Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Non-material, "housekeeping" changes so OCC's By-Laws and Rules better reflect current operational practices; SR-OCC-2013-13. 08/05/2013 Certified 08/20/2013 1
SGX-DC Introduction of a new trade registration system for the OTCF trades 11/02/2015 Certified 11/17/2015 1
EUREX Eurex Clearing Circular 041/16 Amendments. The implementation dates are April 20, 2016, May 2, 2016, May 9, 2016, May 23, 2016. 04/01/2016 Certified 04/15/2016 2
EUREX Proposed rule changes in Eurex Clearing Circular 199-16 relating to a new collateralization type for Specific Lenders and clarification of the publication time period for Clearing Condition amendments 09/23/2016 Certified 10/07/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 112-18 related to clarifying that all variation margin payments associated with futures and options transactions concluded at Eurex Deutschland constitute settlement payments 12/21/2018 Certified 02/08/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 017-20 related to choosing an alternative fee currency for FX Derivatives with quote currency Japanese yen 02/14/2020 Certified 03/02/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 026-23 related to the introduction of an additional functionality, Value Based Average Pricing, applicable for Eurex Deutschland listed transactions 05/01/2023 Certified 05/15/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 070-23 related to the introduction of EurexOTC Clear Release 16.0 and the automated trade offset functionality to all EurexOTC Clear clients 10/27/2023 Certified 11/09/2023 2
ICLREU2 ICE Clear Europe is amending its delivery fee for ICE Futures Europe Carbon Credit Futures Contracts. 04/30/2024 Certified 05/14/2024 2
NYMEX 10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport 02/22/2007 Certified 03/12/2007 1
OCC Rule primarily applicable to securities 12/17/2004 Certified 12/17/2004 1
OCC Structural changes to OCC's Membership/Risk Committee regardign Public Directors and the process for designating Membership/Risk Committee members; SR-OCC-2013-12. 08/02/2013 Certified 08/17/2013 1
ICECC ICC proposes amending its rules to provide for the clearance of iTraxx Asia/Pacific CDS contracts and Standard Asia/Pacific Sovereign CDS contracts. 02/19/2016 Certified 03/04/2016 3
LCHLTD LCH Limited self certifies rule changes concerning new legislation in the context of the withdrawal of the United Kingdom ("UK") from the European Union ("EU") 03/19/2019 Certified 04/01/2019 1
ICLR US Rule changes to effect amended Guaranty Fund allocation methodology. 08/28/2019 Certified 09/12/2019 2
MGEX Submitting Risk Management Manual following revisions. 11/04/2019 Certified 11/19/2019 2
NYMEX Forms of Margin 05/23/2001 Certified 05/23/2001 0
OCC Rule primarily applicable to securities 12/13/2004 Certified 12/13/2004 1
CME Amendments to CME Rule 743.B (Delivery Obligation Failure) 11/16/2016 Certified 12/01/2016 1
ICLREU2 The purpose of the amendments is to modify the ICE Clear Europe Finance Procedures to add Australian dollars ("AUD") as a currency eligible for variation margin and settlement payments for financials and softs contracts in the F&O product category which s 06/16/2017 Certified 06/30/2017 2
OCC Proposed rule change related to enhancements to the Vanilla Option Model and Smoothing Algorithm used in OCC's margin methodology. 08/28/2019 Certified 09/12/2019 2
SGX-DC The Amendment is to remove the Eurodollar Futures from the list of contracts under Appendix 2 of SGX-DC Clearing Rules, associated with the removal of contracts from the Mutual Offset System link with Chicago Mercantile Exchange. 11/29/2019 Certified 12/12/2019 1
LX LedgerX Revised Participant Agreement 05/28/2021 Certified 06/14/2021 4
ICECC ICC proposes changes to the Governance Playbook, Risk Management Framework, and Treasury Operations Policies and Procedures. 07/14/2021 Certified 07/28/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 043-22 to the Clearing Conditions, DM Auction Rules, and Price List to reflect the Management Board of Eurex Clearing's decision to terminate certain OTC Currency Clearing Services 06/03/2022 Certified 06/17/2022 4
OCC Rule primarily applicable to securities 11/19/2004 Certified 11/19/2004 1
NYMEX Clearing contracts executed on DME 05/30/2007 Certified 06/01/2007 1
LCHLLC Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
LCHSA The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. 11/03/2015 Certified 11/18/2015 1
MGEX Rule amendments are part of an overall reorganization that includes changes for greater clarity and efficiency. 12/21/2018 Certified 02/08/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 028-19 related to amending the Price List to include 44 physically delivered single stock futures contracts newly introduced at Eurex Deutschland. 03/19/2019 Certified 04/02/2019 2
ICECC ICE Clear Credit proposes updates to its Risk Management Framework, Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, and Risk Parameter Setting and Review Policy. 07/10/2020 Certified 07/24/2020 2
OCC Rule Certification Concerning Updates to OCC Rules, By-Laws, and Clearing Member Documents in Connection with a Shortened Settlement Cycle 01/18/2024 Certified 02/01/2024 2
OCC Rule primarily applicable to securities 06/25/2004 Certified 06/25/2004 1
OCC Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. 05/28/2008 Certified 06/04/2008 1
LCHLLC Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral 11/10/2010 Certified 11/10/2010 1
CME Addition of CDX North American Investment Grade Index Series 16 03/21/2011 Certified 03/21/2011 1
LCHLTD Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
EUREX Amendments to the Eurex Clearing DCO Compliance Manual 12/14/2016 Certified 12/29/2016 3
LCHLTD Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies 05/16/2017 Certified 05/30/2017 1
LX Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. 12/06/2017 Certified 12/20/2017 2
ICE NGX Addition of eight physically-settled natural gas futures contracts 09/08/2020 Certified 09/22/2020 1
ICLREU2 ICE Clear Europe is amending Part A of its Delivery Procedures in connection with the contemplated transition of the trading of Deliverable EU Emissions Contracts from ICE Futures Europe to ICE Endex Markets B.V. 04/13/2021 Certified 04/27/2021 2
NODALCL The Fee Schedule is being revised to provide the fees for new environmental contracts to be launched by Nodal Exchange. 06/03/2022 Certified 06/17/2022 2
OCC Rule primarily applicable to securities 03/11/2004 Certified 03/11/2004 1
LCHLLC Amendment to Rule 421 to correct a typographical error 01/22/2009 Certified 01/26/2009 1
CME Changes to Interest Rate Swap rule relating to calculation of assessment authority and changes to operational procedures and margin methodology 07/13/2011 Certified 07/13/2011 1
OCC Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. 11/05/2013 Certified 11/21/2013 1
ICE NGX Corrections to Sections 4.7 and 8.4(g) of the Contracting Party Agreement. # 2014-02. 04/10/2014 Certified 04/25/2014 1
LCHLLC Minimum Non-Tolerance Contribution has been reduced from $15mm to $10mm, minimum threshold for the Tolerance Contribution Amount has been reduced from $10mm to $5mm. 04/16/2015 Certified 04/30/2015 1