CME |
Extension of the CME OTC FX Fee Waiver Program |
12/03/2014 |
Certified |
12/17/2014 |
|
1 |
NODALCL |
Fee schedule for trucking freight futures |
03/14/2019 |
Certified |
03/28/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 081-20 related to providing that transaction fees in certain single stock dividend futures will be reduced by 50 percent and post-trade fees for single stock futures will be adjusted |
10/08/2020 |
Certified |
10/23/2020 |
|
2 |
OCC |
Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel. |
10/28/2021 |
Certified |
11/12/2021 |
|
2 |
LX |
Rulebook update |
04/08/2022 |
Certified |
04/22/2022 |
|
2 |
ICECC |
The principal purpose of the proposed changes to the ICC Treasury Policy & Procedures is to add clarifications and updates with respect to collateral asset haircuts and additional details on ICC's foreign exchange conversion methods. |
08/31/2023 |
Certified |
09/15/2023 |
|
2 |
NYMEX |
Requires Exchange Clearing Members to Own Two Exchange Memberships and 180K Shares of NYMEX Holdings Common Stock |
03/13/2006 |
Certified |
03/13/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
11/09/2005 |
Certified |
11/09/2005 |
|
1 |
LCHLTD |
LCH submits its Clearing Relationship Agreement (CRA), Termination Agreement (TA) and Tripartite Clearing Membership Agreement (TCMA). Only the latter is not subject to a request for confidential treatment. |
09/22/2009 |
Certified |
09/25/2009 |
|
1 |
LCHLLC |
Add defined term "Clearinghouse Approved Depositories" and amend Rule 509 to clarify ownership and control over clearing member's securities deposited to meet margin requirements and the depository custody accounts |
12/16/2009 |
Certified |
12/24/2009 |
|
1 |
CBT |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
ICECC |
Enhancements to margin methodology ("Decomp Model") |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
CME |
Amendments to CDS Guaranty Fund allocation calculation; 12-029 |
01/19/2012 |
Certified |
02/03/2012 |
|
2 |
CME |
Acceptance for clearing of SEK, DKK and NOK Interest Rate Swaps; OIS Swaps up to 5 years; 1-month Designated Maturity for IRS denominated in EUR, GBP and JPY; 13-047. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
LCHLTD |
LCH has amended its rules to reflect that only those clearing members that participate in the General Business services are permitted to vote on the LCH's changes to its General Business default management program. |
06/13/2013 |
Certified |
06/28/2013 |
|
1 |
LCHLTD |
Introduction of wording to set out the requirements of clearing members to participate in business continuity testing planning coordination and testing programs. |
07/29/2013 |
Certified |
08/13/2013 |
|
1 |
CME |
This submission contains product title amendments for two DJ-UBS Commodity Index futures, and for three DJ-UBS Commodity Index Cleared Swaps to reflect a change in the index calculation agent from DJ to Bloomberg. #14-243 |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
CCH |
Changing entity name from "Cantor Clearinghouse, L.P." to "CX Clearinghouse, L.P." |
02/16/2018 |
Certified |
03/05/2018 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: SwapClear NZD Clearing, AUD and ZAR tenor extensions |
10/30/2019 |
Certified |
11/14/2019 |
|
1 |
OCC |
Proposed rule change to modify The Options Clearing Corporation's fees for exercise notices submitted after the deadlines and to change the deadline for submitting a late exercise notice on non-expiration dates. |
02/11/2020 |
Certified |
02/26/2020 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear proposal to enhance the ForexClear trade registration workflow for eligible products traded on trading venues. |
08/31/2023 |
Certified |
09/15/2023 |
|
1 |
ICECC |
The principal purpose of the purposed rule change is to make changes to the ICC Collateral Risk Managment Framework. |
04/29/2024 |
Certified |
05/13/2024 |
|
2 |
OCC |
Rule primarily applicable to securities |
10/13/2005 |
Certified |
10/13/2005 |
|
1 |
OCC |
Amendment to interp providing guidance relating to new method for adjusting security options for cash dividends and distributions |
01/06/2009 |
Certified |
01/15/2009 |
|
1 |
