| CME |
Revisions to the Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
| ICE NGX |
Definitions re financially settled Ontario power products and confirming performance of physically settled natural gas futures at assigned delivery locations. |
12/14/2021 |
Certified |
12/29/2021 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Rules required by (i) the need to comply with CFTC Regulation 39.13(g)(8)(ii) and (ii) the proposal to enhance the CDSClear service. |
03/07/2022 |
Certified |
03/21/2022 |
|
1 |
| OCC |
OCC-2006-17, 9.22.06, Options on Commodity Pools |
09/22/2006 |
Certified |
09/22/2006 |
|
1 |
| NADEX |
Discontinue Free Trade Promotion Program |
05/31/2007 |
Certified |
06/01/2007 |
|
1 |
| ICE NGX |
Addition of NGX representation that it will submit large trader reports to the Commission on behalf of its participants |
07/18/2012 |
Certified |
08/02/2012 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the Rule Book changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. |
09/22/2017 |
Certified |
10/06/2017 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 031-19 related to amendin the Price List to offer payment of rebates for certain exchange-traded commodities options |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 114-19 relating to implementing the first elements of the Eurex Pricing Roadmap 2020 |
12/03/2019 |
Certified |
12/17/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 074-20 related to preparation for the upcoming EU CSD Regulation |
09/09/2020 |
Certified |
09/23/2020 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 038-21 regarding service fees for Prefunding Amounts relating to OTC FX Transactions and OTC cross-currency (XCCY) Transactions. |
06/02/2021 |
Certified |
06/16/2021 |
|
2 |
| ICLREU2 |
Amendments to Part CC of ICEU Delivery Procedures to revise certain timing-related delivery specifications applicable to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures ("Midland WTI Contracts"). |
03/07/2022 |
Certified |
03/21/2022 |
|
2 |
| ICE NGX |
Contracting Party Information Updates |
09/21/2022 |
Certified |
10/05/2022 |
|
2 |
| OCC |
OCC-2006-13, 7.19.06, Risk Committee NASDAQ Global Markets |
07/19/2006 |
Certified |
07/19/2006 |
|
0 |
| LCHLTD |
Introduction of GBP FRAs to be offerred for clearing within the SCM and European client clearing models. |
03/16/2012 |
Certified |
03/26/2012 |
|
1 |
| LCHLTD |
Correction to SwapClear opening hours and support for additional financial centres |
08/19/2016 |
Certified |
09/02/2016 |
|
1 |
| LCHLTD |
LCH self certifies changes to its rules on LCH delivery account details and opening hours related to the Listed Interest Rates clearing service |
09/28/2016 |
Certified |
10/12/2016 |
|
1 |
| LCHLTD |
The proposed rules clarify that the FCMs' request for LCH to apply margin attributable to the FCM's customer account to the FCM's buffer account may only be accommodated if it is made in respect to all of the customers' accounts, and not some only. |
11/18/2016 |
Certified |
12/02/2016 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the new fee grid related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. |
09/22/2017 |
Certified |
10/06/2017 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Part EE regarding delivery procedures relating to a new natural gas futures contract. |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
| LCHLTD |
LCH Limited is submitting for self-certification a change to its rules allowing ForexClear to offer clearing of FX Spot and Forwards in their own right, rather than only as hedges of FX Options contracts. |
05/13/2019 |
Certified |
05/24/2019 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification amendments to its rules regarding the contributions ForexClear Clearing Members make to the ForexClear Default Fund, and how the amount of these contributions are allocated between such Clearing Members. |
01/07/2020 |
Certified |
01/21/2020 |
|
1 |
| LCHLTD |
LCH Ltd is submitting for self-certification amendments to its rules in respect of business as usual ("BAU") portfolio transfers within the ForexClear clearing service. |
02/20/2020 |
Certified |
03/04/2020 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Capping the number of ballots in service continuity |
12/30/2020 |
Certified |
01/13/2021 |
|
1 |
| ICE NGX |
Amendments to ICE NGX Risk Management Framework |
04/14/2021 |
Certified |
04/28/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 098-21 relating to the clearing introduction for the risk-free reference rate based OTC XCCY Transactions in the currency pair GBP/USD |
11/04/2021 |
Certified |
11/18/2021 |
|
2 |
| NODALCL |
Various Amendments to Nodal Clear Rules |
06/06/2022 |
Certified |
06/21/2022 |
|
2 |
| ICE NGX |
Clarification around correspondent or intermediary bank fees in relation to wire payments. |
09/22/2022 |
Certified |
10/06/2022 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 017-23 related to the the conversion of remaining cleared legacy USD LIBOR-based IRS and basis swap trades to standard and liquid SOFR OIS trades before the fallback provisions are triggered |
03/22/2023 |
Certified |
04/05/2023 |
|
2 |
| OCC |
OCC 2006-09, 5/24/06, Choice of Law and Forum |
05/24/2006 |
Certified |
05/24/2006 |
|
1 |
| NYMEX |
Deletion of Risk Filter Rule 9.04B |
05/31/2007 |
Certified |
06/01/2007 |
|
1 |
| OCC |
Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement |
04/21/2008 |
Certified |
04/21/2008 |
|
1 |
| LCHLTD |
Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
| LCHLTD |
Changes to client fee schedule to reflect fees for multilateral compression facility for clients |
08/19/2016 |
Certified |
09/02/2016 |
|
1 |
| ICLREU2 |
ICE Clear Europe is proposing to adopt a new Futures & Options Capital-to-Margin And Shortfall Margin Policy. |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
| ICECC |
ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
| CME |
Modifications to CME Clearing's Manual of Operations |
12/14/2021 |
Certified |
12/29/2021 |
|
2 |
| OCC |
OCC 2006-08, 5/24/06, Effect of Stock Splits |
05/24/2006 |
Certified |
05/24/2006 |
|
1 |
| NYMEX |
Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| LCHSA |
CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. |
07/21/2015 |
Certified |
08/03/2015 |
|
2 |
| CME |
Expansion of Performance Bond Collateral Program to Include Mexican Government Debt and Issuance of CME Clearing Advisory Notice |
02/23/2016 |
Certified |
03/08/2016 |
|
2 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. |
12/15/2016 |
Certified |
12/29/2016 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 054-18 related to remove certain references to EMIR Risk Committee matters from the Clearing Conditions to eliminate redundancies |
06/01/2018 |
Certified |
06/15/2018 |
|
2 |
| ICE NGX |
revised 'event of default' language; allow ICE NGX to retain interest under certain circumstances; enhanced powers to require information from clearing members; opportunity to be heard if membership denied/revoked/suspended |
01/07/2020 |
Certified |
01/22/2020 |
|
1 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend its Liquidity Management Procedures and Investment Management Procedures to make certain clarifications and updates |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 053-22 to the Clearing Conditions, Pledge Agreement relating to pledges by an ISA Direct Light License Holder and Price List in relation to C7 SCS; Xemac Decommissioning Project and further measures. |
08/04/2022 |
Certified |
08/18/2022 |
|
19 |
| NYMEX |
New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. |
11/19/2008 |
Approved |
11/19/2008 |
This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. |
1 |
| LCHLLC |
LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. |
08/24/2012 |
Approved |
01/23/2013 |
LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. |
2 |
| OCC |
Rule amendment re jurisdictional status of cash settled options on CBOE SIlver ETF Volatility Index |
09/27/2011 |
Approved |
06/13/2013 |
|
12 |
