| NADEX |
Amends strike width in US Tech 100 Daily, 8.25-Hr Intraday, and 2-Hour Intraday Call Spread contracts. |
US Tech 100 Binary Contracts |
03/06/2020 |
Certified |
03/20/2020 |
|
1 |
| NADEX |
Nadex added additional strike levels on a discretionary basis in its Daily US Tech 100 Binary Contracts on 10/01 and 10/02/14 due to volitility in the underlying markets on those days. |
US Tech 100 Binary Contracts |
10/06/2014 |
Notified |
10/06/2014 |
|
1 |
| NADEX |
EMERGENCY ACTION: Nadex halted trading in its US 500 and US Tech 100 contracts for trade date November 9, 2016 due to the lock limit down in the underlying markets upon which these contracts are based. |
US Tech 100 Daily Variable Payout; US Tech 100 Daily Binary; US Tech 100 Weekly Binary; US 500 Daily Variable Payout; US 500 Daily Binary; US 500 Weekly Binary |
11/09/2016 |
Certified |
11/25/2016 |
|
2 |
| NADEX |
Amends strike widtch for US Tech 100 VPH contracts |
US Tech 100 VPH contract |
06/17/2010 |
Certified |
06/17/2010 |
|
1 |
| NADEX |
Corrects an error in the close time for 4:00PM US Tech 100, US 500 and Wall Street 30 Intraday Binary contracts. Adjusts strike levels for Weekly US Tech 100 and US 500 Binary contracts. |
US Tech 100, US 500 and Wall Street 30 Binaries. |
02/24/2011 |
Certified |
02/24/2011 |
|
1 |
| NADEX |
Nadex added additional strike levels on a discretionary basis in its Daily US Tech 100, US 500, US SmallCap 2000, and Wall St 30 Binary Contracts on 10/9/14 due to volatility in the underlying markets on that day. This submission also affects Nadex DCO. |
US Tech 100, US 500, US SmallCap 2000, Wall Street 30 Daily Binary Contracts |
10/10/2014 |
Notified |
10/10/2014 |
|
1 |
| NADEX |
Nadex adds discretionary strikes in its Germany 30, US Indices, Gold, Silver, and Bitcoin contracts during the week of January 11, 2016. |
US Tech 100, US 500, US SmallCap 2000, Wall Street 30, Germany 30, Gold, Silver, Bitcoin Binary contracts |
01/15/2016 |
Notified |
01/15/2016 |
|
1 |
| NADEX |
Nadex Adds Discretionary Strikes, Halts Certain Intraday 5-Minute Binary Contracts, Corrects a Typo in the Rules, and Resumes Listing AUD/JPY |
US Tech 100, US SmallCap 2000, Currency Exchange Daily USD/CHF Binary Contracts, Currency Exchange AUD/JPY Binary Contracts; Currency Exchange Intraday 5-Minute EUR/USD, GBP/USD, USD/JPY, and AUD/USD Binary contracts |
01/02/2015 |
Notified |
01/02/2015 |
|
1 |
| NADEX |
EMERGENCY SUBMISSION NOTIFICATION: Nadex halted trading in its US Indices Binary and Variable Payout contracts on the morning of August 24, 2015 due to the lock limit down in the corresponding underlying markets upon which the Nadex contracts are based. |
US Tech 100, US SmallCap 2000, US 500, and Wall Street 30 Binary and Variable Payout contracts |
08/24/2015 |
Certified |
09/08/2015 |
|
2 |
| NADEX |
Nadex listed additional strikes on a discretionary basis in its US Indices, Gold, and Bitcoin contracts for the week of 1/4/16. Certain Intraday FTSE 100 contracts were not listed on 1/4/16, and Bitcoin contracts will temporarily not list beginning 1/11 |
US Tech 100, US SmallCap 2000, US 500, Wall Street 30, Gold, Bitcoin, FTSE 100 Binary contracts, FTSE 100 Variable Payout contracts |
01/08/2016 |
Notified |
01/08/2016 |
|
1 |
| CME |
Expands listing cycle. |
US Weekly Weather |
09/29/2009 |
Certified |
09/29/2009 |
|
1 |
| CME |
Notification Regarding the Reduction of USD Denominated Ibovespa Futures Minimum Price Fluctuation and Basis Trade at Index Close ("BTIC") Eligibility |
USD Denominated Ibovespa Futures |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| CME |
