Swap Execution Facility Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOESEF Rule amendments regarding (a) CFTC No Action Letter 15-24, (b) changes to voice trading procedures, and (c) record retention. 08/05/2015 Certified 08/19/2015 2
TPSEF Amendments to tpSEF's Rulebook and Compliance Manual. 04/29/2020 Certified 05/13/2020 2
IGDL Non-substantive revisions to the IGDL Rulebook and IGDL Compliance Manual, both effective as of November 1, 2020. 10/29/2020 Notified 10/29/2020 2
BSEF Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2020-R-11) 10/30/2020 Certified 11/16/2020 2
BSEF Emergency Rule Certification 02/05/2019 Certified 02/20/2019 2
IGDL Non-substantive revisions to the IGDL Rulebook and Fee schedule, both effective as of July 1, 2022. 07/01/2022 Notified 07/01/2022 2
DWSEF DW SEF Market Regulation Advisory Notice re STP and Affirmation 05/31/2016 Certified 06/14/2016 2
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Exhibit T to Form SEF in order to to affect certain administrative/clerical revisions. 07/19/2016 Certified 08/02/2016 2
CBOESEF Cboe SEF is seeking to modify certain rules relating to the limitation of its liability and its indemnification obligations to its participants 07/28/2020 Certified 08/11/2020 2
RF SEF Refinitiv US SEF LLC ("RSEF") wishes to amend its Rulebook in order to reflect certain amendments related to the reporting counterparty hierarchy under Commission Regulation 45.8, and to clarify requirements when a Participant's LEI is changed in any way. 11/21/2022 Certified 12/06/2022 2
IGDL Rulebook amendments 08/16/2017 Certified 08/30/2017 2
BSEF Compliance Manual amendment 10/30/2020 Certified 11/16/2020 2
BSEF Amendment to Compliance Manual 06/28/2017 Certified 07/13/2017 2
TRAD Amendments to the Tradition SEF Fee Schedule. 12/12/2017 Certified 12/27/2017 2
RTX Self-certification of liquidity-provider program ("23_LP01") under 40.6(a) 11/07/2023 Certified 11/22/2023 2
BGC Amendments to the fee schedule. 10/06/2015 Certified 10/21/2015 2
TWSEF Market Participant Notice- SDR reporting 11/22/2022 Certified 12/07/2022 2
INFXSEF Making changes to order book execution explanations based on request contained in DMO Letter dated 11/21/14. 01/13/2015 Certified 01/28/2015 2
DWSEF Notice to participants- SDR rewrite 11/22/2022 Certified 12/07/2022 2
TWSEF Update to Fee Schedule for Cross Currency Swaps 09/21/2020 Certified 10/05/2020 2
TPSEF This submission contains a self-certification by tpSEF Inc. of an amendment to its fee schedule as more fully described in Exhibit B. 08/21/2014 Certified 09/05/2014 2
BSEF Compliance Manual Amendment 07/26/2019 Certified 08/09/2019 2
IGDL Revised Fee Schedule 02/12/2015 Certified 02/27/2015 2
BSEF Revised BSEF fee schedule 03/14/2018 Certified 03/28/2018 2
TPSEF Amendments to tpSEF Fee Schedule 12/13/2019 Certified 12/30/2019 2
CBOESEF Cboe SEF is amending its rules to clarify the privileges of Participants prior to its establishment of a Market Maker program, the Orders that may be entered into its order book and the Fair Trade Ranges in respect of certain available Currency Pairs. 01/16/2020 Certified 01/31/2020 2
TRAD Changes to fee schedule 11/17/2014 Certified 12/02/2014 2
ICE SEF ICE Swap Trade, LLC is amending its Rulebook. 11/18/2014 Certified 12/03/2014 2
IGDL Updates to IGDL's Fee Schedule and SEF Discount Structure Appendix to IGDL's Fee Schedule. 04/09/2019 Certified 04/23/2019 2
TRAD Amendment to the Tradition SEF fee schedule. 08/13/2015 Certified 08/27/2015 2
GFISEF Various Rulebook Amendments 08/14/2015 Certified 08/28/2015 2
TWSEF TW SEF Fee Schedule Update 10/11/2022 Certified 10/25/2022 2
BSEF Rulebook Amendment 11/30/2016 Certified 12/14/2016 2
TRAD Public availability of the Tradition SEF StreamGlobal Credit Default Swap trading platform supplement. 03/23/2015 Certified 04/06/2015 2
TRAD Amendment to the Tradition SEF fee schedule. 03/23/2015 Certified 04/06/2015 2
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook. 10/08/2015 Certified 10/23/2015 2
NEXSEF Revised Fee Program 03/16/2018 Certified 03/30/2018 2
LGX LedgerX Unredacted Operations Manual 03/12/2021 Certified 03/26/2021 2
CMSEF Rule Amendment 11/30/2016 Certified 12/14/2016 2
TWSEF Market Regulation Advisory Notice to TW SEF Participants re straight through processing. 06/02/2016 Certified 06/16/2016 2
BSEF Bloomberg SEF LLC-Rule Amendment-Amended Compliance Manual (BSEF-2018-R-06) 07/26/2018 Certified 08/09/2018 2
TRAD Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program 08/10/2020 Certified 08/24/2020 2
TWSEF Fee Schedule Amendments 08/22/2017 Certified 09/06/2017 2
BSEF Bloomberg SEF LLC - Rule Amendment - Amended Initial Administrator(s) Authorization Form (BSEF-2021-R-04) 03/15/2021 Certified 03/29/2021 2
NEXSEF Amendment to Market Regulation Advisory Notice 2018-04 02/15/2019 Certified 03/04/2019 2
GFISEF Addition of Addendum A to Fee Schedule 05/13/2015 Certified 05/28/2015 2
CMESEF Weekly Notification of Rule Amendments - Week of December 4, 2017 12/14/2017 Notified 12/14/2017 2
NEXSEF Updated Fee Program 01/17/2019 Certified 02/01/2019 2
ICE SEF ICE Swap Trade, LLC is revising the Minimum Price Fluctuation for three (3) Credit Contracts. 03/24/2015 Certified 04/07/2015 2
ICAPSEF Amended fee card and discount program documents. 04/12/2017 Certified 04/26/2017 2