DWSEF |
DW SEF is self-certifying a Market Regulation Advisory Notice entitled COVID-19 Emergency Notice |
03/20/2020 |
Certified |
04/03/2020 |
|
2 |
IGDL |
Amendments to IGDL rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
NEXSEF |
Update to Effective Date of MRAN 2019-01 |
03/04/2019 |
Notified |
03/04/2019 |
|
2 |
TPSEF |
Amendments to tpSEF rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
BSEF |
Amended Compliance Manual |
04/02/2018 |
Certified |
04/16/2018 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook. |
08/10/2018 |
Certified |
08/24/2018 |
|
2 |
IGDL |
Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d)(x); reduction in minimum price fluctuation for certain contracts. |
04/06/2015 |
Notified |
04/06/2015 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
TRAD |
Amendments to the StreamGlobal Platform Supplement. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
TWSEF |
TW SEF made certain non-substantive revisions to its Interest Rate Swap Specifications to add Eurex Clearing AG, a Derivatives Clearing Organization registered with the Commission, to the Swap Specifications. |
12/10/2018 |
Notified |
12/10/2018 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook |
07/09/2015 |
Certified |
07/23/2015 |
|
2 |
RTX |
Self Certification of our Fee Schedule |
10/03/2023 |
Certified |
10/18/2023 |
|
2 |
TWSEF |
Market Regulation Advisory Notice: Trading and Execution Protocols |
04/06/2015 |
Certified |
04/20/2015 |
|
2 |
NEXSEF |
Conforming Amendments to NEX SEF Limited Form SEF to Reflect Revisions to the NEX SEF Board of Directors Composition |
12/14/2020 |
Certified |
12/29/2020 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
NEXSEF |
Modifications to the NEX SEF LATAM EBS NDF Streaming Incentive Program |
02/11/2022 |
Certified |
02/28/2022 |
|
2 |
TPSEF |
This submission contains a selfcertification by tpSEF Inc. of an amendment to its fee schedule as more fully described in Exhibit A. |
10/14/2014 |
Certified |
10/27/2014 |
|
2 |
IGDL |
Fee Card and Discount Appendix amendment |
12/12/2016 |
Certified |
12/27/2016 |
|
2 |
TPSEF |
Amendments to tpSEF Fee Schedule |
02/04/2020 |
Certified |
02/19/2020 |
|
2 |
NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX SEF/CME Group Integration (Phase II) |
06/14/2022 |
Certified |
06/29/2022 |
|
2 |
IGDL |
Amendments to ICAP Global Derivatives Limited's Rulebook, Governance Policy and Compliance Manual. |
03/24/2020 |
Certified |
04/07/2020 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook. |
12/22/2015 |
Certified |
01/07/2016 |
|
2 |
TDERIV |
Non-substantive and typographical and grammatical rulebook revisions. |
07/22/2014 |
Certified |
08/05/2014 |
|
2 |
TWSEF |
Notice to Participants- Cleared Error Swaps- procedures and requirements |
08/22/2023 |
Certified |
09/06/2023 |
|
2 |
GFISEF |
Revised Fee Schedule |
09/08/2014 |
Certified |
09/22/2014 |
|
2 |
GFISEF |
Revised fee schedule |
11/25/2014 |
Certified |
12/10/2014 |
|
2 |
ICAPSEF |
Fee Card Amendment |
06/16/2016 |
Certified |
06/30/2016 |
|
2 |
TWSEF |
Updated Notice to all TW SEF Participants regarding when block treatment of a Package Transactions is appropriate. |
10/16/2014 |
Certified |
10/30/2014 |
|
2 |
ICAPSEF |
Revised Fee Schedule and New Market Maker Incentive Programs |
03/06/2015 |
Certified |
03/20/2015 |
|
2 |
IGDL |
Fee Card amendment |
06/16/2016 |
Certified |
06/30/2016 |
|
2 |
TDERIV |
Certification of fee schedule and designation market maker program for trueDigital Products |
11/06/2018 |
Certified |
11/21/2018 |
|
2 |
DWSEF |
Updated Notice to all DW SEF Participants regarding when block treatment of a Package Transaction is appropriate. |
10/16/2014 |
Certified |
10/30/2014 |
|
2 |
ICAPSEF |
Revised Fee Card market maker program |
11/11/2016 |
Certified |
11/28/2016 |
|
2 |
ICAPSEF |
Revised Facility Rulebook |
09/09/2014 |
Certified |
09/23/2014 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Implementation of the EBS LatAm NDF SEF Connectivity Incentive Program & Termination of the African & Middle East NDF Market Maker Program |
10/28/2022 |
Certified |
11/14/2022 |
|
2 |
TDERIV |
Non-substantive Rulebook Amendments |
09/21/2015 |
Notified |
09/21/2015 |
|
2 |
IGDL |
Amended Fee Card |
10/17/2014 |
Certified |
10/31/2014 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
09/21/2015 |
Certified |
10/05/2015 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
IGDL |
Rulebook amendments |
07/27/2017 |
Certified |
08/10/2017 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the LATAM EBS NDF Streaming Incentive Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
RF SEF |
RSEF is proposing to amend its fee schedule in order to extend its Request for Stream Incentive through the first half of 2023 and clarify the separate fees for Request for Quote ("RFQ") and Request for Stream ("RFS"). |
12/12/2022 |
Certified |
12/27/2022 |
|
2 |
TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
12/23/2019 |
Certified |
01/08/2020 |
|
2 |
IGDL |
Rulebook amendments |
09/12/2017 |
Certified |
09/26/2017 |
|
2 |
RF SEF |
Refinitiv US SEF LLC ("RSEF") wishes to amend its Rulebook in order to reflect certain new requirements related to counterparty anonymity under Commission Regulation 37.9(d) |
11/09/2020 |
Certified |
11/24/2020 |
|
2 |
NEXSEF |
AMENDMENT TO NEX SEF LIMITED RULEBOOK RELATING TO SUMMARY FINES, AUDIT TRAIL REQUIRMENTS AND ERROR CORRECTION PROCESSES; ISSUANCE OF NEX SEF LIMITED MARKET REGULATION ADVISORY NOTICES MRAN 2021-01 AND 2021-02 |
02/09/2021 |
Certified |
02/24/2021 |
|
2 |
IGDL |
IGDL-2021-R-4 - 40.6(a) Rule Certification (4.1.2021) |
04/01/2021 |
Certified |
04/15/2021 |
|
2 |
BGC |
Implementation document for an incentive program. |
04/10/2015 |
Certified |
04/24/2015 |
|
2 |
NEXSEF |
Modifications to the NEX SEF Fee Schedule for the Renewal of the LATAM EBS NDF Connectivity Incentive Program and Expiration of the EBS on-SEF UK/US Crossover Market Maker Program |
10/17/2023 |
Certified |
10/31/2023 |
|
2 |
RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
05/23/2018 |
Certified |
06/07/2018 |
|
2 |