Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Pursuant to the CFTC Regulation 40.6(a), LCH Limited ("LCH"), a derivatives clearing organization registered with the CFTC, is submitting for self-certification changes to the ForexClear fees that will be published on the LCH website. 12/14/2023 Certified 12/29/2023 1
LCHLTD LCH proposes adding a provision limiting use of Information received by Potential Transferees in default scenarios for the purpose of assessing the transfer of one or more of the Defaulter's FCM Contract(s) / collateral, to be used for this purpose only. 12/14/2023 Certified 12/29/2023 1
ICECC ICE Clear Credit hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 12/26/2023 Notified 12/26/2023 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. 12/22/2023 Notified 12/22/2023 2
EUREX Weekly Notification of Rule Amendments - Week of December 18, 2023 12/22/2023 Notified 12/22/2023 1
CME Modifications to the Post-Trade Fee Schedule for FEX Large-scale Generation Certificates (LGC) Monthly Futures 12/08/2023 Certified 12/22/2023 2
ICLREU2 ICE Clear Europe is retiring its Risk Identification Framework, which the Clearing House believes is outdated and has been superseded by other of the Clearing House's rules, policies, procedures and risk management practices. 12/06/2023 Certified 12/20/2023 2
CME Notification of Rule Amendments - Week of December 11, 2023 12/18/2023 Notified 12/18/2023 1
OCC Rule Certification Concerning Updates to OCCs Collateral Risk Management Policy and Margin Policy 12/04/2023 Certified 12/18/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 084-23 related to Market Disruption at Eurex Exchange 12/05/2023 Certified 12/18/2023 2
LCHLTD Changes to LCH Limiteds London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate. 12/15/2023 Notified 12/15/2023 1
EUREX Weekly Notification of Rule Amendments - Week of December 11, 2023 12/15/2023 Notified 12/15/2023 1
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and the Risk Working Group. 12/15/2023 Notified 12/15/2023 2
CME Weekly Notification of Rule Amendments - Week of December 4, 2023 12/12/2023 Notified 12/12/2023 1
ICE NGX Non-substantive changes to the ICE NGX Contracting Party Agreement 12/11/2023 Notified 12/11/2023 1
EUREX Weekly Notification of Rule Amendments - Week of December 4, 2023 12/08/2023 Notified 12/08/2023 1
ICLREU2 ICE Clear Europe is amending its rate of return paid on EUR and GBP cash margin and Guaranty Fund deposits and on non-cash collateral applicable to all Clearing Members for house and customer accounts. 11/24/2023 Certified 12/07/2023 2
LCHLTD LCH has amended Procedure 1 (Clearing Member, Non-Member Market Participant and Dealer Status) to correct a previously incorrect references to clearing member's status in the different categories for net capital requirements. 12/06/2023 Notified 12/06/2023 1
CME Weekly Notification of Rule Amendments - Week of November 27, 2023 12/05/2023 Notified 12/05/2023 1
ICLREU2 ICE Clear Europe is adopting an updated Futures and Options Risk Policy, which will replace the current F&O Guaranty Fund and F&O stress testing policies, and improve clarity and consistency of descriptions of relevant risk policies. 11/16/2023 Certified 12/01/2023 2
ROTHDCO Revisions to LedgerX DCO Rulebook 11/15/2023 Certified 11/30/2023 3
CME Weekly Notification of Rule Amendments - Week of November 20, 2023 11/27/2023 Notified 11/27/2023 1
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2024. 11/09/2023 Certified 11/27/2023 1
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign Single Name CDS contracts. 11/07/2023 Certified 11/22/2023 2
CME Weekly Notification of Rule Amendments - Week of November 13, 2023 11/21/2023 Notified 11/21/2023 1
ICLREU2 ICE Clear Europe is amending its clearing fees for ICE Futures Europe UK Electricity Futures Contracts. 11/07/2023 Certified 11/21/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-23 related to the migration of physical delivery transactions settling at Euroclear UK & International and decommissioning of the Securities CCP service 11/06/2023 Certified 11/21/2023 2
ICECC ICE Clear Credit LLC submits notice of its intent to migrate its data center. 09/27/2023 Certified 11/20/2023 2
LCHLTD LCH is submitting for self-certification fee changes in the SwapClear service. 11/02/2023 Certified 11/17/2023 1
OCC Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. 11/01/2023 Certified 11/16/2023 4
CCUS Rule certification of the CCD Risk Management Procedures, 11/01/2023 Certified 11/16/2023 2
CCUS Implementation of clearing fees for margined futures products. 11/01/2023 Certified 11/16/2023 1
CCUS Filing to submit the Cboe Global Markets ("CGM") Enterprise Risk Management ("ERM") Policy, which governs ERM for CCD. 10/31/2023 Certified 11/15/2023 2
CCUS Filing to submit certain CCD policies in connection with the expansion of its product offerings to include clearing digital asset futures on a margined basis. 10/31/2023 Certified 11/15/2023 2
ICE NGX To reflect recent changes in the indices made available to third-parties in respect of the Station #2 Delivery Point 10/31/2023 Certified 11/15/2023 1
CME Weekly Notification of Rule Amendments - Week of November 6, 2023 11/14/2023 Notified 11/14/2023 1
EUREX Weekly Notification of Rule Amendments - Week of November 6, 2023 11/10/2023 Notified 11/10/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 070-23 related to the introduction of EurexOTC Clear Release 16.0 and the automated trade offset functionality to all EurexOTC Clear clients 10/27/2023 Certified 11/09/2023 2
LCHLTD Weekly Notification of addition of an indirect trading venue to SwapClear 11/07/2023 Notified 11/07/2023 1
LCHLTD LCH is submitting for self-certification changes to its rules regarding the extension of open access to Approved Compression Service\r\nProviders. 10/24/2023 Certified 11/07/2023 1
CME Weekly Notification of Rule Amendments - Week of October 30, 2023 11/06/2023 Notified 11/06/2023 1
EUREX Weekly Notification of Rule Amendments - Week of October 30, 2023 11/03/2023 Notified 11/03/2023 1
CME Weekly Notification of Rule Amendments - Week of October 23, 2023 11/01/2023 Notified 11/01/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 066-23 related to the launch of DAX Index End-of-Day Options Contracts on Eurex Deutschland 10/17/2023 Certified 10/30/2023 2
EUREX Weekly Notification of Rule Amendments - Week of October 23, 2023 10/27/2023 Notified 10/27/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 065-23 related to changes to the benchmark for interest rate calculation on cash margin in EUR and CHF and amendments to and activation of the securities collateral concentration add-on fee 10/13/2023 Certified 10/26/2023 2
ICE NGX Submission in implement changes to ICE NGX RMF to enhance descriptions relating to financial resources evaluation procedures, accrual variation margin methodology, management of risks relating to accepting LoC as collateral 10/06/2023 Certified 10/23/2023 2
LCHLTD LCH Limited self-certification: Clearing of Polish Zloty overnight interest rate swaps that reference the PLN-WIRON-OIS Compound floating rate option 10/06/2023 Certified 10/23/2023 1
CME Weekly Notification of Rule Amendments - Week of October 16, 2023 10/23/2023 Notified 10/23/2023 1
NADEX Notice that Nadex is revising Exchange Rules 12.24, 12.25, 12.87, 12.88, 12.91, 12.92, 12.94, and 12.96 to reflect the use of an additional underlying data provider, Lukka, Inc., for the UpDown Contracts and Event Contracts set forth in the rules ab 10/20/2023 Notified 10/20/2023 2