NEXSEF |
Modifications to the NEX SEF Fee Schedule for the LATAM EBS NDF Streaming Incentive Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
RF SEF |
RSEF is proposing to amend its fee schedule in order to extend its Request for Stream Incentive through the first half of 2023 and clarify the separate fees for Request for Quote ("RFQ") and Request for Stream ("RFS"). |
12/12/2022 |
Certified |
12/27/2022 |
|
2 |
TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
12/23/2019 |
Certified |
01/08/2020 |
|
2 |
IGDL |
Rulebook amendments |
09/12/2017 |
Certified |
09/26/2017 |
|
2 |
RF SEF |
Refinitiv US SEF LLC ("RSEF") wishes to amend its Rulebook in order to reflect certain new requirements related to counterparty anonymity under Commission Regulation 37.9(d) |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
NEXSEF |
AMENDMENT TO NEX SEF LIMITED RULEBOOK RELATING TO SUMMARY FINES, AUDIT TRAIL REQUIRMENTS AND ERROR CORRECTION PROCESSES; ISSUANCE OF NEX SEF LIMITED MARKET REGULATION ADVISORY NOTICES MRAN 2021-01 AND 2021-02 |
02/09/2021 |
Certified |
02/24/2021 |
|
2 |
IGDL |
IGDL-2021-R-4 - 40.6(a) Rule Certification (4.1.2021) |
04/01/2021 |
Certified |
04/15/2021 |
|
2 |
BGC |
Implementation document for an incentive program. |
04/10/2015 |
Certified |
04/24/2015 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Renewal of the LATAM EBS NDF Connectivity Incentive Program and Expiration of the EBS on-SEF UK/US Crossover Market Maker Program |
10/17/2023 |
Certified |
10/31/2023 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
05/23/2018 |
Certified |
06/07/2018 |
|
2 |
IGDL |
IGDL-2022-R-2 - 40.6(a) Rule Certification (6.16.22) |
06/16/2022 |
Certified |
07/01/2022 |
|
2 |
AEGIS |
Amendments to Exhibit N-1 Participant Agreement |
11/03/2022 |
Notified |
11/03/2022 |
|
2 |
IGDL |
Revised Discount Appendix to Fee Card |
05/16/2016 |
Certified |
05/31/2016 |
|
2 |
LGX |
Compliance Manual update |
07/10/2019 |
Certified |
07/24/2019 |
|
2 |
TWSEF |
TW SEF Fee update for Canadian Dollar Swaps |
07/08/2021 |
Certified |
07/22/2021 |
|
2 |
BSEF |
Notice to Participants informing Participants of certain amendments to Rule 301(e) (re: Trading Account information being kept up-to-date)and Rule 516.E(iv) (re: BSEF ability to cancel trades due to insufficient Trading Account information) |
08/08/2016 |
Certified |
08/22/2016 |
|
2 |
NEXSEF |
Amendments to the NEX SEF Limited Trading Participant Holder Agreement |
09/15/2022 |
Certified |
09/29/2022 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook. |
10/24/2014 |
Certified |
11/07/2014 |
|
2 |
LGX |
Rulebook Amendment |
07/27/2022 |
Certified |
08/10/2022 |
|
2 |
RTX |
RTX revised Fee Schedule |
10/19/2023 |
Certified |
11/02/2023 |
|
2 |
BSEF |
Bloomberg SEF LLC Compliance Manual |
05/02/2019 |
Certified |
05/16/2019 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the LATAM EBS NDF Streaming Incentive Program |
03/14/2023 |
Certified |
03/28/2023 |
|
2 |
GFISEF |
Launch of Interest Rate Swap Sponsored Access Incentive Program. GFISEF #13-0010 |
12/17/2013 |
Certified |
01/03/2014 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
LGX |
Rulebook updates |
04/08/2022 |
Certified |
04/22/2022 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook |
06/03/2015 |
Certified |
06/17/2015 |
|
2 |
RF SEF |
Thomas Reuters (SEF) amending its rulebook in response to comments and questions regarding TR SEF. Submission 13-03 |
10/17/2013 |
Certified |
11/01/2013 |
|
2 |
IGDL |
Amendment to Confidential Rule 902. |
09/23/2015 |
Certified |
10/07/2015 |
|
2 |
RF SEF |
The Rulebook has been amended in order to reflect certain new requirements related to post-trade name give-up under Commission Regulation 37.9(e) |
02/12/2021 |
Certified |
03/01/2021 |
|
2 |
TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(a) of the CFTC's Regulations, tpSEF is hereby submitting to the CFTC an amendment to its Fee Schedule. |
12/01/2015 |
Certified |
12/15/2015 |
|
2 |
DWSEF |
DW SEF Cover Letter re MRAN (1.7.16)DW SEF Market Regulation Advisory Notice re Top and Drop Privilege (1.7.16) |
01/07/2016 |
Certified |
01/22/2016 |
|
2 |
RF SEF |
Refinitiv SEF is extending its Request for Stream Incentive program another 6 months from July 1, 2023 to December 31st 2023. |
06/08/2023 |
Certified |
06/23/2023 |
|
2 |
RF SEF |
The rule amendments have been made to introduce voluntary clearing of NDFs. |
03/11/2024 |
Certified |
03/25/2024 |
|
2 |
TWSEF |
The Rulebook has been amended in order to implement certain requirements with respect to error trades related to CFTC No-Action Letter 20-01. |
04/09/2020 |
Certified |
04/23/2020 |
|
2 |
TDERIV |
Weekly notification of non-substantive rulebook revisions. |
08/05/2014 |
Notified |
08/05/2014 |
|
2 |
ICE SEF |
The SEF corrected typographical errors in Rules 1226 and 1233 relating to two Markit iTraxx Crossover Index contracts. |
10/29/2014 |
Notified |
10/29/2014 |
|
2 |
LATAM |
Update to LatAM SEF Rule Book Version 1.5 |
09/22/2016 |
Certified |
10/06/2016 |
|
2 |
ICAPSEF |
Revised exhibit to Rule 901 |
11/15/2016 |
Certified |
11/30/2016 |
|
2 |
IGDL |
Changes to SEF's rulebook |
02/08/2017 |
Certified |
02/23/2017 |
|
2 |
RF SEF |
Refinitiv US SEF LLC ("RSEF") wishes to amend its Rulebook in order to reflect certain new requirements related to error trades under Commission Regulation 37.9(e) |
02/17/2021 |
Certified |
03/03/2021 |
|
2 |
IGDL |
Revised Fee Card and Discount Program |
02/16/2016 |
Certified |
03/01/2016 |
|
2 |
IGDL |
Revised Facility Rulebook |
08/06/2014 |
Certified |
08/20/2014 |
|
2 |
GFISEF |
Revised fee schedule |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
IGDL |
IGDL-2022-R-1 - 40.6(a) Rule Certification (3.1.2022) |
03/01/2022 |
Certified |
03/15/2022 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
09/20/2017 |
Certified |
10/04/2017 |
|
2 |
IGDL |
Amended Fee Card |
08/17/2016 |
Certified |
08/31/2016 |
|
2 |
ICAPSEF |
Amended Fee Card |
08/17/2016 |
Certified |
08/31/2016 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
08/18/2016 |
Certified |
09/01/2016 |
|
2 |
LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
09/01/2021 |
Certified |
09/16/2021 |
|
2 |
SWAPX |
Updates to the SwapEx SEF Rulebook to align with relevant regulation. |
02/19/2020 |
Certified |
03/04/2020 |
|
2 |