Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
NYMEX Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers 07/25/2007 Certified 08/03/2007 1
CME New rules concerning credit default swaps and amendmens to OTC clearing rules. 06/16/2009 Certified 06/30/2009 1
OCC Amendment to definition of term Adjustment Increment with respect to stock futures. 02/26/2010 Certified 03/01/2010 1
ICLREU2 Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 11/25/2011 Certified 12/10/2011 1
ICLR US Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 01/27/2012 Certified 02/11/2012 1
CME Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 03/30/2012 Certified 04/14/2012 1
CME Modifications to the CME OTC FX Fee Waiver Program 12/02/2015 Certified 12/16/2015 1
LCHLTD Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM 08/15/2016 Certified 08/29/2016 1
CME Extension of the CME OTC FX Fee Waiver Program 12/04/2017 Certified 12/18/2017 1
ICLREU2 ICE Clear Europe proposes to modify and update certain provisions of its Policy to provide further clarification for the CDS Clearing Membership requirements and to update certain ICE Clear Europe internal governance requirements applicable to all Clearin 06/10/2019 Certified 06/24/2019 2
MGEX Rule amendments to incorporate certain ESMA standards. 11/01/2019 Certified 11/18/2019 1
ICLR US Amendments to the ICUS Risk Management Framework and Default Management Procedures. 12/22/2020 Withdrawn 01/07/2021 2
ICLREU2 ICE Clear Europe is amending Part 12 of the Rules to implement certain account and settlement finality arrangements applicable to the settlement of Euro-denominated payments by the Clearing House through the European Union ("EU") TARGET2 payment system. 02/18/2021 Certified 03/04/2021 2
ICECC ICC proposes to implement amendments to its Clearing Rules to permit it to take advantage of certain additional settlement finality protections under applicable UK and EU law. 07/29/2022 Certified 08/12/2022 2
CME Withdrawal of Clearing Support for Cleared Over-the-Counter Singapore Dollar Denominated Interest Rate Swap Products Referencing the Singapore Dollar Swap Offer Rate 03/20/2023 Certified 03/20/2023 1
MGEX Language amendments relating to the MGEX Risk Manual and Exhibit A. 04/28/2023 Certified 05/12/2023 2
CME Authority to Adopt Rule Changes 01/20/2004 Certified 01/21/2004 1
NYMEX Acceptable Forms of Margin 05/04/2001 Certified 05/04/2001 0
OCC OCC-2006-21 Outsourcing of Member Functions 11/15/2006 Certified 12/01/2006 1
OCC Rule primarily applicable to securities 04/01/2005 Certified 04/01/2005 1
NYMEX Haircut reduction on MM mutual funds as margin from 5 to 2 percent 07/13/2007 Certified 08/03/2007 1
LCHLLC Amendments to Rule 101 - definition of "Clearing Hours" and addition of new Rules 901and 902 to incporporate existing interest rate swap and new forward start interest rate swap futures specs, respectively. 11/09/2009 Certified 02/26/2010 1
NADEX Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. 11/04/2010 Certified 11/04/2010 1
ICLREU2 Amendments relating to clearinghouse's designated payments system; C11/169 11/25/2011 Certified 12/10/2011 1
CME Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 01/27/2012 Certified 02/11/2012 1
ICECC ICC hereby submits a self-certification of revisions to the ICC Risk Management Framework to incorporate certain risk model enhancements. 10/30/2014 Certified 11/14/2014 2
CME Amendments to CME Rules 204A03, 204A04, and the Settlement Procedures Document of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 06/30/2016 Certified 07/15/2016 1
LCHLTD Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. 08/15/2016 Certified 08/29/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 043-17 relating to fees for securities delievered as contributions to the default fund and the settlement day for payments via Swiss Interbank Clearing 05/12/2017 Certified 05/26/2017 2
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to the calculation of shortfall margin; increasing the size of the guaranty fund; and changing the methodology for allocating the guaranty fund to clearing members. 02/22/2018 Certified 03/08/2018 2
CME Notification of Rule Amendments - Week of July 2, 2018 07/10/2018 Notified 07/10/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to amending the Price List to reduce Service Fees for certain Eligible Margin Assets and add repo transactions to the exemption limit for free online requests 03/18/2019 Certified 04/01/2019 2
SGX-DC Weekly notification of rule amendments for the week of 19 August 2019. 08/28/2019 Notified 08/28/2019 2
CME Weekly Notification of Rule Amendments - Week of August 23, 2021 08/30/2021 Notified 08/30/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 037-22 relating to clarifying the Hedging Auction Default Management Tool. 06/01/2022 Certified 06/15/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/29/2022 Notified 07/29/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/28/2023 Notified 04/28/2023 2
CCD Amendment to Dispute Resolution Rules 06/09/2023 Certified 06/26/2023 1
CME CME 06-103 Clearing CBOT Ethanol Fowards and Swaps 11/27/2006 Certified 12/04/2006 1
OCC Rule primarily applicable to securities 03/23/2005 Certified 03/23/2005 1
OCC Close out netting 05/15/2007 Certified 06/01/2007 1
ICECC The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. 02/21/2013 Certified 03/08/2013 1
CME Deletion of NYMEX Rules 990 and 992 10/30/2014 Certified 11/14/2014 1
LCHLTD BAU Portfolio Transfer processes in SwapClear 08/15/2016 Certified 08/29/2016 1
SGX-DC Weekly notification of rule amendments for the week of 8 May 2017. 05/14/2017 Notified 05/14/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 124-17 related to clarifying the Default Management Auction Rules with respect to the appointment of a bidding agent to perform the bidding obligation in the Default Management Process 12/05/2017 Certified 12/19/2017 2
ICLR US ICUS is amending its Risk Management Framework to ensure compliance with regulatory liquidity requirements by requiring clearing members to maintain 35% of house margin in cash. 02/22/2018 Certified 03/08/2018 2
LCHLTD LCH Limited self certifies rule changes concerning the termination of Clearing Member Status in the context of Polish Law 03/18/2019 Certified 04/01/2019 1
CME Weekly Notification of Rule Amendments - Week of April 29, 2019 05/07/2019 Notified 05/07/2019 1