| CME |
Modifications to Interest Rate Swap Products to Implement IBOR Fallbacks |
12/08/2020 |
Approved |
01/25/2021 |
|
1 |
| MGEX |
MGEXPress Electronic Trading System |
11/13/2001 |
Approved |
12/12/2001 |
|
0 |
| CME |
Reorganization Plan |
08/31/2001 |
Approved |
11/16/2001 |
|
0 |
| CCH |
Rule changes with respect to Petition to Modify DCO Order issued April 20, 2010 to remove conditions limiting the DCO to clearing only media-related contracts. |
10/06/2010 |
Approved |
02/11/2013 |
|
6 |
| OCC |
2004-10 Commission Approval Property of Securities Customers in a Futures Account Cross Margining |
11/05/2004 |
Approved |
11/05/2004 |
|
1 |
| OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
02/13/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
5 |
| CME |
Modifications to Euro-Denominated Interest Rate Swap Products to Support Transition to ?STR Price Alignment and Discounting |
05/22/2020 |
Approved |
07/06/2020 |
|
1 |
| CME |
Modifications to USD-Denominated Interest Rate Swap Products to Support Transition to SOFR Price Alignment and Discounting |
08/25/2020 |
Approved |
10/13/2020 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on iShares Silver Trust Shares. |
07/24/2008 |
Approved |
12/03/2008 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Physical Swiss Gold and ETFS Physical Silver Shares |
12/14/2009 |
Approved |
06/14/2010 |
|
2 |
| OCC |
Rule amendment to establish jurisdictional status of Alpha Options |
11/17/2011 |
Approved |
01/30/2012 |
|
4 |
| OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Palladium and ETFS Platinum Shares |
03/01/2010 |
Approved |
05/27/2014 |
|
28 |
| NYPC |
Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals |
03/20/2012 |
Approved |
05/04/2012 |
|
1 |
| OCC |
Rule amendment to obtain legal certainty with respect to cash-settled options on the CBOE Gold ETF Volatility Index |
04/26/2010 |
Approved |
12/23/2010 |
|
6 |
| OCC |
Rule amendment to obtain legal cetainty with respect to options and security futures on iShares COMEX Gold Trust Shares |
07/23/2008 |
Approved |
12/03/2008 |
|
1 |
| CME |
New Chapter 10 and new Rule 1001 regarding swap data repository reporting; New submission amending submission 12-391. |
12/06/2012 |
Approved |
03/06/2013 |
|
2 |
| ICLREU2 |
ICEU 40.5 commingling request for IFAD |
07/03/2020 |
Approved |
08/18/2020 |
|
4 |
| ICECC |
Amendments to conform the ICC membership qualifications to be in compliance with Commission Regulations 39.12(a)(2)(ii) and 39.12(a)(2)(iii). |
03/23/2012 |
Approved |
05/07/2012 |
|
1 |
| CME |
Request for Approval of Amended and Restated Cross-Margining Agreement and Service Level Agreement between Chicago Mercantile Exchange Inc. and Fixed Income Clearing Corporation |
07/17/2023 |
Approved |
09/01/2023 |
|
2 |
| ICECC |
Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). |
09/21/2012 |
Approved |
11/05/2012 |
|
1 |
| CME |
Request for approval to commingle customer positions and related collateral in Interest Rate Futures and Interest Rate Swaps in customer cleared swaps accounts; 12-151 |
05/24/2012 |
Approved |
10/12/2012 |
|
4 |
| ICLR US |
Amendments to the ICE Clear U.S. Risk Management Framework |
09/01/2021 |
Approved |
11/19/2021 |
|
2 |
| CME |
Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps |
10/19/2020 |
Approved |
12/04/2020 |
|
2 |
| CME |
Notification to the Commission Regarding the Migration of Clearing and Settlement Systems to the Google Cloud Platform |
06/14/2023 |
60 Day Review |
06/14/2023 |
|
2 |
| CME |
Modification of Cleared Over-the-Counter ("OTC") Canadian Dollar ("CAD") Denominated Interest Rate Swap Products Referencing the Canadian Dollar Offered Rate ("CDOR") and Limitation of Acceptance for Clearing |
04/23/2024 |
10 Day Review |
04/23/2024 |
|
1 |
| LCHLTD |
LCH Limited is submitting this emergency self-certification to suspend clearing eligibility for Overnight Interest Rate Swaps denominated in Polish Zloty and referencing the PLN-WIRON-OIS Compound floating rate. |
04/24/2024 |
10 Day Review |
04/24/2024 |
|
1 |
| ICECC |
The principal purpose of the purposed rule change is to make changes to the ICC Collateral Risk Managment Framework. |
04/29/2024 |
10 Day Review |
04/29/2024 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending its delivery fee for ICE Futures Europe Carbon Credit Futures Contracts. |
04/30/2024 |
10 Day Review |
04/30/2024 |
|
2 |
