NEXSEF |
Modifications to the NEX SEF Fee Schedule for the LATAM EBS NDF Streaming Incentive Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the LATAM EBS NDF Streaming Incentive Program |
03/14/2023 |
Certified |
03/28/2023 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Increase in Basis Risk Reduction Services Crossing Access Fee |
12/14/2023 |
Certified |
12/29/2023 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Implementation of the EBS On-SEF UK/US Crossover Market Maker Program |
08/17/2022 |
Certified |
08/31/2022 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Implementation of the EBS LatAm NDF SEF Connectivity Incentive Program & Termination of the African & Middle East NDF Market Maker Program |
10/28/2022 |
Certified |
11/14/2022 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule |
07/17/2020 |
Certified |
07/31/2020 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule |
06/16/2020 |
Certified |
06/30/2020 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
NEXSEF |
Modifications to the NEX SEF African & Middle East NDFs Market Maker Program |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
GFISEF |
Modifications to Fee Schedule. GFISEF #13-0001 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
GFISEF |
Miscellaneous Rulebook amendments |
12/31/2014 |
Certified |
01/15/2015 |
|
4 |
LATAM |
Mexican TIIE Fixed/Floating Interest Rate Swap, Mexican TIIE/U.S. Dollar 1-Month Libor Cross-Currency Basis Swap, Mexican UDI/TIIE Interest Rate Swap, Mexican UDI/U.S. Dollar 6-Month Libor Cross-Currency Basis Swap, Peruvian PEN/TIS Interest Rate Swap, Me |
07/17/2017 |
Certified |
07/31/2017 |
|
1 |
GFISEF |
Matching Session Description |
09/30/2015 |
Certified |
10/15/2015 |
|
2 |
MKAXSEF |
MarketAxess SEF Updating the Rulebook to reflect recent developments and to provide clarity. Letter dated December 20, 2013 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
MKAXSEF |
MarketAxess SEF Update Rulebook to reflect recent developments and to provide clarity. (February 14, 2014) |
02/14/2014 |
Certified |
03/04/2014 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation has updated its Rulebook, Fee Schedule and Exhibit Q-2 to reflect recentdevelopments and provide clarity. |
01/13/2015 |
Certified |
01/28/2015 |
|
7 |
MKAXSEF |
MarketAxess SEF Corporation has updated its Rulebook to specify the methods of execution available for packages trades. |
02/17/2015 |
Certified |
03/03/2015 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has updated its Rulebook and Exhibit Q-2 to reflect recent developments and provide clarity. |
11/23/2015 |
Certified |
12/08/2015 |
|
6 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes listed below to update the MarketAxess SEF Rulebook to reflect recent developments and to provide clarity. |
09/09/2014 |
Certified |
09/23/2014 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes listed below to update the MarketAxess SEF Rulebook to reflect recent developments and provide clarity. |
08/25/2014 |
Certified |
09/09/2014 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebookto reflect recent developments and provide clarity. |
06/08/2015 |
Certified |
06/22/2015 |
|
6 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebookto reflect recent developments and provide clarity. |
08/07/2015 |
Certified |
08/21/2015 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebookto reflect recent developments and provide clarity. |
10/08/2014 |
Certified |
10/23/2014 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebook to reflect recent developments are provide clarity. |
09/30/2015 |
Certified |
10/15/2015 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebook to reflect recent developments and provide clarity. |
12/14/2015 |
Certified |
12/29/2015 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. |
09/28/2015 |
Notified |
09/28/2015 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. |
10/05/2015 |
Notified |
10/05/2015 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. |
04/08/2015 |
Notified |
04/08/2015 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation - Updated Rulebook - effective July 11, 2014 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation - Updated its Rulebook to reflect recent developments and to provide clarity. Effective June 30, 2014 |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation - Rulebook updated to reflect recent developments and to provide clarity. Letter dated November 5, 2013. Amended Rulebook will be effective November 21, 2013. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation - Rulebook Amendments - Rules 214, 311, 407 to become effective March 26, 2014 |
02/27/2014 |
Certified |
03/14/2014 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation - Amended Request for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013 |
11/05/2013 |
Certified |
11/21/2013 |
|
0 |
MKAXSEF |
MarketAxess SEF Corporation - Amended Request for Full Registration as a SEF (letter dated December 11, 2013) |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation - Amended for Full Registration as a Swap Execution Facility. Letter dated November 5, 2013 |
11/05/2013 |
Certified |
11/21/2013 |
|
0 |
MKAXSEF |
MarketAccess SEF Corporation has updated Exhibit Q-2 to reflect recent developments and provide clarity. |
12/18/2015 |
Certified |
01/05/2016 |
|
4 |
MKAXSEF |
MarketAccess SEF Corporation has made the rule changes below to update the MarketAccess SEF Rulebook to reflect recent developments and provide clarity. |
05/15/2015 |
Certified |
06/01/2015 |
|
4 |
TWSEF |
Market Regulation Notice Concerning Block Trades |
10/19/2020 |
Certified |
11/02/2020 |
|
1 |
NEXSEF |
Market Regulation Advisory Notices and Rulebook Amendment |
12/15/2017 |
Certified |
01/02/2018 |
|
4 |
TWSEF |
Market Regulation Advisory Notice: Trading and Execution Protocols |
04/06/2015 |
Certified |
04/20/2015 |
|
2 |
TWSEF |
Market Regulation Advisory Notice to TW SEF Participants re straight through processing. |
06/02/2016 |
Certified |
06/16/2016 |
|
2 |
NEXSEF |
Market Regulation Advisory Notice 2020-01 and related rulebook amendment |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
NEXSEF |
Market Regulation Advisory Notice 2017-002 |
11/01/2017 |
Certified |
11/16/2017 |
|
2 |
DWSEF |
Market Regulation Advisory Notice - Order Types, Order Submission, Order Conditions |
01/16/2015 |
Certified |
02/02/2015 |
|
1 |
IGDL |
Market Regulation Advisory Notice |
05/19/2016 |
Certified |
06/03/2016 |
|
2 |
TWSEF |
Market Participant Notice- SDR reporting |
11/22/2022 |
Certified |
12/07/2022 |
|
2 |
INFXSEF |
Making changes to order book execution explanations based on request contained in DMO Letter dated 11/21/14. |
01/13/2015 |
Certified |
01/28/2015 |
|
2 |
ICE SEF |
Listingof Commodity Swaps and Related Rule Amendments. ICE SEF #13-02 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
LGX |
LedgerX Updated Rulebook |
01/31/2021 |
Certified |
02/12/2021 |
|
1 |