OCC |
Proposed rule change would make permanent the current discount clearing fee schedule for specified contracts, further discount the newly adopted clearing fee schedule, and modify the new product clearing fee schedule, effective May 1, 2007. |
04/11/2007 |
Certified |
05/01/2007 |
|
1 |
CME |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
ICLREU2 |
Amendments to clarify contract formation in relation to cleared OTC Contracts |
04/13/2011 |
Certified |
04/13/2011 |
|
1 |
ICLREU2 |
Amendments to procedures and contract terms in order to comply with Dodd-Frank Act |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
CME |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
CME |
Expansion of acceptable performance bond deposits in Rule 930.C; expansion of clearing member reporting requirements relating to customer funds in Rule 971; 12-178 |
05/30/2012 |
Certified |
06/13/2012 |
|
1 |
ICLREU2 |
Rule amendments in relation to time frame for clearing of CDS contracts. |
09/21/2012 |
Certified |
10/06/2012 |
|
1 |
NADEX |
Independence Day Holiday Hours |
06/13/2013 |
Certified |
06/28/2013 |
|
1 |
LCHLTD |
Self-certification relating to confidential information |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
ICLR US |
Changes to Risk Management Framework |
02/16/2016 |
Certified |
03/01/2016 |
|
2 |
CME |
Amendments to CME Rules 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") and 8H930.C. ("Acceptable Performance Bond Deposits for CDS Products") |
03/30/2016 |
Certified |
04/13/2016 |
|
1 |
ICLREU2 |
ICE Clear Europe is amending its CDS End-of-Day Price Discovery Policy to change the calculation of firm trade notional limits for single-name CDS Contracts. ICEU is also amending its Price Submission Disciplinary Framework. |
05/11/2017 |
Certified |
05/25/2017 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of February 12, 2018 |
02/21/2018 |
Notified |
02/21/2018 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 10 December 2018. |
12/19/2018 |
Notified |
12/19/2018 |
|
2 |
MGEX |
Amendment to certain reporting deadlines. |
10/31/2019 |
Certified |
11/15/2019 |
|
1 |
LCHLTD |
The Proposal is for LCH to invest FCM Euro-denominated cash collateral in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany, in accordance with the relief provided by the CFTC. |
09/04/2020 |
Certified |
09/21/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 5, 2020 |
10/12/2020 |
Notified |
10/12/2020 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of June 5, 2023 |
06/09/2023 |
Notified |
06/09/2023 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 4, 2023 |
12/12/2023 |
Notified |
12/12/2023 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
NYMEX |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
CME |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
CBT |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
ICECC |
Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). |
09/21/2012 |
Approved |
11/05/2012 |
|
1 |
CME |
Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members |
01/07/2016 |
Certified |
01/22/2016 |
|
1 |
CME |
Notification Regarding Revisions to the Concentration Margin Program |
02/08/2017 |
Certified |
02/23/2017 |
|
1 |
MGEX |
Weekly Notification for the week of May 14, 2018. |
05/25/2018 |
Notified |
05/25/2018 |
|
1 |
CME |
Modifications to the OTC FX Non-Deliverable Forwards Incentive Program |
07/10/2018 |
Certified |
07/24/2018 |
|
2 |
OCC |
Proposed rule change to extend term limits for Member Directors serving on The Options Clearing Corporation's Boardof Directors. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid (Unlimitted Tariff and Options clearing service). |
12/20/2018 |
Certified |
01/28/2019 |
|
1 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures |
05/07/2019 |
Certified |
05/21/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 27 May 2019. |
06/07/2019 |
Notified |
06/07/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: Updated close out process for SOFR transition |
07/10/2020 |
Certified |
07/23/2020 |
|
1 |
EUREX |
Proposed amendments in Eurex Clearing Circular 083/21 relating to the transition of the reference Funding Rate for EURO STOXX 50 Index Total Return Futures from `?STR + EONIA transition spread' to ?STR flat. |
09/21/2021 |
Certified |
10/04/2021 |
|
2 |
CME |
Extension of the CME OTC FX Fee Waiver Program |
12/13/2021 |
Certified |
12/28/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 21, 2022 |
02/28/2022 |
Notified |
02/28/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 23, 2022 |
05/31/2022 |
Notified |
05/31/2022 |
|
1 |
OCC |
Rule Certification by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards |
04/27/2023 |
Certified |
05/11/2023 |
|
5 |
ICLREU2 |
ICE Clear Europe Limited proposes to amend Part HH of its Delivery Procedures to to make certain corrections and clarifications with respect to the ICE Endex French PEG Natural Gas Contracts. |
06/09/2023 |
Certified |
06/26/2023 |
|
2 |
ICLREU2 |
ICEU is amending its Rules to address more consistently the treatment of certain losses that do not arise from the default of a Clearing Member, generally referred to as non-default losses, including certain investment losses and custodial losses. |
07/19/2023 |
Certified |
08/02/2023 |
|
2 |
NYMEX |
Investment of Customer Segregated Funds in Money Market Mutual Funds |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Amendment of definition of "fund share" to include a security as defined in Section 3(a)(10) of the Securities Exchange Act of 1934. |
10/04/2007 |
Certified |
10/09/2007 |
|
1 |
CBT |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
OCC |
Revision to Article XII, Section 3, of OCC's by-laws to allow OCC to make adjustments to the settlement price of exchange-designated security futures for all cash dividends or distributions. |
08/19/2010 |
Certified |
08/19/2010 |
|
1 |
CBT |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
OCC |
Changes to accomodate clearing of cash-settled Agricultural Futures; Euribor Futures; and German Interest Rate Futures for ELX Futures exchange; 2011-16R |
11/22/2011 |
Certified |
12/08/2011 |
|
2 |
NYMEX |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
CME |
Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H |
08/05/2014 |
Certified |
08/19/2014 |
|
1 |
ICE NGX |
Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |