TPSEF |
Updates to the tpSEF Inc. Risk Mitigation Procedures |
12/17/2020 |
Certified |
01/04/2021 |
|
1 |
TPSEF |
Updates to the tpSEF Inc. Risk Mitigation Procedures |
04/13/2020 |
Certified |
04/27/2020 |
|
1 |
TPSEF |
Updates to the tpSEF Risk Mitigation Procedures |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
TWSEF |
Updates to the TWSEF Compliance Manual |
04/13/2022 |
Certified |
04/27/2022 |
|
2 |
TPSEF |
Updates to tpSEF Inc. Risk Mitigation Procedures |
11/30/2023 |
Certified |
12/14/2023 |
|
1 |
TRAD |
Updates to Tradition SEF Rulebook Appendix A and Appendix B to add CAD Overnight Repo Rate Average (CORRA) and Markitr iBoxx USD Liquid Investment Grade (IG Index) Credit Index. |
05/19/2023 |
Certified |
06/05/2023 |
|
5 |
SWAPX |
Updates to various rules, particularly rules concerning data reporting |
01/19/2016 |
Certified |
02/02/2016 |
|
4 |
ICE SEF |
Updating a reference from an expiring CFTC No-Action Letter to the current iteration |
11/18/2020 |
Notified |
11/18/2020 |
|
4 |
MKAXSEF |
Updating its Rulebook to reflect recent developments and to provide clarity. Letter dated December 11, 2013 |
12/11/2013 |
Withdrawn |
12/20/2013 |
|
1 |
SWAPX |
Updating of rulebook, including with respect to rules pertaining to IRS swap asset class, which will be delisted from trading in a separate submission. |
06/02/2015 |
Certified |
06/16/2015 |
|
4 |
MKAXSEF |
Updating the Rulebook to reflect recent developments and to provide clarity. (10-17-13) |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
SEED CX |
Updating Various Rules in the Seed SEF Rulebook |
08/14/2019 |
Certified |
08/28/2019 |
|
1 |
IGDL |
US Dollar Interest Swap Rate Swap Central Limit Order Book Market Making Incentive Program. IGDL - 2014-R-2 |
05/30/2014 |
Certified |
06/14/2014 |
|
0 |
SWAPX |
Various amendments that generally clarify existing rules. |
11/25/2014 |
Certified |
12/10/2014 |
|
4 |
360T |
Various amendments to 360T Rulebook |
12/24/2014 |
Certified |
01/09/2015 |
|
5 |
TDERIV |
Various Rule Amendments - TRUEEX #2014-12S |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
GFISEF |
Various Rulebook Amendments |
11/11/2015 |
Certified |
11/25/2015 |
|
1 |
GFISEF |
Various Rulebook Amendments |
09/30/2015 |
Certified |
10/15/2015 |
|
2 |
GFISEF |
Various Rulebook Amendments |
08/14/2015 |
Certified |
08/28/2015 |
|
2 |
GFISEF |
Various Rulebook Amendments |
02/25/2015 |
Certified |
03/11/2015 |
|
1 |
GFISEF |
Various Rulebook Amendments |
10/23/2015 |
Certified |
11/06/2015 |
|
1 |
GFISEF |
Various Rulebook amendments |
04/10/2015 |
Certified |
04/24/2015 |
|
1 |
GFISEF |
Various Rulebook amendments |
12/23/2014 |
Withdrawn |
01/05/2015 |
|
1 |
GFISEF |
We are submitting GFI Swaps Exchange LLC's ("GFI"), attached proposed amendments to Code of Business Conduct and Ethics and the Regulatory Oversight Committee Charter.Confidential treatment is requested. |
06/08/2016 |
Certified |
06/22/2016 |
|
2 |
BGC |
We are submitting on behalf of our client, BGC Derivative Markets L.P. ("BGC"), the attached proposed amendments to the Code of Ethics. Confidential treatment is requested. |
06/08/2016 |
Certified |
06/22/2016 |
|
1 |
BGC |
We are submitting on behalf of our client, BGC Derivative Markets L.P. ("BGC"), the attached proposed rule amendments. |
01/05/2016 |
Certified |
01/20/2016 |
|
1 |
BGC |
We are submitting on behalf of our client, BGC Derivative Markets, LP ("BGC") new Rule 516, as requested by the Commission staff, in response to guidance provided in CFTC Letter No. 15-67. |
08/08/2016 |
Certified |
08/22/2016 |
|
1 |
GFISEF |
We are submitting on behalf of our client, GFI Swaps Exchange LLC ("GFI"), new Rule 542, as requested by the Commission staff, in response to guidance provided in CFTC Letter No. 15-67. |
08/08/2016 |
Certified |
08/22/2016 |
|
1 |
TDERIV |
Weekly notification of non-substantive rulebook revisions. |
08/05/2014 |
Notified |
08/05/2014 |
|
2 |
SEED CX |
Weekly Notification of Rule Amendments |
03/05/2018 |
Notified |
03/05/2018 |
|
1 |
ICE SEF |
Weekly notification of rule amendments |
07/02/2019 |
Notified |
07/02/2019 |
|
4 |
RTX |
Weekly Notification of Rule Amendments |
08/31/2023 |
Notified |
08/31/2023 |
|
1 |
CMESEF |
Weekly Notification of Rule Amendments - Week of December 4, 2017 |
12/14/2017 |
Notified |
12/14/2017 |
|
2 |
NEXSEF |
Weekly Notification of Rule Amendments - Week of September 27, 2021 |
10/04/2021 |
Notified |
10/04/2021 |
|
1 |
TWSEF |
Weekly Notification of Rule Amendments for TW SEF - Week of September 30, 2019 |
10/07/2019 |
Notified |
10/07/2019 |
|
2 |
IGDL |
Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d)(x); reduction in minimum price fluctuation for certain contracts. |
04/06/2015 |
Notified |
04/06/2015 |
|
2 |
LGX |
Weekly notification, withdrawal fee change |
11/12/2021 |
Notified |
11/12/2021 |
|
1 |
NEXSEF |
Weekly Submission of Rule Amendments |
02/02/2018 |
Notified |
02/02/2018 |
|
2 |
GFISEF |
Withdrawal of Registration Submission #14-0012W |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |