CBT |
Specifications for three basis swap products that will be traded OTC and cleared through CBT's clearing service provider |
09/10/2007 |
Certified |
09/19/2007 |
|
1 |
CBT |
CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities |
04/01/2011 |
Certified |
04/01/2011 |
|
1 |
CBT |
Technical revisions to denatured fuel ethanol forward month swaps to reflect cleared only status after trading OTC |
06/27/2007 |
Certified |
06/29/2007 |
|
1 |
CBT |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
CBT |
Revisions to comport with CFTC Part 190 Regulations; 12-066 |
03/06/2012 |
Certified |
03/21/2012 |
|
1 |
CBT |
Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps |
10/14/2010 |
Certified |
10/14/2010 |
|
1 |
CBT |
Amendments to comply with CFTC Regs 39.12(a)(5)(B) and 39.13(h)(5) re: clearing member reporting; 12-067 |
03/07/2012 |
Certified |
03/22/2012 |
|
1 |
CBT |
CBOT Approved as DCO Approval Process Required Implementing Rules |
10/07/2003 |
Certified |
10/07/2003 |
|
0 |
CBT |
Rule 701.1 Transfer of Clearing Accounts |
10/07/2003 |
Certified |
07/14/2003 |
|
0 |
CBT |
Financial Filing Requirements |
09/22/2003 |
Certified |
09/22/2003 |
|
1 |
CBT |
Acceptable Margin |
11/21/2003 |
Certified |
11/21/2003 |
|
0 |
CBT |
Transfer of Clearing Accounts |
08/06/2003 |
Certified |
08/06/2003 |
|
0 |
CBT |
Rules Streamlining Clearing Requirements |
11/20/2003 |
Certified |
11/20/2003 |
|
0 |
CBT |
E-CBOT Clearing |
10/31/2003 |
Certified |
10/31/2003 |
|
1 |
CBT |
New CBOT Rule 818 "Close-Out Netting." |
02/12/2009 |
Certified |
02/26/2009 |
|
1 |
CBT |
Amendment to prohibit clearing members from asserting sovereign immunity. |
06/01/2011 |
Certified |
06/01/2011 |
|
1 |
CBT |
Rules to implement the Financial Instruments Clearing Member (FICM) program. |
02/25/2011 |
Certified |
02/25/2011 |
|
1 |
CBT |
Ten new OTC Asian-Style and European-Style options on corn, soybeans, wheat, soybean oil, and soybean meal listed for clearing only on CBOT will be cleared by CME |
07/29/2009 |
Certified |
08/11/2009 |
|
1 |
CBT |
Restatement of clearing member membership and shareholding requirements |
09/27/2006 |
Certified |
09/30/2006 |
|
1 |
CBT |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
CBT |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
CBT |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
CBT |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
CBT |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
CBT |
Comprehensive Update of Chapter 2 Membership Requirements |
09/28/2006 |
Certified |
09/29/2006 |
|
1 |
BCC |
Miscellaneous Rule Changes |
11/29/2001 |
Certified |
11/30/2001 |
|
0 |
BCC |
Miscellaneous Rule Changes |
11/29/2001 |
Certified |
11/29/2001 |
|
0 |
BCC |
Ownership Structure |
07/03/2001 |
Certified |
07/03/2001 |
|
0 |