| GFISEF |
GFI Swaps Amendments to Rules 101, 307, 507, and 1001. GFISEF #14-0002 |
02/05/2014 |
Withdrawn |
02/19/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange - Submission #14-0015 - Notice to Participants regarding Holiday Closures and Modified Trading Hours. |
07/03/2014 |
Certified |
07/19/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange - Various Rule Amendments - GFISEF #14-0011M |
06/09/2014 |
Certified |
06/24/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange LLC - Revised Fee Schedule - Submission #14-0014 |
07/01/2014 |
Certified |
07/17/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange LLC - Modification to Submission #14-001 and 14-0011M |
06/18/2014 |
Certified |
07/03/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange LLC Submission #13-0008 - Rulebook Amendments (December 10, 2013) |
12/11/2013 |
Certified |
12/27/2013 |
|
1 |
| GFISEF |
GFI Swaps Exchange LLC Submission #13-0011 (Letter dated December 18, 2013) Amendments to GFI Rules 101, 528, 529, 533, 903, and 914 |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange LLC Submission #13-0012 |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange LLC Submission #13-0012 -- Amendment to Rule 507(c) Matching of Orders |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange LLC USD Interest Rate Swap Streaming Liquidity Market Maker Incentive Program. GFISEF #14-0001 |
02/05/2014 |
Withdrawn |
02/19/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange Submission #14-0012 - Rule Amendments to GFI Rules 101, 401, 405, 525, 538, 541 |
06/11/2014 |
Certified |
06/26/2014 |
|
1 |
| GFISEF |
GFI Swaps Exchange Withdrawal of GFI Rule 507(c) and Submission #14-0002. GFISEF #14-0003 |
02/19/2014 |
Certified |
03/06/2014 |
|
1 |
| GFISEF |
GFI Swaps is publishing certain revisions to its fee schedule. GFISEF #14-0010 |
05/06/2014 |
Certified |
05/21/2014 |
|
1 |
| GFISEF |
GFI Swaps Rulebook Amendments in response to Commission staff guidance and comments and questions received from potential users of GFI SEF. Submission #13-0003 |
11/01/2013 |
Certified |
11/19/2013 |
|
1 |
| GFISEF |
GFI Swaps Submission #14-0008 - Amendments to Rules 101, 528, 529, 533 and 1101. March 27, 2014 |
03/27/2014 |
Certified |
04/11/2014 |
|
1 |
| GTX |
GTX SEF LLC - Rule Amendment - Amended Rulebook - effective June 23, 2014 |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
| GTX |
GTX SEF, LLC - Rule Amendment - Amended Rulebook - Effective June 23, 2014 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| GFISEF |
Holiday Closures |
12/23/2014 |
Certified |
01/08/2015 |
|
1 |
| IGDL |
ICAP Global Derivatives Limited - Rule Amendments - Amended Rulebook IGDL - 2014-R-4 |
07/11/2014 |
Certified |
07/25/2014 |
|
0 |
| IGDL |
ICAP Global Derivatives Limited - Rule Amendments - Amended Rulebook - IGDL #2014-R-3A |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| ICAPSEF |
ICAP SEF - Amended Rulebook - ICAPSEF #2014-R4 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| ICAPSEF |
ICAP SEF - Rule Amendments - Amended Rulebook - Definitions and Rules 204, 205, 305, 315, 404. ICAPSEF #2014-R-3 |
05/22/2014 |
Certified |
06/07/2014 |
|
0 |
| ICAPSEF |
ICAP SEF - Rule Amendments - Amended Rulebook Rules: 202, 203,...,514 March 28, 2014 ICAP-2014-R-1 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| ICAPSEF |
ICAP SEF - Rule Amendments - Amended Rulebook: Definitions and Rules 103, 107, 201, 205, 305, 309, 312, 315, 316, 404, 502, 509, 511. (December 5, 2013) ICAP-2013-R-4 |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
| ICAPSEF |
ICAP SEF LLC - Rule Amendments - Amended Rulebook - ICAP SEF #2014-R-4A |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
| ICAPSEF |
ICAP SEF LLC - Rule Amendments - Amended Rulebook - ICAPSEF #2014-R-5 |
07/02/2014 |
Certified |
07/18/2014 |
|
1 |
| ICAPSEF |
ICAP SEF LLC - Rule Amendments - Amended Rulebook - Specifically Rules 204, 404, 503 and 506 ICAP 2014-R-6 |
07/11/2014 |
Certified |
07/25/2014 |
|
0 |
| ICAPSEF |
ICAP SEF LLC - Rule Amendments - Amended Rulebook, specifically the Definitions and Rules 204 and 312. (October 31, 2013) |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| ICAPSEF |
ICAP SEF Submission #ICAP-2014-R-2 - US Dollar Interest Rate Swap Central Limit Order Book Market Making Incentive Program. |
04/03/2014 |
Certified |
04/18/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade - Revising Rule 512 for clarity. Submission No. 14-08 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade - Rule Amendment - Amended Rulebook - Submission 14-10 March 25, 2014 |
03/25/2014 |
Certified |
04/09/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade - Rule Amendment - Amended Rulebook: Chapter 12 Rules 1210, 1238, 1239, 1240 Submission 14-07 March 5, 2014 |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade - Rulebook amendments: clarify the process by which IST intends to implement and enforce its rules; responding to relevant CFTC guidance/comments. ICE SEF #14-08 |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade LLC - Rule 701 Block Trade has been amended to remove reference to Packaged Transactions. Submission 14-02 February 5, 2014 |
02/06/2014 |
Certified |
02/22/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade LLC - Fee Schedule Amendment - Submission 14-16 |
06/04/2014 |
Certified |
06/19/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade LLC - Rule Amendment - Amended Rulebook Submission #14-18 Effective June 27, 2014 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade LLC - Rule Amendment - Revised Error Trade Policy. ICE SEF #14-20 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade LLC - Rule Amendment - Revised Fee Schedule, Error Trade Policy and Block Trade FAQ. ICESEF #14-06 |
02/27/2014 |
Certified |
03/14/2014 |
|
1 |
| ICE SEF |
ICE Swap Trade Rule Amendment - Amended Rulebook Submission 14-02 (February 11, 2014) |
02/12/2014 |
Withdrawn |
04/30/2014 |
Stay applies to (1) Definition of "Packaged Transaction"; and (2) Rule 701(a) and (k) in ICE Swap Trade, LLC Rulebook |
3 |
| ICE SEF |
ICE Swap Trade Rule Amendment - Amended Rulebook, letter dated October 18, 2013 |
10/21/2013 |
Certified |
11/05/2013 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Block Trade FAQ in order to affect certain administrative/clerical revisions. |
03/23/2016 |
Certified |
04/06/2016 |
|
4 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to (i) clarify the process by which IST intends to implement and enforce certain of its rules, and (ii) respond to relevant CFTC guidance/comments. |
02/23/2016 |
Certified |
03/08/2016 |
|
5 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to clarify the process by which IST intends to implement and enforce certain of its rules. |
02/01/2018 |
Certified |
02/15/2018 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Exhibit T to Form SEF in order to to affect certain administrative/clerical revisions. |
07/19/2016 |
Certified |
08/02/2016 |
|
2 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook and Block Trade FAQ. |
11/06/2015 |
Certified |
11/23/2015 |
|
3 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to (i) clarify the process by which IST intends to implement and enforce certain of its rules, and (ii) respond to relevant CFTC guidance/comments. |
05/18/2015 |
Certified |
06/02/2015 |
|
2 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and an additional order type. |
04/24/2017 |
Certified |
05/08/2017 |
|
4 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and clarify the process by which IST intends to implement and enforce certain of its rules. |
04/05/2016 |
Certified |
04/19/2016 |
|
12 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions. |
02/01/2017 |
Certified |
02/15/2017 |
|
4 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to clarify the process by which IST intends to implement and enforce certain of its rules and respond to guidance received from the Commission. |
07/14/2016 |
Certified |
07/28/2016 |
|
4 |
