| TPSEF |
Amendments to the tpSEF Fee Schedule |
02/22/2023 |
Certified |
03/08/2023 |
|
2 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
05/07/2021 |
Notified |
05/07/2021 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and CFTC Regulation 40.6(a), tpSEF hereby notifies the Commission that it wishes to amend its Risk Mitigation Procedures as provided in the attached submission. |
06/06/2017 |
Certified |
06/20/2017 |
|
1 |
| TPSEF |
tpSEF Inc. - Amended Swap Execution Facility Application Exhibits. |
06/02/2014 |
Certified |
06/17/2014 |
|
0 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
05/03/2022 |
Notified |
05/03/2022 |
|
1 |
| TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
06/18/2020 |
Certified |
07/02/2020 |
|
2 |
| TPSEF |
Non-substantive revisions to the tpSEF Rulebook effective November 5, 2020. |
11/05/2020 |
Notified |
11/05/2020 |
|
1 |
| TPSEF |
tpSEF Submission #14-02R -- Rulebook Amendments - Rule 1000 and Rule 4013 |
06/04/2014 |
Certified |
06/19/2014 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(a) of the CFTC's Regulations, tpSEF is hereby submitting to the CFTC an amendment to its Rulebook. |
10/15/2015 |
Certified |
10/29/2015 |
|
1 |
| TPSEF |
Elimination of a Participant's ability to expose one side of a Required Transaction for less than 15 seconds. |
04/02/2015 |
Certified |
04/16/2015 |
|
1 |
| TPSEF |
Amending its Rulebook in response to CFTC Letter 13-62. (10/10/13) |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| TPSEF |
tpSEF Inc. Amended Fee Schedule (January 31, 2014) |
02/03/2014 |
Certified |
07/29/2014 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
03/19/2021 |
Notified |
03/19/2021 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and CFTC Regulation 40.6(a), tpSEF Inc. hereby notifies the Commission that it wishes to amend its Rulebook as provided in the attached submission. |
06/13/2016 |
Certified |
06/27/2016 |
|
1 |
| TPSEF |
Regulation 40.6 certification of tpSEF's procedures for risk mitigation sessions. |
01/20/2015 |
Certified |
02/03/2015 |
|
1 |
| TPSEF |
tpSEF Inc. Rulebook Amendments to Rule 4011(b) (February 20, 2014) |
02/21/2014 |
Certified |
07/29/2014 |
|
1 |
| TPSEF |
This submission contains a self-certification by tpSEF Inc. of amendments to its Rulebook as described in Exhibit A. |
07/02/2015 |
Certified |
07/17/2015 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
03/18/2022 |
Notified |
03/18/2022 |
|
1 |
| TPSEF |
Rulebook amendment. |
10/20/2017 |
Certified |
11/03/2017 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
12/11/2020 |
Notified |
12/11/2020 |
|
1 |
| TPSEF |
Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of May 15, 2020. |
05/20/2020 |
Notified |
05/20/2020 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and CFTC Regulation 40.6(d), tpSEF hereby notifies the CFTC that it has made certain non-substantive revisions to Appendix B to its Rulebook effective as of the date hereof. |
12/18/2015 |
Notified |
12/18/2015 |
|
1 |
| TPSEF |
Notification of Amendments to Rulebook |
01/29/2021 |
Certified |
02/12/2021 |
|
1 |
| TPSEF |
Rulebook amendments, specifically Rules 4012 and 4013. Amendments will become effective December 5, 2013. |
11/19/2013 |
Certified |
12/05/2013 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
01/29/2021 |
Notified |
01/29/2021 |
|
1 |
| TPSEF |
Updates to Appendix B to the tpSEF Rulebook - Swap Specifications |
12/15/2017 |
Notified |
12/15/2017 |
|
1 |
| TPSEF |
Amendments to tpSEF rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
| TPSEF |
Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of February 28, 2019. |
03/04/2019 |
Notified |
03/04/2019 |
|
1 |
| TPSEF |
This submission contains a selfcertification by tpSEF Inc. of an amendment to its fee schedule as more fully described in Exhibit A. |
10/14/2014 |
Certified |
10/27/2014 |
|
2 |
| TPSEF |
Non-substantive revisions to the tpSEF Rulebook effective February 12, 2021. |
02/04/2021 |
Notified |
02/04/2021 |
|
1 |
| TPSEF |
Amendments to tpSEF Fee Schedule |
02/04/2020 |
Certified |
02/19/2020 |
|
2 |
| TPSEF |
tpSEF Inc. is amending its Rulebook as provided in Exhibit A. |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| TPSEF |
Updates to the tpSEF Risk Mitigation Procedures |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
07/02/2021 |
Notified |
07/02/2021 |
|
1 |
| TPSEF |
Notification of certain non-substantive revisions to Appendix B of the tpSEF Rulebook (tpSEF Inc. Swap Specifications) effective as of March 20, 2020. |
03/26/2020 |
Notified |
03/26/2020 |
|
1 |
| TPSEF |
Pursuant to CEA Section 5c(c) and CFTC Regulation 40.6(a), tpSEF Inc. notifies the CFTC that it will release the attached Notice to Participants on March 26, 2020. |
03/26/2020 |
Certified |
04/09/2020 |
|
1 |
| TPSEF |
Updates to tpSEF Inc. Risk Mitigation Procedures |
11/30/2023 |
Certified |
12/14/2023 |
|
1 |
| TPSEF |
tpSEF, Amendment to its Rulebook, as provided in Exhibit B (10-24-13) |
10/24/2013 |
Certified |
11/08/2013 |
|
1 |
| TPSEF |
This submission contains a self-certification by tpSEF Inc. of amendments to its Rulebook as described in Exhibit B. |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
12/23/2019 |
Certified |
01/08/2020 |
|
2 |
| TPSEF |
Revisions to Rules 4003.D(e) and 4019(a) of the tpSEF Rulebook. |
07/07/2021 |
Certified |
07/21/2021 |
|
1 |
| TPSEF |
Amendment of tpSEF Inc. Terms of Use |
09/14/2017 |
Certified |
09/28/2017 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(a) of the CFTC's Regulations, tpSEF is hereby submitting to the CFTC an amendment to its Rulebook. The date of intended implementation of the amended Rulebook is January 15, 2016. |
12/30/2015 |
Certified |
01/14/2016 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
05/20/2022 |
Notified |
05/20/2022 |
|
1 |
| TPSEF |
Pursuant to CEA Section 5c(c) and CFTC Regulation 40.6(a), tpSEF notifies the CFTC that it will release the attached Notice to Participants on June 23, 2016. The Notice relates to the guidance included in CFTC Letter 15-67 re: straight through processing. |
06/23/2016 |
Certified |
07/08/2016 |
|
1 |
| TPSEF |
tpSEF Inc. Emergency Rule Certification letter dated November 1, 2013. Amended its Rulebook in response to Commission Letter No. 13-66, regarding the resubmission of swaps rejected for clearing. |
11/04/2013 |
Certified |
11/20/2013 |
|
1 |
| TPSEF |
CFTC Regulation 40.6(a) rule certification in connection with certain amendments to tpSEF's Rulebook being made in connection a request by the CFTC's Division of Market Oversight dated August 11, 2015. |
08/27/2015 |
Certified |
09/11/2015 |
|
1 |
| TPSEF |
tpSEF Inc. - Amending its Fee Schedule -- TPSEF Submission #14-02F |
06/12/2014 |
Certified |
06/27/2014 |
|
1 |
| TPSEF |
tpSEF, Inc. Rulebook Amendments to Rules 1000, 4003, 4011, 4016 and 8001. Letter dated February 14, 2014 |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(d) of the CFTC Regulations, tpSEF hereby notifies the CFTC that it has made certain non-substantive revisions to Appendix B of the tpSEF Rulebook effective as of the date hereof. |
05/17/2016 |
Notified |
05/17/2016 |
|
1 |
