 |
Certified |
12/27/2017 |
|
2 |
TRAD |
40.6(a) Certification for Tradition SEF Notice to Participants 21-08 "Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program" |
11/17/2021 |
Certified |
12/02/2021 |
|
1 |
TRAD |
Amendment to Fee Schedule |
04/18/2022 |
Certified |
05/02/2022 |
|
4 |
TRAD |
Changes to fee schedule |
11/17/2014 |
Certified |
12/02/2014 |
|
2 |
TRAD |
Amendment to the Tradition SEF fee schedule. |
08/13/2015 |
Certified |
08/27/2015 |
|
2 |
TRAD |
Public availability of the Tradition SEF StreamGlobal Credit Default Swap trading platform supplement. |
03/23/2015 |
Certified |
04/06/2015 |
|
2 |
TRAD |
Notice to Participants announcing revisions to Rulebook that update references to expired no action relief. |
12/03/2020 |
Certified |
12/17/2020 |
|
1 |
TRAD |
Amendment to the Tradition SEF fee schedule. |
03/23/2015 |
Certified |
04/06/2015 |
|
2 |
TRAD |
Notice to Participant 20-03: Modifications to the Trad-X USD IRS Liquidity Provider Program |
06/12/2020 |
Certified |
06/26/2020 |
|
1 |
TRAD |
Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
08/10/2020 |
Certified |
08/24/2020 |
|
2 |
TRAD |
Amendments to Appendix 3 (USD Interest Rate Products Minimum Order Size) of the Trad-X Interest Rate Swap Platform Supplement to revise the minimum order size applied to USD Spread Over Orders placed on the Trad-X Platform. |
06/18/2018 |
Certified |
07/02/2018 |
|
3 |
TRAD |
Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP"). |
08/02/2019 |
Certified |
08/16/2019 |
|
4 |
TRAD |
Tradition SEF, Inc. Notice #14-03 - Observing the Martin Luther King Holiday on Monday, January 20, 2014 |
01/14/2014 |
Certified |
01/30/2014 |
|
0 |
TRAD |
Rule amendments incorporating the concept of Authorized Agent and other miscellaneous changes. |
12/12/2014 |
Certified |
12/29/2014 |
|
2 |
TRAD |
Extension of the hours of operation of the Trad-X Interest Rate Swap trading platform. |
03/27/2015 |
Certified |
04/10/2015 |
|
1 |
TRAD |
Updates to Tradition SEF Rulebook Appendix A and Appendix B to add CAD Overnight Repo Rate Average (CORRA) and Markitr iBoxx USD Liquid Investment Grade (IG Index) Credit Index. |
05/19/2023 |
Certified |
06/05/2023 |
|
5 |
TRAD |
Tradition SEF, Inc. - Amendments to Trad-X Platform Supplement - TRAD #14-17 |
06/05/2014 |
Certified |
06/20/2014 |
|
1 |
TRAD |
Amendment to the tradition SEF fee schedule |
07/01/2015 |
Certified |
07/16/2015 |
|
2 |
TRAD |
Amendments to the Tradition SEF Fee Schedule |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
TRAD |
Amendments to Fee Schedule |
10/07/2019 |
Certified |
10/22/2019 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook and StreamGlobal Credit Default Swap Trading Platform Supplement |
03/29/2018 |
Certified |
04/12/2018 |
|
3 |
TRAD |
Amendments to Tradition SEF Rulebook. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
TRAD |
Amendments to the StreamGlobal Platform Supplement. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |