| TRAD |
Notification of Amendments to Tradition SEF, Inc. Rulebook |
10/16/2020 |
Certified |
10/30/2020 |
|
5 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Compliance Manual in order to (i) clarify the process by which IST intends to implement and enforce certain of its rules, and (ii) respond to relevant CFTC guidance/comments. |
02/23/2016 |
Certified |
03/08/2016 |
|
5 |
| MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebookto reflect recent developments and provide clarity. |
06/08/2015 |
Certified |
06/22/2015 |
|
6 |
| 360T |
The Rulebook has been amended in response to 360T functionality development. |
04/17/2020 |
Certified |
05/01/2020 |
|
6 |
| TWSEF |
Amended TW SEF Rulebook to account for recent CFTC No-Action Letters 15-24 and 15-25. |
06/09/2015 |
Certified |
06/23/2015 |
|
6 |
| DWSEF |
Amended DW SEF Rulebook to account for recent CFTC No-Action Letters 15-24 and 15-25. |
06/09/2015 |
Certified |
06/23/2015 |
|
6 |
| NEXSEF |
Amended Facility Rulebook |
07/17/2019 |
Certified |
07/31/2019 |
|
6 |
| ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook and Error Trade Policy. |
02/11/2015 |
Certified |
02/26/2015 |
|
6 |
| DWSEF |
Amended DW SEF RulebookAmended DW SEF Market Regulation Advisory Notice re STP |
07/22/2016 |
Certified |
08/05/2016 |
|
6 |
| MKAXSEF |
MarketAxess SEF Corporation has updated its Rulebook and Exhibit Q-2 to reflect recent developments and provide clarity. |
11/23/2015 |
Certified |
12/08/2015 |
|
6 |
| IGDL |
Rule 40.6 Rule Change for revised Fee Card. I received an error message when I submitted submission 1501-1517-2029-78 that indicated the files did not upload. I am therefore resubmitting to ensure the files were included. |
01/15/2015 |
Certified |
01/30/2015 |
|
6 |
| ICE SEF |
Rule Changes to the ICE Swap Trade Rulebook |
11/03/2020 |
Certified |
11/18/2020 |
|
6 |
| DWSEF |
New Rule 419 to prohibit Post-Name Trade Give Up in accordance with 37.9(d) |
11/05/2020 |
Certified |
11/20/2020 |
|
6 |
| TWSEF |
Amendment to include new Rule 419 to prohibit post-trade name give up |
11/05/2020 |
Certified |
11/20/2020 |
|
6 |
| AEGIS |
The rule amendment submission enables AEGIS SEF to accept pre-arranged or pre-negotiated trades which can be brought to the SEF for execution by a Broker Firm, similar to other SEFs. |
10/19/2022 |
Certified |
11/02/2022 |
|
6 |
| ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
03/06/2015 |
Certified |
03/20/2015 |
|
6 |
| TWSEF |
Amendment to TW SEF Rulebook and Fee Schedule |
04/11/2018 |
Certified |
04/25/2018 |
|
6 |
| 360T |
terminology update |
03/24/2023 |
Certified |
04/07/2023 |
|
7 |
| IGDL |
Revised Facility Rulebook |
04/23/2015 |
Certified |
05/07/2015 |
|
7 |
| BGC |
Resubmission of Rule 505 - Contract Specifications are being amended to provide that persons entering into pre-discussed trades or cross trades in the specified Interest Rate Swaps, must wait at least 5 seconds after the Initial Order. BGC #2013-03 |
01/30/2014 |
Certified |
07/29/2014 |
|
7 |
| MKAXSEF |
MarketAxess SEF Corporation has updated its Rulebook, Fee Schedule and Exhibit Q-2 to reflect recentdevelopments and provide clarity. |
01/13/2015 |
Certified |
01/28/2015 |
|
7 |
| NEXSEF |
Amendment to Facility Rulebook |
05/31/2017 |
Certified |
06/14/2017 |
|
7 |
| 360T |
Revision of Rulebook and User Guides. |
09/13/2016 |
Certified |
09/27/2016 |
|
7 |
| IGDL |
Revised Rulebook |
05/28/2015 |
Certified |
06/11/2015 |
|
7 |
| ICAPSEF |
Revised Rulebook |
05/28/2015 |
Certified |
06/11/2015 |
|
7 |
| ICAPSEF |
Amended Rulebook |
09/23/2016 |
Certified |
10/07/2016 |
|
7 |
| ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Rulebook. |
04/20/2021 |
Certified |
05/04/2021 |
|
8 |
| NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX/CME Group Integration |
03/08/2022 |
Certified |
03/22/2022 |
|
8 |
| ISBV |
iSwap Euro B.V. hereby submits a notification regarding products listed for trading andamendments to its Rulebook related to the definition of a "Business Day" and revisions toRule 18.4. |
12/16/2020 |
Certified |
12/31/2020 |
|
8 |
| 360T |
The 360T Rulebook has been amended in response to regulatory development. Added Rule 527 (Post-Trade Name Give-Up). |
11/12/2020 |
Certified |
11/27/2020 |
|
8 |
| IGDL |
Rulebook amendments to set forth new Rules designed to meet the 10-minute AQATP standard; MRAN 2016-7 to explain the new Rules to Participants. |
07/11/2016 |
Certified |
07/25/2016 |
|
9 |
| ICAPSEF |
Rulebook amendments to set forth new Rules designed to meet the 10-minute AQATP standard; MRAN 2016-7 to explain the new Rules to Participants. |
07/11/2016 |
Certified |
07/25/2016 |
|
9 |
| SWAPX |
Amendments and updates to various rules. |
12/14/2015 |
Certified |
12/29/2015 |
|
10 |
| ISBV |
Updated Rulebook with amendments to Orderbook market appendix and Targeted Streaming market appendix. Targeted Streaming market to be removed as a transaction method from SEF. |
06/29/2023 |
Certified |
07/14/2023 |
|
11 |
| ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions and clarify the process by which IST intends to implement and enforce certain of its rules. |
04/05/2016 |
Certified |
04/19/2016 |
|
12 |
| ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Rulebook. |
02/25/2021 |
Certified |
03/11/2021 |
|
12 |
| TWSEF |
Revised and amended Rulebook for TW SEF LLC. |
07/29/2014 |
Certified |
08/12/2014 |
|
13 |
| DWSEF |
Revised and amended Rulebook for DW SEF LLC. |
07/29/2014 |
Certified |
08/12/2014 |
|
13 |
| 360T |
Revision of Rulebook and User Guides |
11/26/2015 |
Certified |
12/09/2015 |
|
14 |
