NEXSEF |
Incorporation of previously separate Chapter 9 of the Rulebook without changes to Chapter 9 |
02/15/2019 |
Notified |
02/15/2019 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC's weekly notification of rule changes. |
02/18/2015 |
Notified |
02/18/2015 |
|
4 |
TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and Section 40.6(d) of the CFTC's regulations, tpSEF Inc. hereby notifies the CFTC that it has amended Appendix B of the tpSEF Inc. Rulebook effective as of May 3, 2016. |
05/04/2016 |
Notified |
05/04/2016 |
|
1 |
TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
05/07/2021 |
Notified |
05/07/2021 |
|
1 |
LGX |
Fee Schedule Change |
12/09/2020 |
Notified |
12/09/2020 |
|
1 |
TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
05/03/2022 |
Notified |
05/03/2022 |
|
1 |
LGX |
LedgerX Updated Fee Schedule |
06/23/2021 |
Notified |
06/23/2021 |
|
3 |
TPSEF |
Non-substantive revisions to the tpSEF Rulebook effective November 5, 2020. |
11/05/2020 |
Notified |
11/05/2020 |
|
1 |
IGDL |
Non-substantive revisions to the IGDL Rulebook effective November 5, 2020. |
11/05/2020 |
Notified |
11/05/2020 |
|
1 |
ICE SEF |
Administrative changes to Rulebook |
05/14/2021 |
Notified |
05/14/2021 |
|
4 |
ICE SEF |
Rulebook amendments to reflect upcoming changes by the index provider for Singapore Gasoil (0.05% sulfur Gasoil grade). |
07/14/2017 |
Notified |
07/14/2017 |
|
3 |
NEXSEF |
Weekly Submission of Rule Amendments |
02/02/2018 |
Notified |
02/02/2018 |
|
2 |
TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
03/19/2021 |
Notified |
03/19/2021 |
|
1 |
TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
03/18/2022 |
Notified |
03/18/2022 |
|
1 |
TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
12/11/2020 |
Notified |
12/11/2020 |
|
1 |
TPSEF |
Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of May 15, 2020. |
05/20/2020 |
Notified |
05/20/2020 |
|
1 |
TWSEF |
Weekly Notification of Rule Amendments for TW SEF - Week of September 30, 2019 |
10/07/2019 |
Notified |
10/07/2019 |
|
2 |
LGX |
LedgerX Fee Schedule Update |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and CFTC Regulation 40.6(d), tpSEF hereby notifies the CFTC that it has made certain non-substantive revisions to Appendix B to its Rulebook effective as of the date hereof. |
12/18/2015 |
Notified |
12/18/2015 |
|
1 |
TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
01/29/2021 |
Notified |
01/29/2021 |
|
1 |
LGX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
RF SEF |
This notification relates to the rebranding of Refinitiv SEF to LSEG FX SEF |
11/20/2023 |
Notified |
11/20/2023 |
|
3 |
TPSEF |
Updates to Appendix B to the tpSEF Rulebook - Swap Specifications |
12/15/2017 |
Notified |
12/15/2017 |
|
1 |
NEXSEF |
Update to Effective Date of MRAN 2019-01 |
03/04/2019 |
Notified |
03/04/2019 |
|
2 |
IGDL |
Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d)(x); reduction in minimum price fluctuation for certain contracts. |
04/06/2015 |
Notified |
04/06/2015 |
|
2 |
TPSEF |
Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of February 28, 2019. |
03/04/2019 |
Notified |
03/04/2019 |
|
1 |
IGDL |
Notification of certain non-substantive revisions to the ICAP Global Derivatives Limited Rulebook effective as of March 1, 2019. |
03/04/2019 |
Notified |
03/04/2019 |
|
1 |
TWSEF |
TW SEF made certain non-substantive revisions to its Interest Rate Swap Specifications to add Eurex Clearing AG, a Derivatives Clearing Organization registered with the Commission, to the Swap Specifications. |
12/10/2018 |
Notified |
12/10/2018 |
|
2 |
SWAPX |
Non-substantive amendment of Rule 513(c) regarding Post-Trade Anonymity. |
06/30/2021 |
Notified |
06/30/2021 |
|
3 |
TDERIV |
Change of exchange opening hours |
08/14/2018 |
Notified |
08/14/2018 |
|
1 |
ICE SEF |
Amended Block Trade FAQ |
12/19/2017 |
Notified |
12/19/2017 |
|
4 |
TPSEF |
Non-substantive revisions to the tpSEF Rulebook effective February 12, 2021. |
02/04/2021 |
Notified |
02/04/2021 |
|
1 |
IGDL |
Non-substantive revisions to the IGDL Rulebook effective February 12, 2021. |
02/04/2021 |
Notified |
02/04/2021 |
|
1 |
ICE SEF |
2019 Trading and Holiday Schedule |
12/10/2018 |
Notified |
12/10/2018 |
|
3 |
BSEF |
CFTC Regulation 40.6(d) Weekly Notification of Rule Amendments |
02/29/2024 |
Notified |
02/29/2024 |
|
1 |
ICE SEF |
Weekly notification of rule amendments |
07/02/2019 |
Notified |
07/02/2019 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. |
04/08/2015 |
Notified |
04/08/2015 |
|
1 |
TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
07/02/2021 |
Notified |
07/02/2021 |
|
1 |
TPSEF |
Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of March 20, 2020. |
03/26/2020 |
Notified |
03/26/2020 |
|
1 |
TDERIV |
Non-substantive Rulebook Amendments |
09/21/2015 |
Notified |
09/21/2015 |
|
2 |
AEGIS |
Updated N-1, N-3, and Exhibit K Fee schedule. Minor changes to commercial terms not linked to SEF contracts. User access fees further defined with specific start date. |
07/21/2022 |
Notified |
07/21/2022 |
|
3 |
ICE SEF |
Adjustment to ICE Swap Trade Trading Hours |
03/30/2021 |
Notified |
03/30/2021 |
|
4 |
TRAD |
Revised rulebook to reflect new entity name following Commission approval to transfer SEF registration. |
04/01/2021 |
Notified |
04/01/2021 |
|
3 |
ICE SEF |
The trading and holiday schedule for 2018 is being revised to clarify the reserved maintenance window in Commodity Contracts. |
05/22/2018 |
Notified |
05/22/2018 |
|
5 |
TDERIV |
non-substantive rule changes |
04/11/2018 |
Notified |
04/11/2018 |
|
1 |
AEGIS |
Amendments to Exhibit N-1 Participant Agreement |
11/03/2022 |
Notified |
11/03/2022 |
|
2 |
TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
05/20/2022 |
Notified |
05/20/2022 |
|
1 |
AEGIS |
Amended Weekly Notification of Rule Amendments, Updated N-1, N-3, and Exhibit K Fee Schedule |
07/26/2022 |
Notified |
07/26/2022 |
|
4 |
ICE SEF |
Update to Board language |
07/08/2021 |
Notified |
07/08/2021 |
|
4 |
TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(d) of the CFTC Regulations, tpSEF hereby notifies the CFTC that it has made certain non-substantive revisions to Appendix B of the tpSEF Rulebook effective as of the date hereof. |
05/17/2016 |
Notified |
05/17/2016 |
|
1 |