ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook. |
04/02/2015 |
Certified |
04/16/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Compliance Manual. |
01/17/2017 |
Certified |
01/31/2017 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook, Block Trade FAQ and Error Trade Policy. |
12/17/2015 |
Certified |
01/04/2016 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and an additional order type. |
04/24/2017 |
Certified |
05/08/2017 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is revising its Trade Error Policy. |
07/21/2014 |
Certified |
08/04/2014 |
|
4 |
ICE SEF |
Amended Block Trade FAQ |
12/19/2017 |
Notified |
12/19/2017 |
|
4 |
ICE SEF |
ICE Swap Trade - Rulebook amendments: clarify the process by which IST intends to implement and enforce its rules; responding to relevant CFTC guidance/comments. ICE SEF #14-08 |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
ICE SEF |
2019 Trading and Holiday Schedule |
12/10/2018 |
Notified |
12/10/2018 |
|
3 |
ICE SEF |
Issuance of a "SEF Notice" concerning acceptable trading protocols under SEF Rule 702 (Brokered Trades). ICE SEF #14-09 |
03/19/2014 |
Certified |
04/03/2014 |
|
1 |
ICE SEF |
Weekly notification of rule amendments |
07/02/2019 |
Notified |
07/02/2019 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook, Block Trade FAQ and Error Trade Policy. |
07/10/2015 |
Certified |
07/24/2015 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
03/06/2015 |
Certified |
03/20/2015 |
|
6 |
ICE SEF |
Adjustment to ICE Swap Trade Trading Hours |
03/30/2021 |
Notified |
03/30/2021 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Block Trade FAQ in order to affect certain administrative/clerical revisions. |
03/23/2016 |
Certified |
04/06/2016 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC Rule Amendment - Amended Rulebook Submission 13-07 The Rulebook will become effective on November 7, 2013. |
10/25/2013 |
Certified |
11/09/2013 |
|
1 |
ICE SEF |
The trading and holiday schedule for 2018 is being revised to clarify the reserved maintenance window in Commodity Contracts. |
05/22/2018 |
Notified |
05/22/2018 |
|
5 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions. |
02/01/2017 |
Certified |
02/15/2017 |
|
4 |
ICE SEF |
Amending its Rulebook in order to accommodate trading in commodities by users of IST's swap execution facility and to remove the obligation for Participants to enter into a swap intermediation arrangement. |
09/25/2013 |
Certified |
10/10/2013 |
|
1 |
ICE SEF |
Rulebook amendments in (1) order to affect administrative/clerical revisions; (2) clarify process by IST implement and enforce rules (3) comments from CFTC and IST participants. ICE SEF #14-01 |
01/23/2014 |
Certified |
02/07/2014 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC - Fee Schedule Amendment - Submission 14-14 |
05/02/2014 |
Certified |
05/17/2014 |
|
1 |
ICE SEF |
Update to Board language |
07/08/2021 |
Notified |
07/08/2021 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook. |
09/21/2016 |
Certified |
10/05/2016 |
|
4 |
ICE SEF |
ICE Swap Trade - Rule Amendment - Amended Rulebook - Submission 14-10 March 25, 2014 |
03/25/2014 |
Certified |
04/09/2014 |
|
1 |
ICE SEF |
Part 40 Rule Amendment - Amended Fee Schedule |
05/09/2017 |
Certified |
05/23/2017 |
|
3 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook in order to affect certain administrative/clerical revisions. |
07/17/2015 |
Certified |
07/31/2015 |
|
4 |
ICE SEF |
Administrative edits to IST Rulebook |
02/15/2021 |
Notified |
02/15/2021 |
|
4 |
ICE SEF |
The SEF corrected typographical errors in Rules 1226 and 1233 relating to two Markit iTraxx Crossover Index contracts. |
