CBOESEF |
Implementation of market maker program. |
12/01/2022 |
Certified |
12/15/2022 |
|
1 |
TRAD |
Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP"). |
08/02/2019 |
Certified |
08/16/2019 |
|
4 |
BGC |
Implementation document for an incentive program. |
04/10/2015 |
Certified |
04/24/2015 |
|
2 |
IGDL |
IGDL-2022-R-2 - 40.6(a) Rule Certification (6.16.22) |
06/16/2022 |
Certified |
07/01/2022 |
|
2 |
IGDL |
IGDL-2022-R-1 - 40.6(a) Rule Certification (3.1.2022) |
03/01/2022 |
Certified |
03/15/2022 |
|
2 |
IGDL |
IGDL-2021-R-6 - 40.6(a) Rule Certification (7.7.21) |
07/07/2021 |
Certified |
07/21/2021 |
|
1 |
IGDL |
IGDL-2021-R-4 - 40.6(a) Rule Certification (4.1.2021) |
04/01/2021 |
Certified |
04/15/2021 |
|
2 |
IGDL |
IGDL-2020-R-6 - 40.6(a) Rule Certification (10.19.2020) |
10/19/2020 |
Certified |
11/02/2020 |
|
2 |
IGDL |
IGDL has revised its Fee Schedule |
10/15/2015 |
Certified |
10/29/2015 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC's weekly notification of rule changes. |
02/18/2015 |
Notified |
02/18/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC's Weekly Notification of Rule Amendments |
05/26/2017 |
Notified |
05/26/2017 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC's regular and holiday Trading Hours for 2016. |
12/14/2015 |
Certified |
12/29/2015 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC Rule Amendment - Amended Rulebook Submission 13-07 The Rulebook will become effective on November 7, 2013. |
10/25/2013 |
Certified |
11/09/2013 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC is submitting its Trading Hours for 2017 and amending its Rulebook. |
12/19/2016 |
Certified |
01/04/2017 |
|
5 |
ICE SEF |
ICE Swap Trade, LLC is submitting Certification under 40.6(a) amending its current SEF Fee Schedule. Please note that ICE Swap Trade has requested confidential treatment for this filing. |
10/02/2014 |
Certified |
10/17/2014 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is revising the Minimum Price Fluctuation for three (3) Credit Contracts. |
03/24/2015 |
Certified |
04/07/2015 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC is revising its Trade Error Policy. |
07/21/2014 |
Certified |
08/04/2014 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
03/20/2015 |
Certified |
04/03/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
03/20/2015 |
Certified |
04/03/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
03/06/2015 |
Certified |
03/20/2015 |
|
6 |
ICE SEF |
ICE Swap Trade, LLC is issuing guidance with respect to Rule 525(g) "Mid-Market Order" type. |
12/16/2015 |
Certified |
12/31/2015 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is amending its Trading Hours. |
02/18/2015 |
Certified |
03/04/2015 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook. |
11/18/2014 |
Certified |
12/03/2014 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook. |
04/02/2015 |
Certified |
04/16/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook, Block Trade FAQ and Error Trade Policy. |
12/17/2015 |
Certified |
01/04/2016 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook, Block Trade FAQ and Error Trade Policy. |
07/10/2015 |
Certified |
07/24/2015 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook in order to affect certain administrative/clerical revisions. |
10/26/2016 |
Certified |
11/09/2016 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook in order to affect certain administrative/clerical revisions. |
07/17/2015 |
Certified |
07/31/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook in order to (i) affect certain administrative/clerical revisions, and (ii) clarify the process by which IST intends to implement and enforce certain of its rules. |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook in order to (i) affect certain administrative/clerical revisions, and (ii) clarify the process by which IST intends to implement and enforce certain of its rules. |
08/29/2014 |
Certified |
09/15/2014 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook and Error Trade Policy. |
08/13/2015 |
Certified |
08/27/2015 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook and Error Trade Policy. |
02/11/2015 |
Certified |
02/26/2015 |
|
6 |
ICE SEF |
ICE Swap Trade, LLC is amending its Error Trade Policy. |
11/07/2014 |
Certified |
11/24/2014 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC is amending its Error Trade Policy. |
11/21/2014 |
Certified |
12/08/2014 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC is amending its Compliance Manual. |
01/17/2017 |
Certified |
01/31/2017 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC hereby notifies the Commission that it has amended its Rulebook. |
01/19/2015 |
Certified |
02/02/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC - weekly notification of rule changes. |
11/14/2018 |
Notified |
11/14/2018 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC - Rulebook Amendments - Effective July 9, 2014 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC - Rule Amendment - Revised Error Trade Policy - Submission 14-12 |
04/14/2014 |
Certified |
04/29/2014 |
|
0 |
ICE SEF |
ICE Swap Trade, LLC - Rule Amendment - Amended Rulebook Submission 13-09 (Letter dated December 4, 2013) |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC - Fee Schedule Amendment - Submission 14-14 |
05/02/2014 |
Certified |
05/17/2014 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook. |
09/21/2016 |
Certified |
10/05/2016 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to clarify the process by which IST intends to implement and enforce certain of its rules and respond to guidance received from the Commission. |
07/14/2016 |
Certified |
07/28/2016 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions. |
02/01/2017 |
Certified |
02/15/2017 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and clarify the process by which IST intends to implement and enforce certain of its rules. |
04/05/2016 |
Certified |
04/19/2016 |
|
12 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and an additional order type. |
04/24/2017 |
Certified |
05/08/2017 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to (i) clarify the process by which IST intends to implement and enforce certain of its rules, and (ii) respond to relevant CFTC guidance/comments. |
05/18/2015 |
Certified |
06/02/2015 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook and Block Trade FAQ. |
11/06/2015 |
Certified |
11/23/2015 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Exhibit T to Form SEF in order to to affect certain administrative/clerical revisions. |
07/19/2016 |
Certified |
08/02/2016 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to clarify the process by which IST intends to implement and enforce certain of its rules. |
02/01/2018 |
Certified |
02/15/2018 |
|
1 |