CME |
Amendments to Rule 8F15 regardiing trade submission to CME Clearport |
09/22/2009 |
Certified |
09/22/2009 |
|
1 |
CME |
Revisions to Chapters 800-805 regarding OTC credit default swap contracts and contract specifications |
12/11/2009 |
Certified |
12/24/2009 |
|
1 |
LCHLLC |
Amend risk management procedures to modify stress test parameters, quarterly risk monitoring, and clarify construction of revaluation curves. |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
NYMEX |
Changes to NYMEX Rule 984 governing Give Up Trades (now entitled Clearing Member Acceptance of Executed Customer Trades) 11-443 |
11/28/2011 |
Certified |
12/13/2011 |
|
1 |
CME |
Emergency actions taken as a result of Hurricane Sandy; 12-363. |
10/29/2012 |
Certified |
10/29/2012 |
|
1 |
CME |
Change to the Collateral Categorization for Treasury Inflation Protected Securities; 13-049. |
02/14/2013 |
Certified |
03/02/2013 |
|
1 |
CCH |
Change to rules in relation to Participant Clearing Accounts to reflect that funds are Member Property, and to prevent confusion as the current term ("segregation") implies customer property. |
04/08/2013 |
Certified |
04/23/2013 |
|
1 |
NADEX |
Rulebook amendments to identify contracts as "swaps" as defined under 17 USC 1a(47), to accommodate swaps, and reflect appropriate language. |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
LCHLTD |
Self-certification pursuant to 40.6(a) notifying of the extension of the ForexClear Client Clearing fees waiver program. |
06/16/2014 |
Certified |
07/01/2014 |
|
1 |
ICLREU2 |
Amendments to Delivery Procedures for ICE Endex Belgian Natural Gas Futures Contracts |
10/28/2014 |
Certified |
11/12/2014 |
|
2 |
CME |
Implementation of the OTC (Over-The-Counter) CDS (Credit Default Swap) Fee Waiver Program |
09/15/2017 |
Certified |
09/29/2017 |
|
1 |
CME |
Termination of the U.S. Dollar Swaptions Incentive Program |
07/09/2018 |
Certified |
07/23/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 044-19 related to eliminating redundancy in certain provisions |
05/03/2019 |
Certified |
05/17/2019 |
|
2 |
CME |
Amendments to CME Chapters 900 ("Interest Rate Products") and 901 ("Interest Rate Swaps Contract Terms") in Connection with the Implementation of 2021 ISDA Definitions for Over-the-Counter Interest Rate Swap Products |
09/17/2021 |
Certified |
10/01/2021 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative called "Smart Clearing", that will introduce a workflow to enable selective bulk clearing of FX Forwards transactions. |
08/31/2023 |
Certified |
09/15/2023 |
|
1 |
OCC |
OCC-2006-19 OCC Bankruptcy Procedures |
10/12/2006 |
Certified |
10/12/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
09/29/2005 |
Certified |
09/29/2005 |
|
1 |
CCORP |
Definition of Exchange Market is amended to add ten index futures contracts that will be traded on USFE |
09/27/2007 |
Certified |
10/04/2007 |
|
1 |
OCC |
Rule change clarifying that an individual may occupy more than one Exchange directorship and if so, would count as separate director for each for all bylaw purposes |
01/12/2009 |
Certified |
01/15/2009 |
|
1 |
CME |
Amendments to add COMEX clearing members to the definition of OTC Clearing Member and to expand the application of capital requirements with respect to additional OTC cleared-only products. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
CME |
Rule changes to CME/CBOT/NYMEX Rules 802, 813, 816, 817, 818, 827, 913, and 930 and to CME Rule 8B04 and to various provisions in Rules 8F01 - 8F25 related to the clearing of OTC credit default swaps and to make various conforming rule changes |
12/11/2009 |
Certified |
12/24/2009 |
|
1 |
NYMEX |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
CME |
Emergency actions taken as a result of Hurricane Sandy; 12-370. |
10/31/2012 |
Certified |
10/31/2012 |
|
1 |
ICLR US |
Amend Default Management Procedures |
01/06/2016 |
Certified |
01/21/2016 |
|
2 |
ICECC |
ICE Clear Credit proposes updates to the ICC Operational Risk Management Framework. |
03/29/2016 |
Certified |
04/12/2016 |
|
2 |
CMECE |
Change to Minimum IRS Clearing Member IRS Guarantee Fund Contribution |
02/07/2017 |
Certified |
02/22/2017 |
|
1 |