| TWSEF |
Update to Fee Schedule for Cross Currency Swaps |
09/21/2020 |
Certified |
10/05/2020 |
|
2 |
| TWSEF |
TW SEF Fee Schedule Update |
10/11/2022 |
Certified |
10/25/2022 |
|
2 |
| TWSEF |
TW SEF Cover Letter re Fees (11.23.15)TW SEF FOIA Request with Justification (11.23.15)App. A1 - TW SEF Exhibit K (Fees) (Clean 11.23.15)App. A2 - TW SEF Exhibit K (Fees) (Marked 11.23.15)App. A3 - TW SEF Fees Schedules |
11/23/2015 |
Certified |
12/08/2015 |
|
1 |
| TWSEF |
TW SEF Rulebook Amendments |
03/24/2015 |
Certified |
04/07/2015 |
|
4 |
| TWSEF |
Amended TW SEF Fees Schedule |
06/02/2016 |
Certified |
06/16/2016 |
|
3 |
| TWSEF |
Market Regulation Advisory Notice to TW SEF Participants re straight through processing. |
06/02/2016 |
Certified |
06/16/2016 |
|
2 |
| TWSEF |
Fee Schedule Amendments |
08/22/2017 |
Certified |
09/06/2017 |
|
2 |
| TWSEF |
TW SEF LLC Rulebook Amendments |
01/16/2015 |
Certified |
02/02/2015 |
|
4 |
| TWSEF |
Amendment of Rule 205 (Regulatory Oversight Committee) |
02/03/2022 |
Certified |
02/17/2022 |
|
4 |
| TWSEF |
TW SEF Cover Letter re MRAN (12.16.15)TW SEF MRAN - Hours of Trading (12.16.15) |
12/16/2015 |
Certified |
12/31/2015 |
|
3 |
| TWSEF |
Amendment to include new Rule 419 to prohibit post-trade name give up |
11/05/2020 |
Certified |
11/20/2020 |
|
6 |
| TWSEF |
Amended TW SEF Rulebook |
09/12/2016 |
Certified |
09/26/2016 |
|
4 |
| TWSEF |
Amended Fees Schedules |
09/12/2016 |
Certified |
09/26/2016 |
|
3 |
| TWSEF |
TW SEF LLC - Rule Amendments - Amended SEF Rulebook Effective June 9, 2014 |
05/22/2014 |
Certified |
06/07/2014 |
|
1 |
| TWSEF |
TW SEF Amended Rulebook in response to coments and questions received from Commission Staff and potential participants of TW's SEF (10-18-13) |
10/21/2013 |
Certified |
11/05/2013 |
|
0 |
| TWSEF |
Weekly Notification of Rule Amendments for TW SEF - Week of September 30, 2019 |
10/07/2019 |
Notified |
10/07/2019 |
|
2 |
| TWSEF |
TW SEF is self-certifying a Market Regulation Advisory Notice entitled COVID-19 Emergency Notice |
03/20/2020 |
Certified |
04/03/2020 |
|
2 |
| TWSEF |
TW SEF LLC has amended its Rulebook in response to comments and questions received from the Commission staff and potential participants of its SEF. (10-18-13) |
10/21/2013 |
Certified |
11/05/2013 |
|
0 |
| TWSEF |
TW SEF made certain non-substantive revisions to its Interest Rate Swap Specifications to add Eurex Clearing AG, a Derivatives Clearing Organization registered with the Commission, to the Swap Specifications. |
12/10/2018 |
Notified |
12/10/2018 |
|
2 |
| TWSEF |
Rule book amendments in response to recent changes to the SEF rules by the CFTC |
02/02/2021 |
Certified |
02/17/2021 |
|
3 |
| TWSEF |
Market Regulation Advisory Notice: Trading and Execution Protocols |
04/06/2015 |
Certified |
04/20/2015 |
|
2 |
| TWSEF |
TW SEF Cover Letter (12.22.15)Ex. A - TW SEF Chart of Rule ChangesEx. B - TW SEF Rulebook (Clean 12.22.15)Ex. C - TW SEF Rulebook (Marked 12.22.15) |
12/22/2015 |
Certified |
01/07/2016 |
|
4 |
| TWSEF |
TW SEF Letter re Rule Changes (11.30.15)Ex. A - Chart of TW SEF Rule Changes (11.30.15)Ex. B - TW SEF Rules (Clean 11.30.15)Ex. C - TW SEF Rules (Marked 11.30.15) |
11/30/2015 |
Certified |
12/14/2015 |
|
4 |
| TWSEF |
Notice to Participants- Cleared Error Swaps- procedures and requirements |
08/22/2023 |
Certified |
09/06/2023 |
|
2 |
| TWSEF |
Updated Notice to all TW SEF Participants regarding when block treatment of a Package Transactions is appropriate. |
10/16/2014 |
Certified |
10/30/2014 |
|
2 |
| TWSEF |
Amendment to TW SEF Rulebook and Fee Schedule |
04/11/2018 |
Certified |
04/25/2018 |
|
6 |
| TWSEF |
Revised and amended Rulebook for TW SEF LLC. |
07/29/2014 |
Certified |
08/12/2014 |
|
13 |
| TWSEF |
TW SEF LLC - Amended Rulebook |
12/01/2014 |
Certified |
12/15/2014 |
|
4 |
| TWSEF |
TW SEF Fee update for Canadian Dollar Swaps |
07/08/2021 |
Certified |
07/22/2021 |
|
2 |
| TWSEF |
Amended TW SEF Rulebook |
10/29/2015 |
Certified |
11/13/2015 |
|
4 |
| TWSEF |
Rulebook updates in response to rule 411 |
09/17/2021 |
Certified |
10/01/2021 |
|
4 |
| TWSEF |
The Rulebook has been amended in order to implement certain requirements with respect to error trades related to CFTC No-Action Letter 20-01. |
04/09/2020 |
Certified |
04/23/2020 |
|
2 |
| TWSEF |
TW SEF Fee update for GBP swaps |
08/30/2021 |
Certified |
09/14/2021 |
|
3 |
| TWSEF |
New Fee Schedule for TW SEF |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| TWSEF |
Rule Certification and Representation Pursuant to CFTC Letter No. 13-62 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
| TWSEF |
Emergency Rule Certification- provided by CFTC Letter No. 13-58 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
| TWSEF |
Emergency Rule Certification - no-action relief in CFTC Letter 13-57 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
| TWSEF |
Fee Updates |
06/02/2021 |
Certified |
06/16/2021 |
|
2 |
| TWSEF |
TW SEF Emergency Rule Certification. to replace the amended Rules which TW filed with the Commission October 18, 2013, in response to the terms of no-action relief provided by CFTC Letter No. 13-66 dated October 25, 2013 |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
