Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/16/2020 Notified 10/16/2020 2
CME Weekly Notification of Rule Amendments - Week of January 9, 2023 01/17/2023 Notified 01/17/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 026-23 related to the introduction of an additional functionality, Value Based Average Pricing, applicable for Eurex Deutschland listed transactions 05/01/2023 Certified 05/15/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 070-23 related to the introduction of EurexOTC Clear Release 16.0 and the automated trade offset functionality to all EurexOTC Clear clients 10/27/2023 Certified 11/09/2023 2
ICLREU2 ICE Clear Europe is amending its delivery fee for ICE Futures Europe Carbon Credit Futures Contracts. 04/30/2024 Certified 05/14/2024 2
NYMEX 10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport 02/22/2007 Certified 03/12/2007 1
OCC Rule primarily applicable to securities 12/17/2004 Certified 12/17/2004 1
OCC Structural changes to OCC's Membership/Risk Committee regardign Public Directors and the process for designating Membership/Risk Committee members; SR-OCC-2013-12. 08/02/2013 Certified 08/17/2013 1
ICECC ICC proposes amending its rules to provide for the clearance of iTraxx Asia/Pacific CDS contracts and Standard Asia/Pacific Sovereign CDS contracts. 02/19/2016 Certified 03/04/2016 3
LCHLTD Change to the LCH LTD London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/23/2018 Notified 02/23/2018 1
LCHLTD LCH Limited self certifies rule changes concerning new legislation in the context of the withdrawal of the United Kingdom ("UK") from the European Union ("EU") 03/19/2019 Certified 04/01/2019 1
ICLR US Rule changes to effect amended Guaranty Fund allocation methodology. 08/28/2019 Certified 09/12/2019 2
MGEX Submitting Risk Management Manual following revisions. 11/04/2019 Certified 11/19/2019 2
CME Weekly Notification of Rule Amendments - Week of April 5, 2021 04/12/2021 Notified 04/12/2021 1
CME Weekly Notification of Rule Amendments - Week of June 5, 2023 06/12/2023 Notified 06/12/2023 1
CME Weekly Notification of Rule Amendments - Week of July 17, 2023 07/24/2023 Notified 07/24/2023 1
EUREX Weekly Notification of Rule Amendments - Week of October 23, 2023 10/27/2023 Notified 10/27/2023 1
NYMEX Forms of Margin 05/23/2001 Certified 05/23/2001 0
OCC Rule primarily applicable to securities 12/13/2004 Certified 12/13/2004 1
CME Request for approval to commingle customer positions and related collateral in Interest Rate Futures and Interest Rate Swaps in customer cleared swaps accounts; 12-151 05/24/2012 Approved 10/12/2012 4
CME Addition of Limited Recourse and Portfolio Gain Haircut Settlement Cycles to the Financial Safeguards Package for Base Products 10/30/2014 Withdrawn 08/31/2016 1
CME Amendments to CME Rule 743.B (Delivery Obligation Failure) 11/16/2016 Certified 12/01/2016 1
ICLREU2 The purpose of the amendments is to modify the ICE Clear Europe Finance Procedures to add Australian dollars ("AUD") as a currency eligible for variation margin and settlement payments for financials and softs contracts in the F&O product category which s 06/16/2017 Certified 06/30/2017 2
OCC Proposed rule change related to enhancements to the Vanilla Option Model and Smoothing Algorithm used in OCC's margin methodology. 08/28/2019 Certified 09/12/2019 2
SGX-DC The Amendment is to remove the Eurodollar Futures from the list of contracts under Appendix 2 of SGX-DC Clearing Rules, associated with the removal of contracts from the Mutual Offset System link with Chicago Mercantile Exchange. 11/29/2019 Certified 12/12/2019 1
EUREX Weekly Notification of Rule Amendments - Week of July 6, 2020 07/10/2020 Notified 07/10/2020 1
LX LedgerX Revised Participant Agreement 05/28/2021 Certified 06/14/2021 4
ICECC ICC proposes changes to the Governance Playbook, Risk Management Framework, and Treasury Operations Policies and Procedures. 07/14/2021 Certified 07/28/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 043-22 to the Clearing Conditions, DM Auction Rules, and Price List to reflect the Management Board of Eurex Clearing's decision to terminate certain OTC Currency Clearing Services 06/03/2022 Certified 06/17/2022 4
CME Weekly Notification of Rule Amendments - Week of April 24, 2023 05/02/2023 Notified 05/02/2023 1
OCC Rule primarily applicable to securities 11/19/2004 Certified 11/19/2004 1
NYMEX Clearing contracts executed on DME 05/30/2007 Certified 06/01/2007 1
LCHLLC Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
LCHSA The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. 11/03/2015 Certified 11/18/2015 1
MGEX Change to outright and spread margin rates and to volatility scan range. 09/21/2017 Notified 09/21/2017 1
MGEX Rule amendments are part of an overall reorganization that includes changes for greater clarity and efficiency. 12/21/2018 Certified 02/08/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 028-19 related to amending the Price List to include 44 physically delivered single stock futures contracts newly introduced at Eurex Deutschland. 03/19/2019 Certified 04/02/2019 2
ICECC ICE Clear Credit proposes updates to its Risk Management Framework, Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, and Risk Parameter Setting and Review Policy. 07/10/2020 Certified 07/24/2020 2
CME Weekly Notification of Rule Amendments - Week of March 4, 2022 04/12/2022 Notified 04/12/2022 1
OCC Rule Certification Concerning Updates to OCC Rules, By-Laws, and Clearing Member Documents in Connection with a Shortened Settlement Cycle 01/18/2024 Certified 02/01/2024 2
OCC Rule primarily applicable to securities 06/25/2004 Certified 06/25/2004 1
OCC Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. 05/28/2008 Certified 06/04/2008 1
LCHLLC Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral 11/10/2010 Certified 11/10/2010 1
CME Addition of CDX North American Investment Grade Index Series 16 03/21/2011 Certified 03/21/2011 1
LCHLTD Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
OCC This prposed rule change would allow a clearing fee waiver for exchange new products. 08/28/2015 Withdrawn 09/09/2015 1
EUREX Amendments to the Eurex Clearing DCO Compliance Manual 12/14/2016 Certified 12/29/2016 3
LCHLTD Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies 05/16/2017 Certified 05/30/2017 1
LX Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. 12/06/2017 Certified 12/20/2017 2
ICE NGX Addition of eight physically-settled natural gas futures contracts 09/08/2020 Certified 09/22/2020 1