Amendments to Position Limits for the USD Denominated Ibovespa Index Futures Contract |
USD Denominated Ibovespa Index Futures |
04/15/2015 |
Certified |
04/29/2015 |
|
2 |
| CBOT |
Elaborate and strengthen contract terms regarding physical delivery procedures |
USD Interest Rate Swap futures |
05/03/2013 |
Certified |
05/17/2013 |
|
1 |
| CME |
Change in closing time and time period of settlement price calcuation |
USD-Denominated Ibovespa futures |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
| LEDGERX |
Rulebook updates |
USD/BTC Options, Day-Ahead USD/BTC Swaps, USD/BTC Weekly Options, Day-Ahead USD/BTC Options, BTC Block Height Options, Day-Ahead USD/BTC Futures, Weekly USD/BTC Futures, Monthly USD/BTC Futures, USD/ETH Deci Futures |
04/08/2022 |
Certified |
04/08/2022 |
|
2 |
| NADEX |
Change the underlying exchange rate to Canandian dollars per U.S. dollar, reduce the minimum tick to $0.25 from $0.50, provide for intraday contracts, and establish payout criteria |
USD/CAD Binary |
08/07/2008 |
Certified |
08/12/2008 |
|
1 |
| CME |
Increase speculative position limit for USD/Offshore Chinese Renminbi futures |
USD/CNH futures |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| LEDGERX |
This is a duplicate filing to what was already filed on Friday, February 19, 2021. We are submitting this exact copy again to the Commission in support of LedgerX product terms and conditions so that it is routed correctly. |
USD/ETH Deci Futures, USD/ETH Deci Options, and all other LedgerX products referencing digital currency. |
02/23/2021 |
Certified |
03/09/2021 |
|
1 |
| NADEX |
EMERGENCY ACTION NOTICE: An additional Touch Bracket contract was listed in the USD/JPY market on trade date 1/4/19. Ledger adjustments were made to return the parties to their original positions. |
USD/JPY Touch Bracket |
01/04/2019 |
Certified |
04/19/2019 |
|
2 |
| NADEX |
Nadex adds discretionary strike levels in its Weekly, Daily, and 2-Hour Intraday Currency, Silver, China 50 and Gold Binary contracts; strike level width adjusted for 5-Minute Intraday Currency Binary contracts for the week of July 11. |
USD/JPY, AUD/JPY, AUD/USD, GBP/USD, EUR/JPY, GBP/JPY, China 50, Gold and Silver Binary contracts |
07/15/2016 |
Notified |
07/15/2016 |
|
1 |
| CME |
Eliminate the requrement that buyers of Turkish lira via the US Dollar/Turkish Lira futures contract present an order to pay. Maintain the requirement to use orders to pay for the EUR/TRY buy side, and sell side for both the USD/TRY and EUR/TRY contracts |
USD/Turkish Lira futrues |
08/11/2010 |
Certified |
08/11/2010 |
|
1 |
| ICE US |
Change to time open long and short positions are matched in expiring US Dollar Index and all physically delivered currency contracts |
USDX and Physically Delivered FX Contracts |
03/05/2018 |
Certified |
03/19/2018 |
|
1 |
| ICE US |
Amendments that on the Last Trading Day of an expiring USDX Option, no Option that is not at least 1 tick in-the-money may be exercised, and all Options that are at least one tick in-the-money shall be automatically exercised. |
USDX Options Contract |
05/21/2010 |
Certified |
05/21/2010 |
|
1 |
| OCX |
Delisting of 1 SSF |
USG1D |
08/17/2018 |
Certified |
08/17/2018 |
|
1 |
| OCX |
Delisting of VAL single stock futures |
VAL1DVAL1M VAL1T VAL1W VAL1H VAL1FVAL2M VAL2T VAL2W VAL2H VAL2FVAL3M VAL3T VAL3W VAL3H VAL3FVAL4M VAL4T VAL4W VAL4H VAL4FVAL5M VAL5T VAL5W VAL5H VAL5F |
08/20/2020 |
Certified |
08/20/2020 |
|
1 |
| OCX |
Delisting of 1 SSF |
VALP1D |
02/22/2016 |
Certified |
02/22/2016 |
|
1 |
| KCBT |
