Foreign Boards of Trade (FBOT) : 23709

Organization: ICE Futures Europe

Status: Order of Registration Issued

Date: 2016-10-31 00:00:00

Remarks: Order of Registration issued.

Associated Documents
Exhibit A-1(1)--The Companies Act 2006
Exhibit A-1(2)--Articles of Association
Exhibit A-1(3)--Organisation Chart
Exhibit A-1(5)--The Recognised Auction Platforms Regulations 2011
Exhibit A-1(7)--Jurisdictions
Exhibit A-4--Contract Specifications
Exhibit A-5(1)--Financial Services and Markets Act 2000
Exhibit A-5(2)--Recognition Requirements for Investment Exchanges and Clearinghouses
Exhibit A-5(3)--REC--Recognised Investment Exchanges
Exhibit A-6--IFE Regulations
Exhibit B-1--Member List
Exhibit C-1(1)--FSA Approach to Significant Influence Functions
Exhibit C-4(3)--Disclosure, Corporate Communications, and Social Media Policy
Exhibit D-1(10)(ii)--Trade Cancellation and Adjustment Policy
Exhibit D-1(7)(i)--Trading Hours
Exhibit D-1(7)(ii)--Calendar
Exhibit D-2(10)(i)--EFP EFS Policy
Exhibit D-2(10)(ii)--Block Trades
Exhibit E-1--Products
Exhibit E-4--Linked Contracts
Exhibit E-5--List of contracts that have a relationship with a contract listed for trading on a registered entity
Exhibit E-6(1)--2009 Amendment to No-Action Letter
Exhibit A--GENERAL INFORMATION AND DOCUMENTATION
Exhibit B--MEMBERSHIP CRITERIA
Exhibit C--BOARD AND/OR COMMITTEE MEMBERSHIP
Exhibit D--THE AUTOMATED TRADING SYSTEM
Exhibit E--THE TERMS AND CONDITIONS OF CONTRACTS PROPOSED TO BE MADE AVAILABLE IN THE UNITED STATES
Exhibit F--THE REGULATORY REGIME GOVERNING THE FOREIGN BOARD OF TRADE IN ITS HOME COUNTRY
Exhibit G--THE RULES OF THE FOREIGN BOARD OF TRADE AND ENFORCEMENT THEREOF
Exhibit H--INFORMATION SHARING AGREEMENTS AMONG THE COMMISSION, THE FOREIGN BOARD OF TRADE, THE CLEARING ORGANIZATION, AND RELEVANT REGULATORY AUTHORITIES
Exhibit I--ADDITIONAL INFORMATION AND DOCUMENTATION
Exhibit F(1)--The FCA Board
Exhibit F(10)--EU Market Abuse Directive
Exhibit F(12)--Operating Agreements on Market Misconduct
Exhibit F(2)--Corporate governance of the FCA
Exhibit F(3)--FCA Organisation Chart
Exhibit F(4)--FCA regulated fees and levies
Exhibit F(5)--FSA Annual Report 2012/13
Exhibit F(6)--FCA Business Plan 2013/14
Exhibit F(7)--COMMISSION REGULATION (EU) No 1031/2010
Exhibit F(8)--CASS-Client Assets
Exhibit F(9)--IOSCO Objectives and Principles of Securities Regulation Assessment
Exhibit G-2(1)--MAR-Market Conduct
Exhibit H-1(1)--MOU Concerning Consultation, Cooperation, and the Exchange of Information Related to Market Oversight
Exhibit H-1(2)--MOU Concerning Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Clearing Organizations
Exhibit H-1(3)--Arrangement of Warehouse Information
Exhibit H-2--Boca Declaration Signatories
Form FBOT and Supplement S-1
Confidential treatment request
ICE Futures Europe FBOT Order