Product Terms and Conditions Rules - Designated Contract Markets

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
OCX Temporary delisting. First Data Corp./Telefonos de Mexico 05/22/2007 Certified 05/22/2007 0
OCX Delisting. Commerce Bancshares, Inc. 11/13/2008 Certified 11/13/2008 1
OCX Delisting Two SSFs, Hercules Incorporated, Circuit City 11/14/2008 Certified 11/14/2008 1
OCX Withdraw one SFP SFP 08/14/2012 Certified 08/14/2012 1
OCX Delisting of 19 SSF products EGF1C, EIX1C, ELD1C, ELNK1C, EMB1C, EMC1C, EMN1C, EMR1C, ENDP1C, ENI1C, ENLC1C, EOC1C, EOG1C, EPAM1C, EPI1C, EQM1C, EQR1C, RPRX1C, RPRX1D, 11/02/2015 Certified 11/02/2015 1
OCX Delist 4 SFPs SFPs 01/24/2014 Certified 01/24/2014 1
OCX Amending Position Limits for Certain Security Futures Products BABA, BMY, CMCSA, ITUB, JPM, LYFT, PBR, PINS, SQ, TWTR, XLI, XLK, XLU 05/08/2019 Certified 05/22/2019 1
OCX Increase speculative position limit to 22,500 from 13,500 100-share contracts during the last five trading days. Positions based on the same underllyling security must be agregated. ETF SFPs 06/03/2008 Certified 06/30/2008 1
OCX Withdraw and delist 4 SFPs SFPs 04/02/2012 Certified 04/02/2012 1
OCX Reduce position limit for Prudential Public Limited Company ADR SFP. Clarify which equity underlies each Loews Corp. SFP. Upadate company names. SFPs 04/18/2008 Certified 04/24/2008 1
OCX Delisting of 2 SSF products RowUnderlying SymbolUnderlying Security NameFutures Symbol1KGCKinross Gold Corp.KGC1C2KGCKinross Gold Corp.KGC1D 07/20/2015 Certified 07/20/2015 1
OCX OneChicago, LLC ("OneChicago") hereby delists its certification filing regarding security ticker "VE" contracts. Veolia Environment:Underlying SymbolUnderlying Security NameFutures SymbolVE Veolia Environment VE1CVE Veolia Environment VE1D 12/23/2014 Certified 12/23/2014 1
OCX Increase speculative position limit, or adopt position accountability rule in place of speculative position limit, for various security futures products. 85 Security Futures Products 10/07/2009 Certified 12/28/2009 2
OCX Withdrawal of one SSF Eagle Rock Energy Partners 05/24/2010 Certified 05/26/2010 1
OCX Delisting only an adjusted class of the contract caused by a corporate event. Temple-Inland Inc. (TIN/TIN2C) 01/15/2008 Certified 01/15/2008 1
OCX Delisting of 1 SSF LKM1D 12/24/2018 Certified 12/24/2018 1
OCX Delisting. Indevus Pharmaceuticals 06/04/2008 Certified 06/04/2008 1
OCX Delisting of 20 SSF products ERY1C, ES1C, ESRX1C, ESV1C, ETN1C, ETR1C, EVEP1C, EW1C, EWA1C, EWG1C, EWI1C, EWJ1C, EWK1C, EWM1C, EWP1C, EWY1C, EWZ1C, EXC1C, EXLP1D, MAC1C, 11/03/2015 Certified 11/03/2015 1
OCX Delisting of 1 SSF VALP1D 02/22/2016 Certified 02/22/2016 1
OCX Delisting of AHGP1D AHGP1D 05/31/2018 Certified 05/31/2018 1
OCX Withdrawal. IEI, IXN, IXP & IYT 06/04/2008 Certified 06/04/2008 1
OCX Amends rule 905 to allow block and EFP trading in four decimal places All SFPs 07/13/2011 Certified 07/13/2011 1
OCX Withdrawal of one SSF Hanmi Financial Corporation 05/26/2010 Certified 05/27/2010 1
OCX Amending the Physical Delivery Settlement Cycle of Monthly OCX.NoDivRisk Products OCX.NoDivRisk Monthly Products 07/21/2015 Certified 08/04/2015 1
OCX Delisting of 60 SSFs AMCN1D, CIE1D, CIG1D, LUX1D, MFIN1D, NMM1D, PDLI1D, PDLI1M-5M, PDLI1T-5T, PDLI1W-5W, PDLI1H-5H, PDLI1F-5F, RAD1D, SDRL1D, SDRL1M-5M, SDRL1T-5T, SDRL1W-5W, SDRL1H-5H, SDRL1F-5F, TOO1D 06/16/2017 Certified 06/16/2017 1
OCX Delist 3 SFPs SFPs 12/26/2013 Certified 12/26/2013 1
SMFE Removal of Crypto.com dba 06/16/2023 Notified 06/16/2023 1
SMFE Position Limits and Position Accountability Levels for Options on Futures, once self-certified for trading on the Exchange. None at this time 11/19/2021 Certified 12/06/2021 1
