Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements. 10/30/2014 Certified 11/14/2014 2
CME Amendments to CME Rules 204A03, 204A04, and the Settlement Procedures Document of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 06/30/2016 Certified 07/15/2016 1
LCHLTD Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. 08/15/2016 Certified 08/29/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 043-17 relating to fees for securities delievered as contributions to the default fund and the settlement day for payments via Swiss Interbank Clearing 05/12/2017 Certified 05/26/2017 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. 02/22/2018 Certified 03/08/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to amending the Price List to reduce Service Fees for certain Eligible Margin Assets and add repo transactions to the exemption limit for free online requests 03/18/2019 Certified 04/01/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 037-22 relating to clarifying the Hedging Auction Default Management Tool. 06/01/2022 Certified 06/15/2022 2
CCD Amendment to Dispute Resolution Rules 06/09/2023 Certified 06/26/2023 1
CME CME 06-103 Clearing CBOT Ethanol Fowards and Swaps 11/27/2006 Certified 12/04/2006 1
OCC Rule primarily applicable to securities 03/23/2005 Certified 03/23/2005 1
OCC Close out netting 05/15/2007 Certified 06/01/2007 1
ICECC The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. 02/21/2013 Certified 03/08/2013 1
CME Deletion of NYMEX Rules 990 and 992 10/30/2014 Certified 11/14/2014 1
LCHLTD BAU Portfolio Transfer processes in SwapClear 08/15/2016 Certified 08/29/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 124-17 related to clarifying the Default Management Auction Rules with respect to the appointment of a bidding agent to perform the bidding obligation in the Default Management Process 12/05/2017 Certified 12/19/2017 2
ICLR US ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. 02/22/2018 Certified 03/08/2018 2
LCHLTD LCH Limited self certifies rule changes concerning the termination of Clearing Member Status in the context of Polish Law 03/18/2019 Certified 04/01/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 083-19 related to the planned launch of Inter-Product Spreads for selected fixed income futures as a standardized futures inter-product spread strategy at Eurex Deutschland 08/28/2019 Certified 09/12/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear decompression 10/16/2020 Certified 10/29/2020 1
EUREX Proposed amendments in Eurex Clearing Circular 038-22 to Eurex Clearing's annual review and recalibration of the parameters of the Stress Period Value-at-Risk ("VaR") margin component for ETD and OTC Derivatives. 06/02/2022 Certified 06/16/2022 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 01/17/2024 Certified 01/31/2024 1
OCC Rule primarily applicable to securities 03/02/2005 Certified 03/02/2005 1
NADEX New contracts based on M&As 05/17/2007 Certified 06/01/2007 0
NYMEX NYMEX Brent 25-Day Futures Incentive Program; 11-459 11/29/2011 Certified 12/14/2011 1
LCHSA LCH.Clearnet SA will be subject to the reporting obligation introduced by the EU regulations as of 12 February 2014. 01/28/2014 Certified 02/12/2014 1
EUREX Sets forth further description of service listed in Rule Certification 018-16 04/01/2016 Certified 04/15/2016 2
CME Amendments to the Cleared OTC U.S. Dollar/Russian Ruble (USD/RUB) Spot, Forwards and Swaps Contract 06/30/2016 Certified 07/15/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 104-06 relating to the introduction of new MSCI index futures and a designated market making agreement for these futures 08/16/2016 Certified 08/30/2016 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to butterfly spreads for agricultural products. 05/15/2017 Certified 05/30/2017 2
CME Delisting of the U.S. Dollar/Malaysian Ringgit (USD/MYR) Cleared OTC Non-Deliverable Forwards Contract 04/16/2018 Certified 04/16/2018 2
ICLREU2 ICE Clear Europe intends to publish the Circular to provide guidance as to the interpretation of references to European Union ("EU") directives and regulations in the ICE Clear Europe Clearing Rules and Procedures in the event of Brexit. 06/10/2019 Certified 06/24/2019 2
ICECC ICC proposes changes to the ICC Back-Testing Framework. 09/22/2021 Certified 10/06/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 042-22 to the Clearing Conditions and FCM Regulations relating to service enhancements for OTC IRD, NDF, and SONIA-based OTC transactions, and updating ISDA definition references 06/02/2022 Certified 06/16/2022 2
ICLREU2 ICE Clear Europe is adopting new Futures and Options Default Management Procedures, which will supplement the Clearing House's existing F&O Default Management Policy. 06/12/2023 Certified 06/27/2023 2
OCC Rule primarily applicable to securities 01/18/2005 Certified 01/18/2005 1
OCC Yield based Treasury options 05/24/2007 Certified 06/01/2007 1
OCC Amendment No. 1 to SR-OCC-2010-13, a proposal to amend OCC by-laws and rules to accomodate proposal by OneChicago to list security futures for which settlement price would be adjusted for dividends or distributions by issuer of underlying security 08/25/2010 Certified 08/25/2010 1
LCHLLC Remove IDEX Futures Contracts from the rulebook 12/01/2011 Certified 12/16/2011 1
CME Modifications to the fee schedule applicable to OTC Interest Rate Swaps 08/02/2013 Certified 08/17/2013 1
ICECC ICE Clear Credit LLC ("ICC") hereby submits a self-certification of revisions to the ICC End-of-Day Price Discovery Policies and Procedures to incorporate enhancements to ICC's price discovery process. 10/30/2014 Certified 11/14/2014 2
ICECC ICC proposes changes to ICC Clearing Rule 401 in order to provide additional clarity regarding settlement finality with respect to Mark-to-Market Margin. 04/16/2015 Certified 04/30/2015 2
EUREX Eurex Clearing Circular 042-16 Amendments. Implementation dates are May 12, 2016, June 1, 2016, and July 1, 2016. 04/01/2016 Certified 04/15/2016 2
CME Modifications to the CME OTC FX Fee Waiver Program 07/11/2018 Certified 07/25/2018 1
CME Harmonization and Clarification Amendments to CME Chapters 8F ("Over the Counter Derivative Clearing"), 8G ("Interest Rate Derivative Clearing") and 900 ("Interest Rate Products") 04/13/2020 Certified 04/27/2020 1
ICLR US Rule Amendments (Risk Management Framework and Default Management Procedures) 01/03/2022 Certified 01/18/2022 2
NADEX Nadex will adjust the position limits for its Bitcoin and Ether Cryptocurrency Touch Bracket Variable Payout Contracts from 100 to 10 lots for Direct Trading Members and from 100,000 to 10,000 (on a per strike basis) for market makers. 01/17/2023 Certified 01/31/2023 1
OCC Rule Certification Concerning Updates to OCC's Capital Management Policy and Cash and Investment Management Policy 07/21/2023 Certified 08/04/2023 2
NYMEX Floor-traded electricity options cleared on ClearPort 12/05/2006 Certified 12/05/2006 0
OCC Rule primarily applicable to securities 12/21/2004 Certified 12/21/2004 1
ICLREU2 Amendments to certain Financial Power contracts: alterations to the last trading day and/or the contract series; changes to last trading day will not affect final settlement price 04/05/2012 Certified 04/20/2012 1