| TRAD |
Amendment to Tradition SEF's Trad-X Interest Rate Swap (IRS) trading platform supplement Rule S1-302. |
04/17/2015 |
Certified |
05/01/2015 |
|
1 |
| GFISEF |
Modifying the Exchange's Fee Schedule. GFISEF Submission #13-0004 |
11/26/2013 |
Certified |
12/12/2013 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook - effective June 21, 2014 |
06/20/2014 |
Certified |
07/08/2014 |
|
1 |
| CBOESEF |
Update Fee Schedule |
12/15/2022 |
Certified |
12/30/2022 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to more closely align with CFTC Regulations. |
06/07/2022 |
Certified |
06/22/2022 |
|
1 |
| CBOESEF |
Javelin SEF, LLC is amending its 2013 - 2014 Holiday Calendar to indicate that it will be closed on Friday, December 26, 2014. |
12/05/2014 |
Certified |
12/19/2014 |
|
1 |
| CMSEF |
SEF Rulebook Amendment |
04/05/2016 |
Certified |
04/19/2016 |
|
1 |
| CBOESEF |
Cboe SEF, LLC, is amending its rules to clarify certain trading conventions in respect of Contracts listed for trading on Cboe SEF, and to modify the Minimum Tick Size applicable in respect of the USD/RUB Contract. |
11/05/2019 |
Certified |
11/20/2019 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to add a definition, update various CFTC No Action Letters and add a rule for the CFTC Post-Trade Name Give-Up rule. |
10/19/2020 |
Certified |
11/02/2020 |
|
1 |
| CMSEF |
Amendment to SEF Rulebook |
02/24/2016 |
Certified |
03/09/2016 |
|
1 |
| CBOESEF |
Rule amendments made to comply with CFTC Letter No. 15-67 |
07/07/2016 |
Certified |
07/21/2016 |
|
1 |
| GFISEF |
Certification that these rules comply with the Commodity Exchange Act and the Commission's regulations. The document includes a concise analysis of the operation, purpose and effect of each of the amended rules. |
10/19/2020 |
Certified |
11/02/2020 |
|
1 |
| TDERIV |
Rule amendments related to the listing of the Physically Deliverable Bitcoin Swap on the trueDigital Division of trueEX |
07/15/2019 |
Certified |
07/26/2019 |
|
1 |
| TPSEF |
tpSEF is adopting the attached form of Prime Broker Acknowledgment Letter as provided in Exhibit A. |
02/21/2020 |
Certified |
03/06/2020 |
|
1 |
| GFISEF |
Updated rule amendment- submission from 10/19/20 contained a typo. Updating rules for 37.9 (d) PTNGU |
10/20/2020 |
Certified |
11/03/2020 |
|
1 |
| CBOESEF |
The proposed changes seek to modify the Order Review Timeframe for each of the SEF Order Book and the Full Amount Platform from 100 to 70 milliseconds. |
04/16/2021 |
Certified |
04/30/2021 |
|
1 |
| CBOESEF |
Javelin SEF hereby submits it market maker program. |
04/21/2015 |
Certified |
05/05/2015 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of several products MarketAxess SEF Corporation lists for trading. |
09/28/2015 |
Notified |
09/28/2015 |
|
1 |
| CBOESEF |
Cboe SEF is amending Rule 909 to add exceptions to the definition of Confidential Information. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
| TDERIV |
notification of changes in trading hours |
04/07/2016 |
Notified |
04/07/2016 |
|
1 |
| TPSEF |
40.6(d) Weekly Notification of Rule Amendments |
11/20/2020 |
Notified |
11/20/2020 |
|
1 |
| BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act and Section 40.6(a) of the regulations of the CFTC, Bloomberg SEF LLC hereby notifies the CFTC that it has amended its Rulebook. The amended Rulebook will become effective on June 22, 2015. |
06/08/2015 |
Certified |
06/22/2015 |
|
1 |
| CBOESEF |
Change in trading hours |
02/25/2016 |
Certified |
03/10/2016 |
|
1 |
| BSEF |
Notice to Participants |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| IGDL |
40.6(d) Weekly Notification of Rule Amendments |
11/20/2020 |
Notified |
11/20/2020 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. submits these proposed rule amendments to clarify rules 203, 204, and 603, and to remove unutilized subsets of rules 602 and 703. |
11/05/2021 |
Certified |
11/22/2021 |
|
1 |
| CBOESEF |
Extending current market maker program. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
| BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. |
02/02/2015 |
Certified |
02/17/2015 |
|
1 |
| TPSEF |
Amendments to the tpSEF Rulebook as provided in Exhibit A |
01/25/2023 |
Certified |
02/08/2023 |
|
1 |
| ICE SEF |
Amended its SEF Fee Schedule ICE SEF Submission #14-03 |
02/21/2014 |
Withdrawn |
02/27/2014 |
|
1 |
| TPSEF |
Regulation 40.6(a) certification of certain amendments to tpSEF's Rulebook. |
02/03/2015 |
Certified |
02/18/2015 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(a) of the CFTC regulations, tpSEF is submitting the attached Rulebook amendment. |
09/29/2015 |
Certified |
10/14/2015 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of the regulations of the Commodity Futures Trading Commission, tpSEF Inc. ("tpSEF") wishes to amend its rulebook as provided in Exhibit A. |
11/04/2014 |
Certified |
11/19/2014 |
|
1 |
| BSEF |
On June 8, 2015, Bloomberg SEF LLC ("BSEF") submitted to the CFTC a certification regarding amendments to the BSEF Rulebook. BSEF hereby notifies the CFTC that it wishes to amend that certification to update the effective date of the BSEF Rulebook. |
06/09/2015 |
Certified |
06/23/2015 |
|
1 |
| TPSEF |
Pursuant to CEA Section 5c(c) and CFTC Regulation 40.6(a), tpSEF Inc., a registered swap execution facility, hereby notifies the Commission that it wishes to amend its Rulebook as described in the attached submission. |
10/03/2016 |
Certified |
10/18/2016 |
|
1 |
| NEXSEF |
MRAN update for additional currency pairs |
10/21/2020 |
Certified |
11/04/2020 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Amended Rulebook (BSEF-2021-10) |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
| LATAM |
40.6(a) certification of LatAm SEF Rulebook, version 1.12 |
11/16/2022 |
Certified |
12/01/2022 |
|
1 |
| TPSEF |
Pursuant to Section 5c(c) of the CEA and Section 40.6(a) of the CFTC's Regulations, tpSEF is hereby submitting to the CFTC an amendment to its Rulebook. The amended Rulebook will become effective on January 27, 2016. |
01/12/2016 |
Certified |
01/27/2016 |
|
1 |
| TDERIV |
Self-certification of fees to be charged to Participants on the SEF Trading System. |
04/19/2018 |
Certified |
05/03/2018 |
|
1 |
| NEXSEF |
Amendments to Rules 802(2) ("Basis Swaps"), 802(3) ("Forward Rate Agreements (FRA)"), and 802(4) ("Non Deliverable Swaps") in Connection with the CFTC Market Risk Advisory Committee Best Practice Advisory re Transition from LIBOR TO SOFR |
11/08/2021 |
Certified |
11/23/2021 |
|
1 |
| CBOESEF |
Javelin Rule Amendments to Rules 302, ..., 323, 407, 408, 504, ..., 523, ..., 901 JAVSEF #14-01 |
01/30/2014 |
Certified |
02/14/2014 |
|
1 |
| RADSEF |
TeraExchange, LLC - Rule Amendments - Amended Rulebook TERAEXC #2014-21 |
04/16/2014 |
Certified |
05/01/2014 |
|
1 |
| TRAD |
Notification of Amendments to Tradition SEF, Onc. Rulebook. TRAD #14-18 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| LGX |
40.6(d) non-substantive amendments to DCO Rulebook, DCM Rulebook, SEF Rulebook, Participant Agreement, Privacy Policy, and User Agreement. |
11/16/2022 |
Notified |
11/16/2022 |
|
1 |
| ICE SEF |
ICE Swap Trade, LLC - Rulebook Amendments - Effective July 9, 2014 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| TPSEF |
This submission contains a self-certification by tpSEF Inc. of amendments to its Rulebook as described in Exhibit A. |
09/16/2014 |
Certified |
09/29/2014 |
|
1 |
| CBOESEF |
(1) clarify the types and functionality of Orders that may be entered into Cboe SEF's order books and (2) change how Cboe SEF's trading system treats Orders submitted with decimal Notional Amounts. |
06/24/2022 |
Certified |
07/11/2022 |
|
1 |
| LATAM |
CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook |
01/13/2016 |
Withdrawn |
01/14/2016 |
|
1 |
| TWSEF |
Notice to Participants that the SEF's US Dollar Interest Rate Swaps, Canadian Dollar Interest Rate Swaps and CDX markets will be closed on November 11, 2013. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