SMFE Extension of Incentive Program Extension of Incentive Program 08/02/2021 Certified 08/16/2021 3
SMFE Weekly Notification Weekly Notification 08/06/2021 Notified 08/06/2021 1
SMFE Amendments to Exchange Rule 904 Chapters 34, 35 and 36 10/26/2021 Certified 11/09/2021 1
SMFE Amendments to Exchange Rules 30003.E., 31003.E. and 32003.E., all titled "Position Limits, Exemptions, Accountability Levels and Reportable Levels" for certain Exchange Contracts. Small Stocks 75 Index Futures Contracts, Small Precious Metals Index Futures Contracts and Small Dollar Index Futures Contracts 06/25/2020 Certified 07/10/2020 2
SMFE The purpose of the Rule Change is to set forth the time and date by which the buyer of an Option may exercise the Option by giving notice of the exercise by 5:00:00PM CT to the Options Clearing Corporation, prior to the day of the Option's Expiration. Small Precious Metals Index Options on Futures Contracts 02/14/2022 Certified 03/01/2022 1
SMFE 40.6(d) Rule Book 07/02/2021 Notified 07/02/2021 1
SMFE Amendment to Exchange Rules 30003.D., 31003.D. and 32003.D. Small Stocks 75 Index Futures Contracts, Small Precious Metals Index Futures Contracts and Small Dollar Index Futures Contracts. 06/29/2020 Certified 07/14/2020 4
SMFE Amendments to the Methodology for the Small Exchange US Dollar Index Small US Dollar Index Futures Contract 06/03/2022 Certified 06/17/2022 4
TRENDEX Modifies reportable position levels from 25 contracts to 100 contracts Opening Weekend Motion Picture Revenues 05/26/2010 Approved 06/28/2010 1
TRENDEX Adds rule 908 for an additional reporting requirement for individuals with 1,000 or more contracts and with knowledge of marketing budgets, number of screens and release dates. Processed with new contract approval filing. Motion Picture Revenue futures and binary options 06/03/2010 Approved 06/28/2010 1
TRUEEX Establishment of Position Accountability Levels for Interest Rate Swaps Interest Rate Swaps 08/09/2013 Certified 08/24/2013 1
TRUEEX addition of 9 and 12 year tenor to MAC swaps Interest Rate Swaps - Market Agreed Coupon (MAC) 08/22/2016 Certified 09/06/2016 1
TRUEEX Notice to delist Interest Rate Swap Contracts from the trueEX DCM Fixed Floating Interest Rate Swap Contracts, Market Agreed Coupon ("MAC") Interest Rate Swap ContactsDelisting effective at close of business effective Friday July 19, 2019. 07/18/2019 Certified 07/18/2019 1
TRUEEX Establishes position accountability Swaps 08/09/2013 Certified 07/29/2014 1
TRUEEX Amended product terms and conditions for Overnight Index Swaps for the fixed and floating day count conventions eligible for trading. Overnight Index Swaps 09/21/2016 Certified 10/05/2016 1
TRUEEX clarifying amendments to Rule 1002 - MAC Interest Rate Swaps MAC Interest Rate Swaps 12/19/2014 Notified 12/19/2014 3
TRUEEX Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 Certain Interest Rate Swaps 10/22/2013 Certified 01/22/2014 3
TRUEEX Clarifies roll/end date convention for IRS contracts Interest Rate Swaps 02/20/2014 Certified 03/07/2014 1
USFE Clarifies settlement criteria, specifies that the last trading day is the day when the event occurs, a declaration of non-occurrence is made or the last day of the trading period, adds to the list of prohibited traders persons with inside info. Merger event contracts 04/18/2007 Certified 05/03/2007 0
USFE Delist for trading. Russell 1000 & 2000 06/22/2007 Certified 06/22/2007 1
USFE Delist for trading its corporate merger binary event futures and options contracts. Silver and Weatherbid Indexes 02/22/2008 Certified 02/22/2008 1
USFE Dellisting Contracts Delivery months 01/12/2009 Certified 01/12/2009 1