OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
NYMEX |
Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers |
07/25/2007 |
Certified |
08/03/2007 |
|
1 |
CME |
New rules concerning credit default swaps and amendmens to OTC clearing rules. |
06/16/2009 |
Certified |
06/30/2009 |
|
1 |
OCC |
Amendment to definition of term Adjustment Increment with respect to stock futures. |
02/26/2010 |
Certified |
03/01/2010 |
|
1 |
ICLREU2 |
Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
ICLR US |
Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
CME |
Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 |
03/30/2012 |
Certified |
04/14/2012 |
|
1 |
CME |
Modifications to the CME OTC FX Fee Waiver Program |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
LCHLTD |
Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
CME |
Extension of the CME OTC FX Fee Waiver Program |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
ICLREU2 |
ICE Clear Europe proposes to modify and update certain provisions of its Policy to provide further clarification for the CDS Clearing Membership requirements and to update certain ICE Clear Europe internal governance requirements applicable to all Clearin |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
MGEX |
Rule amendments to incorporate certain ESMA standards. |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
ICLR US |
Amendments to the ICUS Risk Management Framework and Default Management Procedures. |
12/22/2020 |
Withdrawn |
01/07/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending Part 12 of the Rules to implement certain account and settlement finality arrangements applicable to the settlement of Euro-denominated payments by the Clearing House through the European Union ("EU") TARGET2 payment system. |
02/18/2021 |
Certified |
03/04/2021 |
|
2 |
ICECC |
ICC proposes to implement amendments to its Clearing Rules to permit it to take advantage of certain additional settlement finality protections under applicable UK and EU law. |
07/29/2022 |
Certified |
08/12/2022 |
|
2 |
CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter Singapore Dollar Denominated Interest Rate Swap Products Referencing the Singapore Dollar Swap Offer Rate |
03/20/2023 |
Certified |
03/20/2023 |
|
1 |
MGEX |
Language amendments relating to the MGEX Risk Manual and Exhibit A. |
04/28/2023 |
Certified |
05/12/2023 |
|
2 |
CME |
Authority to Adopt Rule Changes |
01/20/2004 |
Certified |
01/21/2004 |
|
1 |
NYMEX |
Acceptable Forms of Margin |
05/04/2001 |
Certified |
05/04/2001 |
|
0 |
OCC |
OCC-2006-21 Outsourcing of Member Functions |
11/15/2006 |
Certified |
12/01/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
04/01/2005 |
Certified |
04/01/2005 |
|
1 |
NYMEX |
Haircut reduction on MM mutual funds as margin from 5 to 2 percent |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
LCHLLC |
Amendments to Rule 101 - definition of "Clearing Hours" and addition of new Rules 901and 902 to incporporate existing interest rate swap and new forward start interest rate swap futures specs, respectively. |
11/09/2009 |
Certified |
02/26/2010 |
|
1 |
NADEX |
Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. |
11/04/2010 |
Certified |
11/04/2010 |
|
1 |
ICLREU2 |
Amendments relating to clearinghouse's designated payments system; C11/169 |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
CME |
Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
ICECC |
ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements. |
10/30/2014 |
Certified |
11/14/2014 |
|
2 |
CME |
Amendments to CME Rules 204A03, 204A04, and the Settlement Procedures Document of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract |
06/30/2016 |
Certified |
07/15/2016 |
|
1 |
LCHLTD |
Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 043-17 relating to fees for securities delievered as contributions to the default fund and the settlement day for payments via Swiss Interbank Clearing |
05/12/2017 |
Certified |
05/26/2017 |
|
2 |
ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
CME |
Notification of Rule Amendments - Week of July 2, 2018 |
07/10/2018 |
Notified |
07/10/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 029-18 related to amending the Price List to reduce Service Fees for certain Eligible Margin Assets and add repo transactions to the exemption limit for free online requests |
03/18/2019 |
Certified |
04/01/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 19 August 2019. |
08/28/2019 |
Notified |
08/28/2019 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of August 23, 2021 |
08/30/2021 |
Notified |
08/30/2021 |
|
1 |
EUREX |
Proposed amendments in Eurex Clearing Circular 037-22 relating to clarifying the Hedging Auction Default Management Tool. |
06/01/2022 |
Certified |
06/15/2022 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/29/2022 |
Notified |
07/29/2022 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
04/28/2023 |
Notified |
04/28/2023 |
|
2 |
CCD |
Amendment to Dispute Resolution Rules |
06/09/2023 |
Certified |
06/26/2023 |
|
1 |
CME |
CME 06-103 Clearing CBOT Ethanol Fowards and Swaps |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
03/23/2005 |
Certified |
03/23/2005 |
|
1 |
OCC |
Close out netting |
05/15/2007 |
Certified |
06/01/2007 |
|
1 |
ICECC |
The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. |
02/21/2013 |
Certified |
03/08/2013 |
|
1 |
CME |
Deletion of NYMEX Rules 990 and 992 |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
LCHLTD |
BAU Portfolio Transfer processes in SwapClear |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 8 May 2017. |
05/14/2017 |
Notified |
05/14/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 124-17 related to clarifying the Default Management Auction Rules with respect to the appointment of a bidding agent to perform the bidding obligation in the Default Management Process |
12/05/2017 |
Certified |
12/19/2017 |
|
2 |
ICLR US |
ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. |
02/22/2018 |
Certified |
03/08/2018 |
|
2 |
LCHLTD |
LCH Limited self certifies rule changes concerning the termination of Clearing Member Status in the context of Polish Law |
03/18/2019 |
Certified |
04/01/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 29, 2019 |
05/07/2019 |
Notified |
05/07/2019 |
|
1 |