Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 To amend the ICE Clear Europe End-of-Day Pricing Discovery Policy to accommodate industry changes regarding the reduction of the frequency for which Single Name CDS contracts roll to the new on-the-run-contract. 12/03/2015 Certified 12/17/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 126-17 related to clarifying amendments to the Price List for OTC IRS and including the maintenance fee charge in the rebate scheme for clearing members' own accounts for OTC IRS 12/06/2017 Certified 12/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 072-18 related to introduction of renewed, stand-alone FCM Regulations, FCM Default Rules, and other amendments in order to implement Eurex Clearing's LSOC compliant offering for client clearing of swaps 08/29/2018 Certified 09/13/2018 7
EUREX Proposed rule amendments in Eurex Clearing Circular 112-19 related to amending the Price List for flex futures, pricing harmonization for OTC IRD Disclosed Clients, and OTC FX and OTC XCCY clarifications 12/02/2019 Certified 12/16/2019 2
OCC Proposed amendments to OCC's auction participation requirements. 04/13/2021 Certified 04/27/2021 1
CME Modifications to the Post-Trade Fee Schedule for FEX Iron Ore Products 09/23/2021 Certified 10/07/2021 2
ICLREU2 ICE Clear Europe Limited is submitting its Outsourcing Policy which would set out in a consolidated document how the Clearing House manages outsourcing arrangements with third party providers and affiliates of the Clearing House 08/01/2022 Certified 08/15/2022 2
CCORP OTC Benchmark Treasury Futures Contracts 10/03/2006 Certified 10/16/2006 1
OCC Rule primarily applicable to securities 02/23/2004 Certified 02/23/2004 1
OCC OCC By-Law amendments to allow the clearing and settling of flexibly structured options traded on CBOE consistently wtih CBOE's rules. 03/19/2009 Certified 03/20/2009 1
CME Amendments re: separate financial safeguards for CDS, certainty of assessment liability; liquidity facility, and close-out netting 07/13/2011 Certified 07/13/2011 1
ICLREU2 Rule amendments to existing delivery procedures to accomodate new energy futures contracts to be listed on ICE Futures Europe and cleared by ICE Clear Europe. 04/12/2013 Certified 04/27/2013 1
NYPC In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. 04/11/2014 Certified 04/26/2014 1
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Derivatives for implementation in 2017. 09/27/2016 Certified 10/11/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 144-16 relating to introducing a Direct Clearing Member license for OTC IRS and removing the Multiple Clearing Relationship product group restrictions 12/14/2016 Certified 12/29/2016 2
LX Amended Operations Manual 09/21/2017 Certified 10/05/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 113-19 relating to further changes to those previously announced and submitted in Eurex Clearing Circular 095-19 12/02/2019 Certified 12/16/2019 2
OCC Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. 07/10/2020 Certified 07/24/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-20 related to amending the Price List for new futures contracts and clarifying that a Default Management Committee can be established for one specific or two or more Liquidation Groups 12/25/2020 Certified 01/11/2021 2
ICECC ICC proposes amendments to its Clearing Rules. 04/13/2021 Certified 04/27/2021 2
ICLREU2 ICE Clear Europe is updating its Model Risk Policy to clarify that the timeframe for re-validation of existing models is at least annually. 01/19/2024 Certified 02/02/2024 2
ICLR US New rules and rule changes implementing the Commission's Section 4(c) order regarding the clearing of agricultural swaps. 01/23/2009 Certified 01/26/2009 1
OCC Clearing of Real Estate Index Futures listed on CBOE Futures Exchange 07/19/2011 Certified 08/03/2011 1
LCHLTD Corrections to the Clearing House procedures allowing delivery of precious metals as margin collateral. 07/24/2012 Certified 08/08/2012 1
EUREX Proposed rule amendments in Eurex Clearing Circular 016-17 related to timing and overnight trading terms for repo transactions and the delivery of margin in execeptional situations 02/09/2017 Certified 02/24/2017 2
CME Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interest Rate Swaps Contract 02/23/2018 Certified 03/09/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 117-20 related to adjusting the rebates for liquidity provisioning in equity options and simplifying the volume rebate structure in equity index options and equity options 12/25/2020 Certified 01/11/2021 2
LX LedgerX Revised Rulebook 02/19/2021 Certified 03/05/2021 1
CME Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") 07/14/2021 Certified 07/28/2021 1
OCC Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement 11/03/2021 Certified 11/18/2021 2
CBT Comprehensive Update of Chapter 2 Membership Requirements 09/28/2006 Certified 09/29/2006 1
OCC Amending OCC's By-Laws to allow the Corporation to approve OCC's form of clearing member application and form of clearing agreement rather than its Board of Directors; SR-OCC-2012-12R 07/16/2012 Certified 07/31/2012 1
ICE NGX Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. 04/12/2013 Certified 04/27/2013 1
OCC This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. 01/28/2014 Certified 02/12/2014 1
NADEX Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. 08/31/2015 Certified 09/15/2015 1
CME Amendments to CME Rule 204A04 ("Daily Settlement Price") of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 04/01/2016 Certified 04/15/2016 1
CME Notification Regarding Changes to the OTC FX Risk Model for OTC FX Options 02/09/2017 Certified 06/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 053-18 related to implementing Eurex Clearing's Pricing Roadmap for certain listed derivatives 05/31/2018 Certified 06/14/2018 2
LCHSA LCH SA is proposing to amend its CDS Clearing Rules in order to address narrowly tailored credit events (NTCE). 01/06/2020 Certified 01/17/2020 1
OCC Certification to correct The Options Clearing Corporation's schedule of fees 11/03/2021 Certified 11/18/2021 2
ICE NGX Implement a requirement that settlement payments owning to ICE NGX be made prior to 12:00 noon MT/2:00 pm ET. 09/20/2022 Certified 10/04/2022 3
ICLR US Rule Amendments 11/15/2022 Certified 11/30/2022 2
OCC Rule Certification to Amend and Enhance OCC's Model Risk Management Policy 06/13/2023 Certified 06/28/2023 2
OCC This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. 12/03/2015 Certified 12/17/2015 1
LCHSA LCH SA is submitting for self-certification the changes related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 2
ICLR US Revisions to the ICUS Risk Management Framework to increase the adjustment period used in theoretical stress scenarios. 12/24/2018 Certified 02/07/2019 2
LCHSA LCH SA is proposing to amend its Reference Guide: CDSClear Margin Framework in order to allow Index BasisPackages margining as single instrument 12/03/2019 Certified 12/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 123-19 related to the tax-related provisions for repo and sec lending transactions, updating the Price List for one listed future, updating the GTC re: KYC documentation, and other 01/06/2020 Certified 01/21/2020 2
CME Extension of the U.S. Dollar ("USD") Interest Rate Swap ("IRS") House Liquidity Program 07/13/2020 Certified 07/27/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 112-20 related to incorporating the core provisions of the new ISDA IBOR Fallbacks Supplement into its rulebooks to keep its fallback logic in line with the developments in the bilateral market 12/28/2020 Certified 01/12/2021 3