Delisting of Value Line futures and options and removal of chapters from the rulebook |
Value Line |
09/28/2010 |
Certified |
09/28/2010 |
|
1 |
| KCBT |
Removes reference to Value Line future and options, which were delisted in 2010 |
Value Line delisted products |
05/30/2012 |
Certified |
06/13/2012 |
|
1 |
| NADEX |
Amend quoting convention for caps and floors, payout criteria, and the minimum tick. |
Variable Payout Hedgelets |
05/14/2009 |
Certified |
06/09/2009 |
|
1 |
| NADEX |
Amend definition of Variable Payout Hedgelet to introduce the name "Bungee." Amend caps and floors, minimum ticks, and reporting levels of various VPHs. Increase tolerance for using input prices in calculating the final settlement value. |
Variable Payout Hedgelets |
12/31/2008 |
Certified |
03/11/2009 |
|
1 |
| CFE |
Applies circuit breaker trading halts. |
Variance Indexes |
03/14/2007 |
Certified |
03/16/2007 |
|
1 |
| KEX |
Amendment to submission 2111-1506-5027-35 |
VARIANT |
12/13/2021 |
Withdrawn |
12/16/2021 |
|
2 |
| NADEX |
Amendments to contract listing hours for 2013 Thanksgiving holiday |
Various |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| CBOT |
Weekly Notification of Product Terms and Conditions Amendments - Week of October 6, 2014 |
Various |
10/17/2014 |
Notified |
10/17/2014 |
|
1 |
| CME |
Amendments to Six (6) Interest Rate Futures and Option Contracts and CME Rule 813 |
Various |
10/23/2014 |
Certified |
11/06/2014 |
|
1 |
| NADEX |
Amend trading hours for July 4 holiday |
Various |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
| CBOT |
Weekly Notification of Product Terms and Conditions Amendments - Week of October 20, 2014 |
Various |
10/30/2014 |
Notified |
10/30/2014 |
|
1 |
| NADEX |
Adds discretionary strikes to various binary contracts for September 7, 2011 and September 9, 2011 |
Various binaries |
09/09/2011 |
Certified |
09/09/2011 |
|
1 |
| NADEX |
Notification of additional discretionary strike prices |
Various Binary contracts |
06/21/2013 |
Certified |
06/21/2013 |
|
1 |
| NADEX |
Deletes duplicate Gold Intraday Binary contract, amends strike width for Gold, Natural Gas, Copper, and US Tech 100 Binaries, and amends rounding values for Gold, Copper, US Tech 100 Natural Gas, Soybean, Corn and Wholesale Gas Binaries. |
Various Binary Contracts |
03/15/2010 |
Certified |
03/15/2010 |
|
1 |
| NADEX |
Notification of additional strike prices |
Various binary contracts |
03/01/2013 |
Certified |
03/01/2013 |
|
1 |
| NADEX |
Notification of additional strike prices |
Various binary contracts |
08/03/2012 |
Certified |
08/03/2012 |
|
1 |
| NADEX |
Notification of additional strike prices for various binary contracts |
Various binary contracts |
06/22/2012 |
Certified |
06/22/2012 |
|
1 |
| NADEX |
Notification of additional discretionary strike prices |
Various binary contracts |
03/09/2012 |
Certified |
03/09/2012 |
|
1 |
| NADEX |
Notification of additional strike prices |
Various Binary Contracts |
06/29/2012 |
Certified |
06/29/2012 |
|
1 |
| NADEX |
Notification of new discretionary strike prices for binary contracts |
Various binary contracts |
11/14/2011 |
Certified |
11/14/2011 |
|
1 |
| NADEX |
Notification of additional strike prices |
Various binary contracts |
07/09/2012 |
Certified |
07/09/2012 |
|
1 |
| NADEX |
Additional strike prices to various binary contracts |
Various binary contracts |
12/23/2011 |
Certified |
12/23/2011 |
|
1 |
| NADEX |
Amends strike price interval for Silver binary contract. Notification of descretionary new strike prices. |
Various binary contracts |
01/06/2012 |
Certified |
01/06/2012 |
|
1 |