10/29/2014 |
Notified |
10/29/2014 |
|
2 |
ICE SEF |
Listingof Commodity Swaps and Related Rule Amendments. ICE SEF #13-02 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC - weekly notification of rule changes. |
11/14/2018 |
Notified |
11/14/2018 |
|
4 |
ICE SEF |
Emergency Action in respone to Commission Letter No. 13-57, 13-58, 13-62. ICE SEF #13-03 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICE SEF |
Updating a reference from an expiring CFTC No-Action Letter to the current iteration |
11/18/2020 |
Notified |
11/18/2020 |
|
4 |
ICE SEF |
ICE Swap Trade Rule Amendment - Amended Rulebook Submission 14-02 (February 11, 2014) |
02/12/2014 |
Withdrawn |
04/30/2014 |
Stay applies to (1) Definition of "Packaged Transaction"; and (2) Rule 701(a) and (k) in ICE Swap Trade, LLC Rulebook |
3 |
ICE SEF |
The Error Trade Policy has been amended in order to clarify the process by which IST intends to implement and enforce certain sections of its rules. |
09/20/2017 |
Certified |
10/04/2017 |
|
4 |
ICE SEF |
ICE Swap Trade LLC - Rule Amendment - Amended Rulebook Submission #14-18 Effective June 27, 2014 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
ICE SEF |
Amended Rulebook to: (1) administrative/clerical revisions (2) clarify process to implement and enforce certain ruels (3) respond CFTC comments and IST participants. Submission 13-08 |
11/25/2013 |
Certified |
12/11/2013 |
|
0 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to (i) clarify the process by which IST intends to implement and enforce certain of its rules, and (ii) respond to relevant CFTC guidance/comments. |
02/23/2016 |
Certified |
03/08/2016 |
|
5 |
ICAPSEF |
Amended Rulebook to reflect updated NAL references |
06/20/2017 |
Certified |
07/05/2017 |
|
3 |
ICAPSEF |
Rulebook amendments to set forth new Rules designed to meet the 10-minute AQATP standard; MRAN 2016-7 to explain the new Rules to Participants. |
07/11/2016 |
Certified |
07/25/2016 |
|
9 |
ICAPSEF |
ICAP SEF - Amended Rulebook - ICAPSEF #2014-R4 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
ICAPSEF |
ICAP SEF LLC - Rule Amendments - Amended Rulebook - ICAP SEF #2014-R-4A |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
ICAPSEF |
ICAP SEF - Rule Amendments - Amended Rulebook Rules: 202, 203,...,514 March 28, 2014 ICAP-2014-R-1 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
ICAPSEF |
Rulebook amendments specifically the definitions and Rules 102, 201, 203, 204. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICAPSEF |
Amended Rulebook as a result of ICAP SEF's experience since SEF trading began on October 2, 2013 and as a result of comments from SEF participants. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICAPSEF |
Revised SEF Rulebook |
09/16/2014 |
Withdrawn |
10/01/2014 |
|
1 |
ICAPSEF |
Amended EBS Trading Protocol and Rules 202, 208 and 315 |
12/11/2015 |
Certified |
12/28/2015 |
|
4 |
ICAPSEF |
ICAP SEF - Rule Amendments - Amended Rulebook: Definitions and Rules 103, 107, 201, 205, 305, 309, 312, 315, 316, 404, 502, 509, 511. (December 5, 2013) ICAP-2013-R-4 |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
ICAPSEF |
Amended Rulebook and Confidential Chapter 9 |
01/05/2017 |
Certified |
01/20/2017 |
|
4 |
ICAPSEF |
ICAP SEF - Rule Amendments - Amended Rulebook - Definitions and Rules 204, 205, 305, 315, 404. ICAPSEF #2014-R-3 |
05/22/2014 |
Certified |
06/07/2014 |
|
0 |
ICAPSEF |
40.6(a) Rule Certification |
01/20/2016 |
Certified |
02/03/2016 |
|
4 |
ICAPSEF |
ICAP SEF LLC - Rule Amendments - Amended Rulebook - ICAPSEF #2014-R-5 |
07/02/2014 |
Certified |
07/18/2014 |
|
1 |